Current jobs related to Compliance Associate - London, UK - MERJE

  • Compliance Associate

    5 days ago

    London,, UK, United Kingdom Impel Talent Full time

    Our client is an international independent power producer of renewable energy across the UK and the EU and is actively expanding. They are searching for a Compliance associate that can also support on ESG development. Our client is involved in large-scale solar power generation, land acquisition, development, financing, construction, power sales and asset...

  • Compliance Associate

    2 weeks ago

    London,, UK, United Kingdom The MWek Company Full time

    We are looking for a Compliance Associate with around 3 years experience. You should have strong KYC/AML onboarding skills and a background in the Crypto / Digital Asset industry.The position requires 5 days per week onsite in London, non-negotiable.My client are a growing Digital Assets group offering a range of products including exchange and listing,...

  • Compliance Monitoring Associate

    2 months ago

    London, UK, United Kingdom Meredith Brown Associates Full time

    Role & Responsibilities: Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a high standard and delivering results in a timely manner. Work proactively to identify control gaps and weaknesses, determine root cause, and escalate and propose viable solutions to the risks and weaknesses...

  • Compliance Advisory Associate

    1 month ago

    London,, UK, United Kingdom Eames Consulting Full time

    A leading 1 trillion AUM asset manager are looking for a compliance advisory associate to work in their London team. This role will work across the fund range (UCITS, AIF) providing ongoing advice to the portfolio teams.Desired Experience:At least 12months in an advisory focused roleExperience working with a mid-large asset management businessKnowledge of...

  • Senior Compliance Associate

    1 month ago

    London, UK, UK, United Kingdom Black Swan Group Full time

    Compliance Associate – Multi Asset Established Hedge FundA unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you exposure to a wide range of asset classes and fund structures.The role will...

  • Senior Compliance Associate

    2 weeks ago

    London,, UK, United Kingdom Handelsbanken Wealth & Asset Management Full time

    Handelsbanken Wealth & Asset Management is a wholly-owned subsidiary of the Handelsbanken Group and is responsible for all wealth and investment management activities of the Group in the UK. Founded in Sweden, Handelsbanken is one of the world’s strongest banks and offers local relationship banking, advice and investment management to personal and...

  • Compliance & ESG Associate

    2 days ago

    London,, UK, United Kingdom AMPYR Solar Europe Full time

    The opportunityThis position’s core responsibility will be to work with and support the Compliance & ESG Manager in ensuring the adherence with relevant regulatory and internal compliance obligations related to ASE’s business.The position combines work in three areas:i. Regulatory compliance related to physical power generation;ii. Compliance related to...

  • Compliance Associate

    2 weeks ago

    London,, UK, United Kingdom Bruin Full time

    Compliance Monitoring AnalystOur client – a reputable Wealth Manager – is looking for a Compliance Monitoring Analyst to join the Compliance Monitoring team in London. The role will have great autonomy and will be perfect for a self-starter competent in carrying out thematic reviews – preferably within an Wealth manager or another financial services...

  • Compliance Associate

    3 weeks ago

    London,, UK, United Kingdom DA Financial Trading Recruitment Full time

    A Financial FX company based in London are looking to recruit an 'Compliance Associate'The role offers a basic salary of up to £30k, plus benefits.London/office based (moving to hybrid after 6 months.) This is a permanent role.You must have previous experience in compliance to be considered for the role. Responsibilities: · Address compliance and...

  • Compliance Associate

    1 month ago

    London,, UK, United Kingdom BACB plc Full time

    Additional InfoHybrid Working - 3 days onsite, 2 from homeLocation: BankContract Type: PermanentAbout UsBACB is an international wholesale bank. We provide tailored trade solutions to clients, with a focus on facilitating trade to and from specialist markets in Africa and the Middle East.Established in 1972, BACB is a UK-registered public limited company. We...

  • Senior Compliance Associate

    4 months ago

    London, UK, United Kingdom Attribution Search Full time

    Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in identifying, responding to, and preparing for, regulatory change. Assisting the Money Laundering Reporting...

  • Compliance Associate

    2 days ago

    London,, UK, United Kingdom Barclay Simpson Full time

    Exciting new role for a compliance professional with a background in Energy or within a Law firm (who has some knowledge of the Energy sector). Hybrid role. Supporting the Head of Compliance and General Counsel, you will be responsible for carrying out the compliance monitoring programme (ensuring compliance in third-party risk, anti-bribery and corruption,...

  • Senior Compliance Associate, International Investor, London, UK

    2 months ago

    London, UK, United Kingdom PER, Private Equity Recruitment Full time

    About our client Our client is a leading private equity firm focused on investing in international growth markets. They invest across sustainable growth, foster economic development, and create long-term value for investors, portfolio companies, and communities. They are looking to hire a Senior Compliance Associate to cover a generalist remit, reporting...

  • Director of Financial Crime

    2 months ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    A leading International Law Firm is hiring a Director of Financial Crime to work with their new business intake team in London.This team manages all risks associated with the business, including legal, regulatory, commercial and reputational. This will include managing conflicts of interest, new client and matter risk analysis, AML checks, sanctions checks,...

  • Fixed Income Portfolio Compliance Analyst

    2 months ago

    London, UK, United Kingdom eFinancialCareers Full time

    They are looking for someone who has the ability to works independently on most assignments and under the direction of more senior associates only on the most complex projects, analyses and tasks. Demonstrates a working knowledge of Portfolio Compliance processes and independently analyses pre-trade, post-trade and batch compliance exceptions, and assists...

  • Compliance Analyst

    2 weeks ago

    London,, UK, United Kingdom Goodman Masson Full time

    I am partnering with a renewable energy organization for an exciting new opportunity based in London (2-3 days a week in the office)You will be covering:- Third party risk compliance programs using Dow Jones tool.- Antibribery & Corruption (across all relevant countries including the UK Bribery Act and FCPA). - AML / Sanctions.- Competition & Merger Control,...

  • Compliance Manager

    1 week ago

    London, UK, UK, United Kingdom Nashrock Insurance Recruitment Full time

    The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring AssistantGeneral Responsibilities:1. ISO...

  • Compliance Manager

    4 weeks ago

    London, UK, UK, United Kingdom Asta Capital Limited Full time

    Main purpose of job:To act as a deputy to the Head of Regulatory Affairs, supporting day-to-day compliance activities, managing the Compliance Team, attending meetings, producing reports and deputising as required.Generic tasks:ISO 27001 All Staff - to comply with the applicable Information Security Management System (ISMS) policies, including Clear Desk and...

  • Compliance Manager

    1 month ago

    London, UK, UK, United Kingdom Davies Full time

    Main purpose of job:To act as a deputy to the Head of Regulatory Affairs, supporting day-to-day compliance activities, managing the Compliance Team, attending meetings, producing reports and deputising as required. Generic tasks:ISO 27001 All Staff - to comply with the applicable Information Security Management System (ISMS) policies, including Clear Desk...

  • Compliance Analyst

    2 months ago

    London, UK, UK, United Kingdom SIGMA BROKING LIMITED Full time

    Role Summary: The candidate will join the Compliance team to assist with the regulatory oversight and control of the company’s regulated and non-regulated activities. The company is predominantly involved in trading and broking exchange traded derivatives across exchanges such as the LME, ICE and CME.This is a broad role with a particular focus on the...

Compliance Associate

4 months ago

London, UK, United Kingdom MERJE Full time

MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London.


You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks. Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates.


Experience/Skills/Qualifications:


  • experience in a compliance role within an Asset Management environment (1-3 years)
  • relationship-building skills with the ability to engage proactively with portfolio managers and colleagues at all levels
  • knowledge of the FCA’s regulatory rules relevant to asset managers
  • attention to detail and strong analytical skills, capable of logical thinking, using initiative, and systematically resolving problems
  • self-supportive, and motivated in fostering a positive compliance culture
  • in basic computer applications (Word, Excel, Outlook, etc.)
  • report writing and presentation skills
  • academic background (relevant compliance qualifications such as CISI desirable)


Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.