Compliance Assistant

An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

We have an exciting opportunity for a Conflicts Analyst to join a Global Law Firm in London. The function of this role is to support the Conflicts Manager to ensure all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.In order to apply for this role,...

Company background ​Landmark Global is a Bpost company and offers a myriad of services to remove shipping barriers for organizations doing business in domestic and international markets. We manage the design and implementation of distribution strategies by leveraging our extensive network of transportation partners.The core business of our Parent Company...

Compliance ManagerLondon / Hybrid - £95,000We are seeking a knowledgeable Compliance Manager to provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.Responsibilities:Support the Head of Compliance in delivering the compliance...

My client is a progressive compliance consultancy – historically its client base has been asset management led but this is very much evolving In addition to assisting with FCA regulation it has an increasing number of clients which it assists with SEC and NFA/CTFC regulation A full specification is available however Key tasks will include : Responsibility...

Global Bank based in London are looking for a 12 month FTC Compliance Analyst/Generalist to join their busy Compliance Team.This person must have Banking experience.Must have basic knowledge of the FCA HandbookAdministrative Compliance tasksCompliance GeneralistHandling complaintsSupport the team with Compliance Monitoring ReviewsAssist with Regulatory...

New Compliance Manager opportunity working with a top performing global specialty insurer. Reporting into the Head of Compliance, you will manage the day-to-day operation of the Regulatory Compliance Framework.Key Responsibilities:Support the Head of Compliance in the preparation of the annual group Compliance Plan.Supporting in the preparation of regular...

Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a credit card, they will be...

Petroineos comprises trading and refining joint ventures between PetroChina International (London) Company Limited and INEOS. Established in 2011, Petroineos is one of Europe’s leading International Integrated Energy Trading Companies.In addition to third-party trading, Petroineos Trading's key functions include the supply of Crude Oil to Petroineos...

Prestigious International Bank, based in the City of London, are looking to recruit a Senior Compliance Officer. The role will include various duties in relation to Compliance. The role will assist the Branch’s Head of Compliance & MLRO in ensuring that the Bank meets its UK legal and regulatory requirements. Main responsibilities will include;Identifying...

New Compliance Officer (Monitoring) hire working with a top performing broker who work closely with the Lloyd’s market. You will work with the business to define the compliance monitoring framework and assist the business to identify, assess and govern compliance risk. Key Responsibilities:To monitor review and report, as 2nd Line of defence, on adherence...

Compliance Monitoring AnalystOur client – a reputable Wealth Manager – is looking for a Compliance Monitoring Analyst to join the Compliance Monitoring team in London. The role will have great autonomy and will be perfect for a self-starter competent in carrying out thematic reviews – preferably within an Wealth manager or another financial services...

ROLE OVERVIEW //We are recruiting for a qualified lawyer with compliance experience in a City or large national law firm, to join our Legal, Risk and Compliance department as a Compliance Lawyer. This is a permanent, full-time role. The Legal, Risk and Compliance department is headed by the firm’s General Counsel, supported by the firm’s Head of...

12 MONTHS CONTRACTHighlighted below are some of the incumbent’s key responsibilities.▪ Assist the Compliance team with day-to-day support to the London Business on all regulatory matters.▪ Assisting in training the London branch on regulatory changes▪ Assisting with regulatory reporting▪ Assisting with Compliance MonitoringCore Responsibilities▪...

Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in identifying, responding to, and preparing for, regulatory change. Assisting the Money Laundering Reporting...

The roleThe candidate will support the Head of Compliance, and the compliance team to deliver, maintain and help comply with Davies Insurance Services regulatory compliance framework and oversee the Intermediary Services’ network of Appointed Representatives. The role will also cover the oversight of the global Insurance Services entities acting as a group...

A top law firm in London is looking to hire a Compliance Lawyer at 2+ PQE with experience in a City or large national law firm. Responsibilities:Develop and maintain expertise in SRA/other relevant regulation and legislation affecting the firm’s businessHelp partners to review clients’ terms and conditions of business and draft engagement lettersAssist...

Additional InfoHybrid Working - 3 days onsite, 2 from homeLocation: BankContract Type: PermanentAbout UsBACB is an international wholesale bank. We provide tailored trade solutions to clients, with a focus on facilitating trade to and from specialist markets in Africa and the Middle East.Established in 1972, BACB is a UK-registered public limited company. We...

Do you have Conflicts or NBI experience from a law firm?Do you thrive in a fast-paced environment?Do you have excellent research and analytical skills?Do you have Intapp Open experience?A well-respected international law firm is seeking an AML & Conflicts Analyst to join their team in London. This role will play a critical role in the team and will offer...

Our client is a leading Algorithmic Trading Firm looking for a Compliance Officer to contribute to the global Compliance processes of the firm with a focus towards Operational Compliance.The Opportunity:You will gain exposure to the Compliance, Regulatory, Operations and Trading control processes of a global electronic trading firm. Reporting to the Chief...