Head of Compliance

This exciting Insurance business has ambitious plans for growth. The Group has strong International operations and financial backing; the UK business is newer and set for significant expansion. The focus of this growth will be Specialty Lines. You will be Head of Compliance for the UK business, working across Specialty and Consumer lines, part of the UK...

THE COMPANY: We are working with a globally recognized FX and CFD Broker who are on the search for a Compliance Executive to join the firm. The firm are based centrally in the city close to Bank Station.THE RESPONSIBILITIES:Management and oversight of the compliance department, providing advice as necessary. Assess the effectiveness of the firm’s systems...

Location: London, UKSector: InsuranceType: Permanent, Full-TimeSalary: £1xx,xxx + BenefitsWe are seeking a skilled Head of Compliance for a top-tier London Market Broker. This role is ideal for a senior compliance professional ready to lead and shape the compliance strategy in a dynamic and respected firm.Key Responsibilities:Lead and develop the compliance...

Location: London, UKSector: InsuranceType: Permanent, Full-TimeSalary: £1xx,xxx + BenefitsWe are seeking a skilled Head of Compliance Operations for a top-tier London Market Broker. This role is ideal for a senior compliance professional ready to lead and shape the compliance strategy in a dynamic and respected firm.Key Responsibilities:Lead and develop the...

A leading foreign bank is in search of a Deputy Head of Compliance. Reporting to the Head of Compliance, the ideal candidate can expect significant exposure and professional development. This role involves overseeing junior team members and active participation in strategic meetings to enhance the 2nd line of defense (2LoD) compliance functions.In this...

Kind Consultancy is working with a large Commercial Finance business which is currently seeking a Head of Compliance & Assurance to join them in a full-time, permanent role with a salary circa £100,000 and a hybrid working model from their London office.The Head of Compliance & Assurance will report to the Managing Director as the SMF 16, and be responsible...

Shape the Future of Digital Finance as Head of Compliance! Are you a compliance leader ready to navigate the exciting landscape of digital assets within an FCA regulated business? Your next career move awaits you! Black Swan Group is thrilled to represent a pioneering client in the digital assets space, seeking a visionary Head of Compliance to join their...

CompanyNational training provider now seeks to appoint a Head of Funding Compliance. You will be part of the Compliance and Funding Senior Management Team and play a pivotal role in interpreting regulatory requirements into efficient processes and controls to enhance the learner apprenticeship experience.LocationThe role is offered on a hybrid/remote basis...

Alexander Barnes has partnered with a rapidly expanding international e-money firm that is extending its operations into the UK and Europe. Specialising in B2B and B2C payment solutions, this company is a leader in the financial services industry, offering a comprehensive suite of Electronic Money Institution (EMI) products, remittance services, and foreign...

Company DescriptionWorldwide Currencies Limited, a leading company in foreign exchange, is quickly expanding into the fintech sector and is seeking an experienced Head of Compliance/MLRO. Our goal is to constantly seek out new products and markets where we can provide added value to our clients in foreign exchange and global payments. As a member of our...

Rutherford is currently working with a boutique investment bank that are looking to hire an Interim Head of Compliance in London. The role will manage the compliance team and support the team on an interim basis. The hire will start as an initial 6 months.Responsibilities:Manage the EMEA compliance team Provide timely advice to the investment and trading...

Robert Half is recruiting for a Head of Compliance & MLRO for a financial platform.ROLE: Head of Compliance & MLROLENGTH: PermLOCATION: Based in London - 3 days in the officePAY: up to £95,000 per annumThe RoleThis role requires authorization from the FCA and will serve as SMF16 (Chief Compliance Officer) and SMF17 (MLRO), adhering to the FCA’s Senior...

Head of Contracts and ComplianceHybrid workingCentral LondonInternational recruitment businessMy client is seeking a talented and experienced Contract Compliance professional to join their team. You will be responsible for ensuring all contractual obligations and compliance standards are met concerning the provision of independent consultants and contractors...

MERJE has been exclusively instructed to support a highly regarded Investment Management firm in their search for a Head of Compliance & Risk.You’ll be responsible for overseeing the Compliance & Risk teams, engaging in a diverse range of tasks. This is a really exciting role where you will be responsible for:Taking on the SMF 16 and SMF 17 remitProvision...

My client is a major insurance firm and they are looking to bring in a Head of International Compliance.You will be responsible for providing strategic insight and regulatory support to the regulatory risk, compliance and internal control function.Key Responsibilities:You will provide leadership and advisory support across the group supporting the Regional...

We are currently for a Head of Compliance on behalf of a Commercial Bank in London. Our client are looking for an experienced compliance candidate who will hold the SMF 16/17 and be responsible for the oversight of the Bank's regulatory framework and controls. This is an excellent opportunity to join an established bank in London who are looking to grow...

Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth management services. We work with institutional and professional investors only. The firm is regulated in the...

Baltic Exchange is the world's leading source of independent maritime market data and we have an exciting opportunity for highly motivated professional to join our Compliance team.We sit at the heart of maritime industry, bringing together the shipowners, charterers, and brokers who make up the market of the seaborn movement of bulk commodities....

Are you a UK-qualified Senior Risk & Compliance professional looking to join a growing prestigious global law firm in London?The roleBased in London, the Risk and Compliance Counsel’s primary responsibilities will be to support the London office Money Laundering Risk Officer, Money Laundering Compliance Officer, Compliance Officer for Legal Practice, and...

Attribution Search has partnered with a Multi Strat Hedge Fund looking for a Head of Investment Compliance EMEA region. This person will be working alongside the Global CCO, EMEA CCO and the EMEA GC as a key contributor to refining, improving and enhancing the Legal and Compliance platform for the region.The role will support the continued growth of the...