Current jobs related to Compliance Assistant - London, UK - Career Legal

  • Senior Compliance Analyst

    2 months ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

  • Compliance Assistant

    1 day ago

    London,, UK, United Kingdom Prax Full time

    Role: Compliance AssistantLocation: Office based role in Marble Arch, LondonThe Legal & Compliance Department is part of Central Services located in Prax Headquarters in London. As the Compliance Assistant for the Prax group, you will be reporting to the Group Ethics & Compliance Officer as part of the Legal and Compliance Department. Also, you will be...

  • Conflicts Analyst

    2 months ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting opportunity for a Conflicts Analyst to join a Global Law Firm in London. The function of this role is to support the Conflicts Manager to ensure all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.In order to apply for this role,...

  • Facilities and Compliance Assistant

    1 month ago

    London,, UK, United Kingdom Landmark Global Full time

    Company background ​Landmark Global is a Bpost company and offers a myriad of services to remove shipping barriers for organizations doing business in domestic and international markets. We manage the design and implementation of distribution strategies by leveraging our extensive network of transportation partners.The core business of our Parent Company...

  • Compliance Manager

    3 months ago

    London,, UK, United Kingdom mbf Full time

    Compliance ManagerLondon / Hybrid - £95,000We are seeking a knowledgeable Compliance Manager to provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.Responsibilities:Support the Head of Compliance in delivering the compliance...

  • Compliance Consultancy

    3 months ago

    London,, UK, United Kingdom Austin Andrew Ltd Full time

    My client is a progressive compliance consultancy – historically its client base has been asset management led but this is very much evolving In addition to assisting with FCA regulation it has an increasing number of clients which it assists with SEC and NFA/CTFC regulation A full specification is available however Key tasks will include : Responsibility...

  • Compliance Analyst

    1 day ago

    London,, UK, United Kingdom DSR Global Full time

    Global Bank based in London are looking for a 12 month FTC Compliance Analyst/Generalist to join their busy Compliance Team.This person must have Banking experience.Must have basic knowledge of the FCA HandbookAdministrative Compliance tasksCompliance GeneralistHandling complaintsSupport the team with Compliance Monitoring ReviewsAssist with Regulatory...

  • Compliance Manager

    2 months ago

    London,, UK, United Kingdom Edenbrook Full time

    New Compliance Manager opportunity working with a top performing global specialty insurer. Reporting into the Head of Compliance, you will manage the day-to-day operation of the Regulatory Compliance Framework.Key Responsibilities:Support the Head of Compliance in the preparation of the annual group Compliance Plan.Supporting in the preparation of regular...

  • Compliance Manager

    3 months ago

    London,, UK, United Kingdom Fintellect Recruitment Full time

    Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a credit card, they will be...

  • Compliance Specialist

    5 days ago

    London,, UK, United Kingdom Petroineos Trading Limited Full time

    Petroineos comprises trading and refining joint ventures between PetroChina International (London) Company Limited and INEOS. Established in 2011, Petroineos is one of Europe’s leading International Integrated Energy Trading Companies.In addition to third-party trading, Petroineos Trading's key functions include the supply of Crude Oil to Petroineos...

  • Senior Compliance Officer

    2 months ago

    London,, UK, United Kingdom IPOE Consulting Full time

    Prestigious International Bank, based in the City of London, are looking to recruit a Senior Compliance Officer. The role will include various duties in relation to Compliance. The role will assist the Branch’s Head of Compliance & MLRO in ensuring that the Bank meets its UK legal and regulatory requirements. Main responsibilities will include;Identifying...

  • Compliance Officer

    2 weeks ago

    London,, UK, United Kingdom Edenbrook Full time

    New Compliance Officer (Monitoring) hire working with a top performing broker who work closely with the Lloyd’s market. You will work with the business to define the compliance monitoring framework and assist the business to identify, assess and govern compliance risk. Key Responsibilities:To monitor review and report, as 2nd Line of defence, on adherence...

  • Compliance Associate

    2 weeks ago

    London,, UK, United Kingdom Bruin Full time

    Compliance Monitoring AnalystOur client – a reputable Wealth Manager – is looking for a Compliance Monitoring Analyst to join the Compliance Monitoring team in London. The role will have great autonomy and will be perfect for a self-starter competent in carrying out thematic reviews – preferably within an Wealth manager or another financial services...

  • Compliance Lawyer

    2 months ago

    London,, UK, United Kingdom Slaughter and May Full time

    ROLE OVERVIEW //We are recruiting for a qualified lawyer with compliance experience in a City or large national law firm, to join our Legal, Risk and Compliance department as a Compliance Lawyer. This is a permanent, full-time role. The Legal, Risk and Compliance department is headed by the firm’s General Counsel, supported by the firm’s Head of...

  • Compliance Analyst

    1 week ago

    London, UK, UK, United Kingdom Superb People Ltd Full time

    12 MONTHS CONTRACTHighlighted below are some of the incumbent’s key responsibilities.▪ Assist the Compliance team with day-to-day support to the London Business on all regulatory matters.▪ Assisting in training the London branch on regulatory changes▪ Assisting with regulatory reporting▪ Assisting with Compliance MonitoringCore Responsibilities▪...

  • Senior Compliance Associate

    4 months ago

    London, UK, United Kingdom Attribution Search Full time

    Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in identifying, responding to, and preparing for, regulatory change. Assisting the Money Laundering Reporting...

  • Senior Compliance Analyst

    4 weeks ago

    London,, UK, United Kingdom Davies Full time

    The roleThe candidate will support the Head of Compliance, and the compliance team to deliver, maintain and help comply with Davies Insurance Services regulatory compliance framework and oversee the Intermediary Services’ network of Appointed Representatives. The role will also cover the oversight of the global Insurance Services entities acting as a group...

  • Compliance Lawyer

    2 months ago

    London,, UK, United Kingdom Taylor Root Full time

    A top law firm in London is looking to hire a Compliance Lawyer at 2+ PQE with experience in a City or large national law firm. Responsibilities:Develop and maintain expertise in SRA/other relevant regulation and legislation affecting the firm’s businessHelp partners to review clients’ terms and conditions of business and draft engagement lettersAssist...

  • Compliance Associate

    4 weeks ago

    London,, UK, United Kingdom BACB plc Full time

    Additional InfoHybrid Working - 3 days onsite, 2 from homeLocation: BankContract Type: PermanentAbout UsBACB is an international wholesale bank. We provide tailored trade solutions to clients, with a focus on facilitating trade to and from specialist markets in Africa and the Middle East.Established in 1972, BACB is a UK-registered public limited company. We...

  • AML & Conflicts Analyst

    2 months ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have Conflicts or NBI experience from a law firm?Do you thrive in a fast-paced environment?Do you have excellent research and analytical skills?Do you have Intapp Open experience?A well-respected international law firm is seeking an AML & Conflicts Analyst to join their team in London. This role will play a critical role in the team and will offer...

Compliance Assistant

3 months ago

London, UK, United Kingdom Career Legal Full time

COMPLIANCE ASSISTANT

UP TO £27,000PA + BENEFITS

LONDON BASED

PERMANENT OPPORTUNITY

TOP UK LAW FIRM


I am currently partnered with a top UK law firm in London - they're actively recruiting for someone to join them on a permanent basis, working as their new Compliance Assistant.


This is an opportunity for someone to join the firm in their close-knit Risk and Compliance Team - consisting of the Head of Compliance, Risk and Compliance Manager, Compliance Officer and Junior Compliance Officer. It will be a busy support based role where you will gain a valuable experience and be given a great deal of responsibility.


As the successful Compliance Assistant, you'll be responsible for (but not limited to) the following:


- Answering AML queries from Fee-Earners and other staff

- Supporting the Risk and Compliance Manager on various projects

- Carrying out administrative duties and ad-hoc duties when required

- Processing conflict search requests

- Maintaining and managing the intranet page for the firm

- Preparing reports for the Compliance Manager


+ many more.


To be considered for this Compliance Assistant opportunity, you'll need to have/be the following:


- Have previous administrative experience from a professional services environment/legal environment (some compliance experience would be ideal)

- Be degree educated

- Be able to commute to the London office a 3/4 days a week

- Have strong attention to detail and strong IT skills


If you believe you have the relevant experience for this role and you're keen to discuss further, get in touch as soon as possible.