Compliance Manager

Audit Managers on the team both lead and participate in conducting regulatory focussed internal audits, developing audit planning documentation and testing strategies and maintaining strong relationships with key stakeholders across the bank. Applicants should be able to demonstrate expertise of Conduct and Compliance risks impacting UK Retail and Corporate...

THE COMPANY: We are working with a globally recognized FX and CFD Broker who are on the search for a Compliance Executive to join the firm. The firm are based centrally in the city close to Bank Station.THE RESPONSIBILITIES:Management and oversight of the compliance department, providing advice as necessary. Assess the effectiveness of the firm’s systems...

Develop and document AML/KYC policies and proceduresConduct audits and reviews to ensure execution of compliance standards regularlyProduce detailed reports with recommendations based on findings during audits.Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or divisionProactively...

An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

New Compliance Manager opportunity working with a top performing global specialty insurer. Reporting into the Head of Compliance, you will manage the day-to-day operation of the Regulatory Compliance Framework.Key Responsibilities:Support the Head of Compliance in the preparation of the annual group Compliance Plan.Supporting in the preparation of regular...

Compliance ManagerLondon / Hybrid - £95,000We are seeking a knowledgeable Compliance Manager to provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.Responsibilities:Support the Head of Compliance in delivering the compliance...

New Compliance Manager (Monitoring) opportunity working with a global specialty insurer. Reporting into the Head of Compliance, you provide timely, top-quality compliance monitoring services to a range of business stakeholders and to the firm’s governing bodies.Key Responsibilities:Develop and continuously improve the methods for monitoring...

Risk & Compliance ManagerSix OR Twelve Month FTCUp to £80,000pa + BenefitsLondon (2 office days per week)My client, a top international law firm, is actively seeking an experienced and professional Risk & Compliance Manager to join them on either a six or twelve month contract basis in their London office.The Risk & Compliance team at this firm is a dynamic...

Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a credit card, they will be...

Compliance Executive/Head of ComplianceBrokerage - CFD'sLondonUp to £100K BasicFidarsi are pleased to be working with a global brokerage, specialising in CFD's to help them find a compliance executive/Head of Compliance.This is a great opportunity for an experienced compliance executive to take ownership of a compliance function in a growing...

Your new companyOne of the largest MGA's in the UK, based in the heart of the City that specialises in SME to mid-market Property & Casualty business. They have fantastic relationships with their panel of brokers and put their clients at the centre of their Underwriting strategy.After several years of positive performance, this company is now looking to...

Compliance Manager – Up to £55k + benefits (hybrid)Our client is a leading professional institution consisting of around 16,000 members, both corporate and individual, with the key purpose of maintaining standards for their members. They are looking for a Compliance Manager responsible for developing, managing, and implementing internal policies and...

Role: Compliance ManagerRate: £500-550/day inside IR35Location: London (once/week onsite)Duration: 6-month initial contractStart Date: ASAPA Compliance Manager is required to join a Retail Bank for a long-term programme of work based in London (with flexible working available).The ideal and successful candidate will be required to hit the ground running.Key...

A global payments firm is seeking a highly skilled and experienced Deputy MLRO to contribute to their growing success. Reporting directly to the Head of Compliance, this role offers substantial autonomy and exposure, providing a unique opportunity to manage a team and play a pivotal role in both strategic and operational decisions.Responsibilities:Execute...

Main purpose of job:To act as a deputy to the Head of Regulatory Affairs, supporting day-to-day compliance activities, managing the Compliance Team, attending meetings, producing reports and deputising as required.Generic tasks:ISO 27001 All Staff - to comply with the applicable Information Security Management System (ISMS) policies, including Clear Desk and...

Main purpose of job:To act as a deputy to the Head of Regulatory Affairs, supporting day-to-day compliance activities, managing the Compliance Team, attending meetings, producing reports and deputising as required. Generic tasks:ISO 27001 All Staff - to comply with the applicable Information Security Management System (ISMS) policies, including Clear Desk...

Eames is currently working with a global insurance carrier on the appointment of a Compliance Manager to join their international team in London. As a Compliance Manager, you will provide monitoring services the firm’s governing bodies and a range of business stakeholders.Key Responsibilities:· Draft and implement the annual Compliance Monitoring Plan.·...

Role purposeSupport DCS is building robust governance, risk and compliance by delivering on the enterprise risk and compliance management strategies and providing risk and compliance management expertise.Reporting into the Head of Process Governance & Control, this new role will be responsible for delivering risk and compliance transformation required to...

A central London law firm, who operates a hybrid working policy, is seeking a Compliance & Risk Manager to jon their team. It is a firm with a real niche and they are keen to appoint a strong communicator.The appointee will be responsible for ensuring firm-wide compliance with SRA regulations and the SRA Handbook, as well as identifying and reporting...

Develop, implement, and maintain comprehensive compliance policies and procedures specific to the UK’s:CFD and spread betting industry;Commodity derivative brokerage industry; and Investment research industry aligned with FCA regulations, exchange rules, best practicesConduct regular compliance reviews and audits to identify and address potential risks and...