Mortgage Compliance Specialist
3 weeks ago
We are seeking a highly skilled Mortgage Compliance Specialist to join our team at Pure Resourcing Limited in the City of London. The successful candidate will be responsible for ensuring that our business assurance / consumer duty is maintained in areas of regulated and non-regulated property finance advice (mortgages, BTL, Bridging Finance, HNW, Self Build).
The ideal candidate will have adequate knowledge of FCA principles and regulations, as well as experience in the mortgages sector. They must also have excellent interpersonal and communication skills, and be able to work as part of a team and individually.
Key Responsibilities:
- Business Assurance of regulated and non-regulated mortgage contracts.
- File reviews - assessing suitability of the recommendation as well as Consumer Duty considerations.
- Provide face-to-face or telephone feedback where appropriate.
- Assisting with general compliance queries.
- Dealing with Customer Due Diligence (CDD) queries
Benefits:
- Up to £43k basic salary + Bonus + Benefits
- Hybrid working (3 days per week in the office)
Requirements:
- Adequate knowledge of FCA principles and regulations.
- Understanding of the requirements under The Consumer Duty.
- Experience in the mortgages sector, ideally having either from an advisory background or those that have conducted business assurance.
- Adequate knowledge of Anti-Money Laundering / Consumer Due Diligence regulations.
- Excellent interpersonal and communication skills.
- Ability to work as part of a team and individually.
Salary: Up to £43k basic salary + Bonus + Benefits.
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