Mortgage Compliance Officer

1 month ago


City Of London UK, Central London, United Kingdom Pure Resourcing Limited Full time

Mortgage Compliance Officer / Business Assurance Officer - Mortgages


Are you interested in working for a leading financial services provider based in the City of London?


An opportunity is available for a Business Assurance Officer to join the compliance team, ensuring that the business assurance / consumer duty is maintained in areas of regulated and non-regulated property finance advice (mortgages, BTL, Bridging Finance, HNW, Self Build).


The role would suit someone who is already working within mortgage compliance / business assurance or an experienced Mortgage Adviser who has a genuine interest in compliance / consumer duty.


The is a great opportunity to join a thriving business offering career progression.


Areas of responsibility:


  • Business Assurance of regulated and non-regulated mortgage contracts.
  • File reviews - assessing suitability of the recommendation as well as Consumer Duty considerations.
  • Provide face-to-face or telephone feedback where appropriate.
  • Assisting with general compliance queries.
  • Dealing with Customer Due Diligence (CDD) queries


Experience required:


  • Must have adequate knowledge of FCA principles and regulations.
  • Must have an understanding of the requirements under The Consumer Duty.
  • Must have experience in the mortgages sector, ideally having either from an advisory background or those that have conducted business assurance.
  • Must have adequate knowledge of Anti-Money Laundering / Consumer Due Diligence regulations.
  • Must have excellent interpersonal and communication skills.
  • Must be able to work as part of a team and individually.
  • CeMAP or equivalent desirable.


Up to £43k basic + Bonus + Benefits


Hybrid working (3 days per week in the office).



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