Compliance Advisory Associate

Interpath - Who are we? Interpath has offices that span the globe with teams focused on supporting businesses, their investors and stakeholders with advisory services. Interpath proudly works with companies of all sizes, from SMEs to some of the largest organisations globally. Debt Advisory Group - Who are we? Our Debt and Capital Advisory team provides...

THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

I am currently supporting a leading digital bank in identifying a Compliance Advisory Consultant to be based in London on a hybrid working model.Responsibilties would include:Sat within the 2nd line the role holder would support the function on retail advisory related matters alongside wider compliance requirements such as SMCR, Consumer Duty and...

Lutine Bell are currently supporting a leading Financial Services Organisation looking to appoint a Compliance Advisory Officer on a permanent basis. Responsibilities:Provide regulatory guidance to all internal business areasContribute to reporting due from the Compliance team including Regulatory reportingSupport Compliance projectsAnalyse, plan and execute...

The team works with a broad range of clients advising on both New Capital Raises & Refinancing as well as other Special Situations debt capital projects. The Associate will work with senior colleagues in both origination and execution of mandates. Applications are sought from candidates with ideally 2 to 5 years relevant experience in Debt Advisory (Bank,...

Currently recruiting for a Compliance Advisory professional to join a Tier 1 Investment Bank. The business are looking to hire an experienced, business facing compliance professional, ideally with good knowledge of FICC products. You should have worked in Investment Banking for a number of years, and have a good track record of building relationships with...

We are partnered with a leading Global Advisory firm who specialise in the Energy Transition sectors to hire a Senior Associate/Vice President into their team in London.The team cover a variety of transaction types, but primarily focus on M&A and ECM deals across the UK, European and North American regions within the Renewables, Power, New Energy, and...

Title: Markets Compliance Advisory Officer Global Broking Credit and Equities Agency Execution Company Overview: The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through...

Debt Advisory AssociateMy client is a London based Debt Advisory boutique. They are very highly regarded, with a senior leadership team with an enviable track record of advising on a wide range of transactions across the debt spectrum.They are now looking for an Associate to work as a member of their successful and growing team. The successful candidate will...

We are working with a leading Boutique IB who are looking to hire an Associate into their Infrastructure Debt Advisory team.This team cover a variety of sectors across the UK and European market including Transportation, Regulated & Unregulated Utilities, Energy & Power, Telecoms, Hybrid and Social Infrastructure.Ideal candidates will have experience across...

Main purpose of the Role: To conduct internal investigations when directed by Compliance management.To conduct investigations as required by external Regulatory bodies.To provide regulatory support and advice to the firms internal stakeholders.To assist the Advisory team with carrying out their day-to-day tasks Key Responsibilities:Core ActivityProvide...

The Role (Financial Restructuring)Our Financial Advisory team is expanding, and we are looking for a talented and ambitious individual at Assistant Director level with a financial advisory or banking background to join our growing team in London. This is an excellent opportunity to work alongside our established team who will support you to utilise and...

Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Principles for Responsible Investment, TCFD, Stewardship Code and SRD II. • Experience of portfolio...

We are now working with a mid sized blue chip advisory firm based in London. The firm is very well regarded. They advise public and privately listed businesses and private equity firms on mergers and acquisitions, raising of capital, refinancings and restructurings. The firm is doing incredibly well, working with a range of well known clients on a range of...

The Infrastructure Advisory team provides advisory and financing services focused on mergers and acquisitions and debt advisory to a global client base. We are looking for an Associate with a strong interest in the infrastructure sector. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities....

Bernstein is widely recognized as a premier global equity research and brokerage firm, with a trading platform that spans the US, Europe, and Asia. Our research and trading capabilities are sought out by leading investment managers around the world, and we have a long history of our research receiving #1 rankings for overall quality and industry knowledge....

Eaton Recruitment is proud to be associated with one the world leading global investment banking firm, providing capital markets & advisory services to a number of leading Private equity firms.This is a fantastic opportunity to work closely with many of the sectors leading senior bankers on industry transforming, multi-billion dollar transactions around the...

Buckden Partners is working with out boutique Corporate Finance firm who are looking for a Senior Analyst/ Associate to join their growing Hedging & Risk Advisory team, to support on the deal execution, derivative structuring and delivering research & presentations to clients.You will build on a foundation of skills and experience in supporting a deal team...

This reports into one of my favourite line managers!You'll be working on all the juice stuff in this role. The business is launching new private equity funds and are doing an increasing amount of work off-shore, including setting up a new office in the Middle East. With this comes a host of new regulation so we need someone very technical and confident...

TASKS AND RESPONSIBILITIES Provide support for the execution of debt financing engagements, including review of documentation and managing counterparties Assist in the preparation of financial and strategic presentations for clients including marketing pitches Oversee the research of clients, their industries, and overall debt markets Create cash flow...