Senior Compliance Associate

Our client, a Magic Circle Law Firm, is seeking a Senior Compliance Analyst to join their office in London. Within this role, you will advise the firm on issues relative to new clients and matters, such as client confidentiality, conflicts of interest and reputational/commercial risks.The ideal candidate must have experience within a reputable, international...

InterQuest are delighted to be working with a leading FCA-regulated exchange, broker, and custodian for digital assets to help support with the recruitment of a Compliance Senior Associate.**Office Based Role**This role will be part of the Financial Promotions team and will focus on:• Setting up and implementing the company's service to approve...

Are you passionate about financial services compliance and seeking a new opportunity in London? We are currently hiring for a Compliance Associate to join our thriving Compliance Consultancy.This collaborative role offers an attractive salary of up to £30,000 and an excellent benefits package, including a bonus, pension, healthcare, gym membership, study...

Are you a qualified lawyer with a passion for compliance?Do you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

Digital Asset Exchange and FinProm Consultancy£60k - £70kLiverpool Street (5 days per week in the office) *** This is an office based role , you must be able to commute to and work in the City of London as a norm***Compliance Senior Associate (Financial Promotions) – reporting to Head of Regulation This role will be part of our Financial Promotions team...

A forward-thinking, ambitious, well-respected regional law firm is looking for a Risk and Compliance Manager to join them in South East London. Within this role, you will be leading a small team of risk and compliance professionals in their day-to-day tasks. You will collaborate on a variety of risk and compliance tasks, such as AML, complaints and...

A London headquartered Multi Start Hedge Fund are seeking an experienced Compliance Associate to join the business as part of a global Compliance function buildout. The existing London compliance team is currently made up three members and this hire is for a newly created position. The position forms part of the Hedge Funds Core Compliance team and daily...

Our client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...

About this roleAs a Graduate Compliance Associate you will be joining a high-performing global team, working closely with this organisation's core service delivery teams to ensure their clients are served with the highest compliance standards. You’ll be working on several short term and long term requests at once, you’ll quickly develop effective...

Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core & Monitoring. This role sits within the Advisory team, which supports, guides and where appropriate,...

A leading asset manager with an excellent culture and hybrid working model are looking to hire a compliance associate/officer with at least 2 years experience (but ideally more) with the UCITS fund range.They will need to have had some level of exposure to product and distribution and ideally some consumer duty or ESG exposure.Key skills required:Must have...

MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks. Key responsibilities include identifying and evaluating current and future regulatory...

This inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. There is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference. ​ We are a premier asset manager focused on delivering global investment management excellence and retirement services that...

Our client - a top 50 International law firm - is seeking a Senior Risk Lawyer to join their Global Risk & Compliance team in London. This is a really exciting opportunity to support the firm’s Risk & Compliance Partner/COLP/MLRO in relation to their global responsibilities, with the potential to travel to the firm’s global offices.Key Responsibilities...

Summary of role:Our ideal candidate will have at least seven years relevant experience within a leading investment manager and will have a track record of providing proactive, commercial and value-adding regulatory advice to senior business leaders, in collaboration with Risk and Legal colleagues as required. The successful candidate will exhibit strong...

We have an exciting opportunity for an Enterprise Risk Analyst to join a Silver Circle Law Firm in London.The ideal candidate has professional risk management or internal audit experience/qualifications and a core understanding of risk frameworks. Likewise, experience in a legal environment or professional services firm is desirable.Some...

Senior Financial Services Regulatory AssociateNicholas Scott is working with a International Law Firm who are interested in meeting with excellent Senior or Managing Associate with Financial Services Regulatory experience to join their prestigious team. This is a rare opportunity to join a dynamic, creative, and collaborative team placed at the very...

A dynamic private equity firm are looking to hire a Compliance Analyst for their Legal & Compliance team.This will be an excellent opportunity to join an exciting growing organisation where development and growth is encouraged.Key competencies and experience:At least 1-2 years’ experience working in a Compliance team of an UK FCA regulated business.Some...

At Verto, we’re passionate about helping businesses in Emerging markets reach the world. What first started life as a FX solution for trading Nigerian Naira has now become a market-leading platform, changing the way thousands of businesses transfer money in and out of Emerging Markets.We believe that where you do business shouldn’t determine how...

Arthur are currently partnered with a large Insurer who are seeking a Senior Compliance Analyst - this is a full time permanent role based in London on a hybrid basis reporting into the Senior Compliance Manager.Main duties:Support on SMCRHorizon Scanning - Uk and internationalStakeholder managementReviewing policies and proceduresKey requirements:General...