Head of Compliance

THE COMPANY: We are working with a globally recognized FX and CFD Broker who are on the search for a Compliance Executive to join the firm. The firm are based centrally in the city close to Bank Station.THE RESPONSIBILITIES:Management and oversight of the compliance department, providing advice as necessary. Assess the effectiveness of the firm’s systems...

We are currently for a Head of Compliance on behalf of a Commercial Bank in London. Our client are looking for an experienced compliance candidate who will hold the SMF 16/17 and be responsible for the oversight of the Bank's regulatory framework and controls. This is an excellent opportunity to join an established bank in London who are looking to grow...

Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth management services. We work with institutional and professional investors only. The firm is regulated in the...

This exciting Insurance business has ambitious plans for growth. The Group has strong International operations and financial backing; the UK business is newer and set for significant expansion. The focus of this growth will be Specialty Lines. You will be Head of Compliance for the UK business, working across Specialty and Consumer lines, part of the UK...

Location: London, UKSector: InsuranceType: Permanent, Full-TimeSalary: £1xx,xxx + BenefitsWe are seeking a skilled Head of Compliance for a top-tier London Market Broker. This role is ideal for a senior compliance professional ready to lead and shape the compliance strategy in a dynamic and respected firm.Key Responsibilities:Lead and develop the compliance...

Location: London, UKSector: InsuranceType: Permanent, Full-TimeSalary: £1xx,xxx + BenefitsWe are seeking a skilled Head of Compliance Operations for a top-tier London Market Broker. This role is ideal for a senior compliance professional ready to lead and shape the compliance strategy in a dynamic and respected firm.Key Responsibilities:Lead and develop the...

Currently recruiting for a Head of Compliance to join a Private Credit focused Asset Management firm. You should ideally have previously acted as either a Head of or Deputy Head of Compliance within the AM space, and have knowledge of Credit space. You will have overall responsibility for both compliance and financial crime and will be expected to hold the...

A leading foreign bank is in search of a Deputy Head of Compliance. Reporting to the Head of Compliance, the ideal candidate can expect significant exposure and professional development. This role involves overseeing junior team members and active participation in strategic meetings to enhance the 2nd line of defense (2LoD) compliance functions.In this...

Shape the Future of Digital Finance as Head of Compliance! Are you a compliance leader ready to navigate the exciting landscape of digital assets within an FCA regulated business? Your next career move awaits you! Black Swan Group is thrilled to represent a pioneering client in the digital assets space, seeking a visionary Head of Compliance to join their...

Job DescriptionTo act as Approved Person undertaking Controlled Function SMF16 and Member of CARC.To ensure that the Company is acting compliantly and in line with regulation as well as supporting the business to achieve its overall strategy.Job Activities and ResponsibilitiesDevelop, maintain and manage compliance risk assessments; and compliance...

Head of Compliance and MLRO (Money Laundering Reporting Officer)Location: London – Hybrid (Valid work permit required)Salary: Up to £120,000Skills: MLRO, AML, KYC, Payment, Compliance Manager, Compliance Officer, FCA, FSMA, FATF, Consumer Duty, CF11Client Overview:Our client is a leading fintech payments company based in London, UK. They are at the...

About usBegame is a dynamic medium sized gambling operator behind popular soft gaming brands like FruitKings, PeachyGames, and Bingostars. Since 2011, we have been dedicated to delivering a fun and safe gaming experience in the UK market. Our commitment to trust and social responsibility has earned us an exemplary compliance record and a respected...

We are recruiting for a leading Investment banking firm who are currently looking to recruit a Head of Compliance & MLRO to join their London team. Main Responsibilities Provide compliance oversight of management and business units regarding applicable laws and regulations and participate in new business processes within the business and risk areas Oversee...

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and £52.6 billion worth of assets under management (as at 29th March 2024). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and...

Are you a seasoned professional in Facilities Management with a keen eye for detail and a passion for ensuring compliance? We have an exciting opportunity for a Head of Contracts & Compliance to join our dynamic team at the University of Greenwich.In this pivotal role, you will support our Partnership Director and FM Operations team in managing statutory...

Interim Legal & Compliance ManagerSalary: Around £80,000 pro rata'd or day rate.Location: East London, hybrid role – 3 days in the office & 2 days working from home. Duration: This is a temporary role for 3-4 months to support the business on a daily basis and provide cover for the incumbent Head of Legal and Compliance whilst they are delegated to...

International boutique investment/wealth manager providing investment services is seeking a Head of Compliance and MLRO (SM16/17). This may a suit a Deputy MLRO/Deputy Head of Compliance seeking a step up in responsibilities or a more senior candidate. Previous emerging markets experience is advantageous.Responsibilities:Act as the Money Laundering Reporting...

New Compliance Manager opportunity working with a top performing global specialty insurer. Reporting into the Head of Compliance, you will manage the day-to-day operation of the Regulatory Compliance Framework.Key Responsibilities:Support the Head of Compliance in the preparation of the annual group Compliance Plan.Supporting in the preparation of regular...

Prestigious International Bank, based in the City of London, are looking to recruit a Senior Compliance Officer. The role will include various duties in relation to Compliance. The role will assist the Branch’s Head of Compliance & MLRO in ensuring that the Bank meets its UK legal and regulatory requirements. Main responsibilities will include;Identifying...

New Compliance Manager (Monitoring) opportunity working with a global specialty insurer. Reporting into the Head of Compliance, you provide timely, top-quality compliance monitoring services to a range of business stakeholders and to the firm’s governing bodies.Key Responsibilities:Develop and continuously improve the methods for monitoring...