Head of Compliance
1 month ago
We are currently for a Head of Compliance on behalf of a Commercial Bank in London. Our client are looking for an experienced compliance candidate who will hold the SMF 16/17 and be responsible for the oversight of the Bank's regulatory framework and controls. This is an excellent opportunity to join an established bank in London who are looking to grow their presence even further.
Key responsibilities:
- Identify, assess and alongside the business mitigate risks associated with compliance, financial crime, operational & reputational risk
- Development and implementation of regulatory controls and frameworks, policies, and training
- Monitoring of new regulations and ensuring the Bank meets external expectations
- Providing compliance advice to colleagues
- Embedded a compliance culture within the organization
Experience required:
- Degree educated in a suitable field and professional qualifications
- Experience as a Head of Compliance/MLRO (holding the SMF 16/17) for a Bank in the UK
- Strong knowledge of the UK regulatory expectations (FCA/PRA)
- Experience working in commercial banking
- Knowledge of non-financial risks (reputational, cyber, operational)
- Excellent communication, fluent in English, and able to manage senior stakeholder relationships
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