Compliance Manager

Audit Managers on the team both lead and participate in conducting regulatory focussed internal audits, developing audit planning documentation and testing strategies and maintaining strong relationships with key stakeholders across the bank. Applicants should be able to demonstrate expertise of Conduct and Compliance risks impacting UK Retail and Corporate...

THE COMPANY: We are working with a globally recognized FX and CFD Broker who are on the search for a Compliance Executive to join the firm. The firm are based centrally in the city close to Bank Station.THE RESPONSIBILITIES:Management and oversight of the compliance department, providing advice as necessary. Assess the effectiveness of the firm’s systems...

An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

Compliance Manager (Insurance) London/Hybrid £100,000The role will be responsible for implementing compliance policies and procedures across all areas of the UK Insurance business, advising internal stakeholders on all aspects of compliance. The Compliance Manager is responsible for delivering exceptional service to underwriting teams and other business...

New Compliance Manager opportunity working with a top performing global specialty insurer. Reporting into the Head of Compliance, you will manage the day-to-day operation of the Regulatory Compliance Framework.Key Responsibilities:Support the Head of Compliance in the preparation of the annual group Compliance Plan.Supporting in the preparation of regular...

Compliance ManagerLondon / Hybrid - £95,000We are seeking a knowledgeable Compliance Manager to provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.Responsibilities:Support the Head of Compliance in delivering the compliance...

Fram are working with a London based investment firm who are seeking a part-time Compliance Manager. Our client offers bespoke discretionary investment management advice to private clients. Due to internal movement and the current directors dealing with operations and compliance responsibilities they are happy to look at a range of experience which is...

Your new companyOne of the largest MGA's in the UK, based in the heart of the City that specialises in SME to mid-market Property & Casualty business. They have fantastic relationships with their panel of brokers and put their clients at the centre of their Underwriting strategy.After several years of positive performance, this company is now looking to...

Role: Compliance ManagerRate: £500-550/day inside IR35Location: London (once/week onsite)Duration: 6-month initial contractStart Date: ASAPA Compliance Manager is required to join a Retail Bank for a long-term programme of work based in London (with flexible working available).The ideal and successful candidate will be required to hit the ground running.Key...

The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring AssistantGeneral Responsibilities:1. ISO...

Are you looking for an opportunity to work in a growing business with global exposure. As Kentro Capital continue to evolve and grow, we have an exciting opportunity for a Compliance Manager to join our Compliance Team.The CompanyKentro Capital (Part of the Brown and Brown Group) is a global insurance group headquartered in London. Our purpose is to be the...

Main purpose of job:To act as a deputy to the Head of Regulatory Affairs, supporting day-to-day compliance activities, managing the Compliance Team, attending meetings, producing reports and deputising as required.Generic tasks:ISO 27001 All Staff - to comply with the applicable Information Security Management System (ISMS) policies, including Clear Desk and...

Main purpose of job:To act as a deputy to the Head of Regulatory Affairs, supporting day-to-day compliance activities, managing the Compliance Team, attending meetings, producing reports and deputising as required. Generic tasks:ISO 27001 All Staff - to comply with the applicable Information Security Management System (ISMS) policies, including Clear Desk...

Eames is currently working with a global insurance carrier on the appointment of a Compliance Manager to join their international team in London. As a Compliance Manager, you will provide monitoring services the firm’s governing bodies and a range of business stakeholders.Key Responsibilities:· Draft and implement the annual Compliance Monitoring Plan.·...

Role purposeSupport DCS is building robust governance, risk and compliance by delivering on the enterprise risk and compliance management strategies and providing risk and compliance management expertise.Reporting into the Head of Process Governance & Control, this new role will be responsible for delivering risk and compliance transformation required to...

A central London law firm, who operates a hybrid working policy, is seeking a Compliance & Risk Manager to jon their team. It is a firm with a real niche and they are keen to appoint a strong communicator.The appointee will be responsible for ensuring firm-wide compliance with SRA regulations and the SRA Handbook, as well as identifying and reporting...

A global leader in asset management, and a part of the diversified financial services group offering a range of financial services. What will I be doing: As a Senior Compliance Manager with expertise in private markets to join their dynamic team in London. You will provide compliance advisory and support to private market funds across infrastructure and...

Job Opportunity: Risk & Compliance Manager (12-Month Fixed Term Contract)£80k basic salary, 1-2 days p/w onsite in LondonWe are seeking an experienced Risk & Compliance Manager to join our legal client on a 12-month fixed term contract. This role will support the Head of Risk & Compliance during several large internal projects, handling day-to-day queries...

AML Compliance Manager – Risk & Compliance Team (Manchester)We are excited to announce a new opportunity for an AML Compliance Manager to join the Risk & Compliance team at one of the UK’s leading and award winning law firms. With offices in Manchester, London, and Liverpool, our client has been providing first-class legal services for over 40 years. As...

Macquarie Asset Management is part of Macquarie Group, a diversified financial group providing clients with asset management, banking, advisory and risk and capital solutions across debt, equity, and commodities. Headquartered in Sydney and with offices in over 25 countries, it is the breadth of our operations, combined with a strong capital position and...