Compliance Assistant

12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

THE COMPANY: Our client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To provide comprehensive advice on regulatory requirementsInterpret and communicate complex regulatory changeTo work closely with key stakeholders and ensure appropriate regulatory advice is providedWork closely...

THE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY:.Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.THE RESPONSIBILITIES:Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and...

THE COMPANY: Our client is a global asset management firm, with 30-40 offices worldwide. They are looking for an Compliance Officer with a focus on Marketing & Distribution. THE RESPONSIBILITIES: Review and approve financial promotions, marketing materials, client reports, RFPs and other client communicationsProvide advice and guidance to client coverage,...

We are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...

THE COMPANY: We have been exclusively instructed by our client is a leading global commodities organisation. With a global presence they offer a wide range of services to their clients. The position will assist with managing a small team and will be 4 days in the office. THE RESPONSIBILITIES:Consideration of all relevant statutory and regulatory provisions...

THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES:Responding to enquiries from the business in a timely manner.Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of financial crime related documentation...

A highly regarded London law firm is searching for a driven Compliance Assistant to join its expanding Risk and Compliance team. This newly created position offers the perfect opportunity for candidates with 6–12 months of legal compliance experience to build their career with an ambitious firm known for exceptional training and career development.In this...

Overview of Responsibilities The primary role of the Compliance Assistant, is managing the intake, handling, and storage of documentation for company and project related documents and its management system, alongside supporting operational Compliance activities including internal audits. Job Purpose/SummaryThe primary role of the Compliance Assistant, is...

Overview of Responsibilities The primary role of the Compliance Assistant, is managing the intake, handling, and storage of documentation for company and project related documents and its management system, alongside supporting operational Compliance activities including internal audits. Job Purpose/SummaryThe primary role of the Compliance Assistant, is...

THE COMPANY:Our client is a leading securities firm based in the City. They are looking to hire a Trade Surveillance Manager for their team, it is essential that the candidate has people management experience. THE RESPONSIBILITIES:Managing the Surveillance function and working with the Trade Surveillance analysts to conduct trade surveillance and related...

We are working with a fantastic boutique city law firm assisting them to hire a Data Protection Manager. This role is a fantastic opportunity for somebody who has experience in data protection, risk and compliance and who would like to broaden their skill set.In this role, you will work alongside a small team consisting of a compliance assistant, a senior...

Position: Regulatory Compliance AssistantLocation: Cannon Street, LondonEmployment Type: Permanent, Full-TimeWork Arrangement: On-site, 5 days per weekA leading financial institution is seeking a proactive and detail-oriented Regulatory Compliance Assistant to join its compliance team. This is a fantastic opportunity to build your career in a dynamic and...

THE COMPANY:Our client is a successful brokerage firm based in the City. They are looking to hire a Market Surveillance Officer on an FTC basis.THE RESPONSIBILITIES:Monitoring and closing of market surveillance alerts and electronic communications to identify suspicious behaviourCalibration and tailoring of monitoring systems to ensure that alerts are...

The KYC Analyst will support with onboarding and third party risk management, and whilst the primary focus of the role will be on KYC, the role holder will also assist with broader aspects of the Compliance Programme, such as risk assessments, screening and training. Applicants should be educated to degree level and have some experience of working in KYC...

A legal 500 commercial law firm based in the city is seeking a Compliance Coordinator, paying up to £40,000 plus benefits, to join their growing team.Initially the role will be working on a hybrid basis, 3 days in the office and 2 from home which will then change to 2 days in the office and 3 from home after probation.The position will provide comprehensive...