Compliance Officer FTC

6 hours ago

City Of London UK, Central London, United Kingdom Finitas Full time


Position: Compliance Officer (6-Month Fixed-Term Contract)
Location: City of London (2 days per week in office)
Company: Lloyd's Insurer
Type: Full-time, Fixed-Term Contract

Key Responsibilities:

  • Regulatory Compliance:

    • Ensure the insurer adheres to all relevant Financial Conduct Authority (FCA) regulations, including the Senior Managers and Certification Regime (SM&CR).
    • Stay updated on regulatory changes and implement necessary adjustments to maintain compliance.
    • Act as the primary liaison with regulatory bodies, ensuring timely submission of required documentation.

  • Risk Management:

    • Develop, implement, and continuously improve compliance policies and procedures to manage regulatory risks.
    • Conduct regular audits and assessments to identify and mitigate potential compliance issues.
    • Collaborate with internal departments to ensure effective management of compliance risks.

  • Training and Reporting:

    • Provide comprehensive training programmes for staff to ensure understanding and compliance with FCA regulations.
    • Prepare detailed compliance reports for senior management and regulatory bodies, highlighting compliance status, issues, and corrective actions taken.

Qualifications:

  • Proven experience in a compliance role within the insurance industry with a London market insurer.
  • In-depth knowledge of FCA regulations, including SM&CR.
  • Strong analytical and problem-solving skills.

This is a great opportunity to join a prominent Lloyd's Insurer and develop your skillset and experience within this growing Compliance function. If you fit the requirements and would be open to hearing more, please don't hesitate to reach out.

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