Graduate Compliance Officer

Compliance officer within small compliance team within Insurance Underwriters.You will be:Taking on a central and varied role responsible for identifying, assessing, and monitoring regulatory risk and reporting to management on the effectiveness of internal systems and controls.Providing regulatory advice and guidance to the business that, whilst remaining...

Mortgage Compliance Officer / Business Assurance Officer - MortgagesAre you interested in working for a leading financial services provider based in the City of London?An opportunity is available for a Business Assurance Officer to join the compliance team, ensuring that the business assurance / consumer duty is maintained in areas of regulated and...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

Role: Graduate Recruitment Consultant Package: £25-30K Basic Salary + Uncapped Commission (£45K OTE Year 1) (£55K OTE Year 2) (£70K OTE Year 3) Graduate Recruitment Consultant - Graduate - Recruitment - This company is a new fast-growing recruitment agency founded in 2013. They have achieved vast success over the past six years and are now looking to...

Calling London graduates!We're recruiting for Graduate Consultants to join BMS Performance in our new central London location offering:A sociable, vibrant, Central London officeFull structured training, development and career development opportunities £28k basic plus commission (Y1 OTE £33k+!!!!)Flexible working (Opportunity to WFH 2 days a week if...

Package: 25-30k Base Salary (45k OTE Year 1, 55k OTE Year 2, 70k OTE Year 3) Here is a fantastic opportunity to work for an exciting, target driven company with clear and fast progression opportunities for graduates. Our client offers a competitive base salary with uncapped commission on top. As well as that you would be working in a highly motivated,...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

Graduate Recruitment Consultant – Fintech, Investment Banking and Hedge FundFormed in 2018, this Fintech, Investment Banking and Hedge Fund Recruitment agency has recently grown to 18 heads and have massive growth plans to become the market leaders in placing technology personnel into their FS clients. Graduate Recruitment Consultant – Fintech,...

A multinational specialty insurance & reinsurance business is seeking a compliance analyst to work on a hybrid basis.Reporting into the UK Head of Compliance, you will:Provide expertise on a wide range of UK related compliance and data protection matters. Support the Senior Compliance Officer in responding proactively to all upcoming UK regulatory...

Rev & Regs are recruiting for a contract Market Surveillance Manager position for a dynamic and well-established broker in the City of London.The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and...

Graduate Recruitment Consultant - FinanceHybrid working. Tues / Thurs in the office. Based in Central London.We are looking for someone who is resilient and sales driven.Are you ready to take your sales career to the next level? At Experis, we pride ourselves on being the leading premium brand in recruitment across the UK.The Role:Conducting Business sales...

**Job Description**The Compliance Associate will be responsible for supporting ongoing annual compliance programme delivery, including reviewing policies and procedures, suggesting improvements, and communicating with relevant internal and external stakeholders. Additionally, the candidate will respond to external compliance-related requests from banks and...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Key Requirements:Experience: 5+ years in an asset management compliance roleKnowledge: UK and European...

Our client, a mid-sized firm of Chartered Accountants, is seeking an experienced Senior Compliance Officer to lead their compliance function. With a strong background in regulatory requirements and a proven track record of enhancing processes and controls, you will be responsible for managing all ICAEW requirements, overseeing Anti-Money Laundering reviews,...

Graduate Recruitment ConsultantJanuary 2025 StartCity of LondonWhy Join Spencer Ogden?At Spencer Ogden, our mission is to lead globally in Sustainability Staffing. We’re proud recipients of several prestigious awards, including the Best and Brightest in Wellness (2021 & 2022), Top Workplaces (2022), and the Sustainability Award (2022).We foster organic...

OTS Solicitors is a leading Legal 500 firm with expertise in supporting business and private clients. As part of our expansion, we are seeking a proactive Assistant Legal Cashier and Office Assistant to join our dynamic team. This role combines financial administration, office operations, and HR support, offering opportunities for professional growth and...

Graduate Business Development Representative£30,000 basic salary with an OTE of £40k+ in year 1! Work for a global company ranked as one of the top 15 European FinTechs Rapid career progression and a range of structured career paths The company:Our client is a financial services company that specialises in cross-border payments and foreign exchange...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...