Risk Compliance Manager

Audit Managers on the team both lead and participate in conducting regulatory focussed internal audits, developing audit planning documentation and testing strategies and maintaining strong relationships with key stakeholders across the bank. Applicants should be able to demonstrate expertise of Conduct and Compliance risks impacting UK Retail and Corporate...

Our client, an International Law Firm is seeking a Risk Lawyer to join their Risk and Compliance team. The role supports senior management in managing regulatory, compliance and professional risks associated with the Firm.The ideal candidate is a qualified lawyer with 5+ years of experience working in an international commercial law environment, with...

Role purposeSupport DCS is building robust governance, risk and compliance by delivering on the enterprise risk and compliance management strategies and providing risk and compliance management expertise.Reporting into the Head of Process Governance & Control, this new role will be responsible for delivering risk and compliance transformation required to...

A central London law firm, who operates a hybrid working policy, is seeking a Compliance & Risk Manager to jon their team. It is a firm with a real niche and they are keen to appoint a strong communicator.The appointee will be responsible for ensuring firm-wide compliance with SRA regulations and the SRA Handbook, as well as identifying and reporting...

We are seeking a skilled professional in operational risk management, compliance and regulation within the investment management industry. This is a fantastic opportunity to leverage your extensive experience within a leading boutique asset management firm. Key Responsibilities:Develop and execute an operational risk monitoring plan, including risk...

Key Responsibilities: Develop and execute an operational risk monitoring plan, including risk frameworks and matrices. Identify key business risks and implement mitigation strategies. Conduct operational risk reviews, draft detailed reports, and monitor issue resolution. Manage third-party risk assessments and track counterparty credit exposures. Assist...

Our client, an International Law Firm is seeking an In-House Risk Lawyer to join their dynamic office in London. The role will be varied, contributing to the management and smooth operation of the firm alongside the support of wider compliance team officers.The ideal candidate has 5 years of risk-focused PQE and extensive knowledge of legal/regulatory...

One of the world's leading law firms, headquartered in the USA, but with a significant presence in London and across Europe, is seeking to hire a Risk and Compliance Counsel to support the office of General Counsel.This position will aid and support the in house legal team within the firm in ensuring risk and compliance with Uk and European professional...

The firm manages multi billion AUM assets for a broad range of institutional clients. Role description The Compliance and Risk Officer shares responsibility for the accurate and timely delivery of Compliance and Risk assurance programme; that encapsulates critical advisory and monitoring obligations This is an exciting, varied and hands-on role which...

Our client is a highly successful institutional asset manager based in Central London Role descriptionThis is an exciting, varied and hands-on role which will provide an excellent platform for personal and professional development. The position also offers experience of a very broad variety of compliance and risk issues with international regulatory...

Location : London- Hybrid Reports to : Risk & Compliance Manager Department : Global Legal, Risk & Compliance Contract : Full time Why choose Tag?We are the long-standing, production partner of choice that has helped brands across borders and cultures for over half a century achieve their business goals. With 2,700 rockstars in 29 countries across the...

My client is a leading International law firm looking to recruit for their in-house risk & legal function. The risk management department, split into the risk team and the business acceptance team, is headed by the firm’s director of risk. The risk team comprises of a senior risk lawyer, two risk lawyers and a risk practice executive. The roleThe...

Risk and Compliance Manager - London - £80k - Sustainable InvestmentOur client are a leading Investment Advisory firm and are committed to driving sustainable growth through responsible investment and align their services with Environmental, Social, and Governance (ESG) principles to create value and positive impact.This business are right at the forefront...

Key info:Permanent role paying c.115k base + bonusMust have proven 2nd line experience gained within a financial services businessRole is urgent so the will look at temp to perm as an optionHybrid working 2 days in office, 3 from homeCentral London locationMy client are a highly acquisitive PE backed Financial Services provider in high growth mode who are...

IT Risk and Regulatory Compliance Manager (VP) 1) BackgroundThis new role forms a key part of the Technology Risk Management function, supporting the Head of Technology Risk. The role holder will form a crucial component in the establishment of an enhanced risk management framework and beyond that identify and assess potential risks across Technology, as...

THE COMPANY: We are working with a globally recognized FX and CFD Broker who are on the search for a Compliance Executive to join the firm. The firm are based centrally in the city close to Bank Station.THE RESPONSIBILITIES:Management and oversight of the compliance department, providing advice as necessary. Assess the effectiveness of the firm’s systems...

An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

We are hiring a Senior Risk and Compliance Officer on behalf of an Employee Benefits and Pensions Administration client of ours.Reporting to the Head of Compliance, the role will be varied, covering all aspects of risk and compliance, including horizon scanning, managing risk topics & regulatory compliance for US, UK and India. As such, we are seeking...

Risk & Compliance ManagerSix OR Twelve Month FTCUp to £80,000pa + BenefitsLondon (2 office days per week)My client, a top international law firm, is actively seeking an experienced and professional Risk & Compliance Manager to join them on either a six or twelve month contract basis in their London office.The Risk & Compliance team at this firm is a dynamic...

Wholesale Credit Risk Consultant As a Credit Risk Consultant, you'll leverage your significant experience in Management Consulting for financial services and banking, focusing on risk management and credit risk. Your expertise in wholesale IRB credit risk model building and proficiency in SAS, Python, R, and MATLAB will be crucial. You'll also need a...