Fixed Income Portfolio Compliance Analyst

2 months ago


London, UK, United Kingdom eFinancialCareers Full time

They are looking for someone who has the ability to works independently on most assignments and under the direction of more senior associates only on the most complex projects, analyses and tasks. Demonstrates a working knowledge of Portfolio Compliance processes and independently analyses pre-trade, post-trade and batch compliance exceptions, and assists with the facilitation of the investment process. Directly engages and works with Trading, and other teams or business groups to resolve outstanding issues. Completes client reporting, rule signoff and works on departmental projects and process initiatives.

Primary responsibilities/essential functions:

  • Performs pre and post-trade compliance checks, in a timely manner.
    • Reviews all fixed income and forward currency contract orders and trades entered into the trading and order management system to ensure there are no compliance issues, in a timely manner.
    • Coordinates research and resolution with Trading and investment professionals if orders need to be revised based on compliance results and works to resolve or escalate issues to associates that are more senior or management team as needed.
    • May review and assist other associates’ resolution of pre and post-trade compliance checks.
  • Performs batch compliance review of portfolio including previous day’s fixed income trading activities and market value movements.
    • Reviews batch compliance alerts and warnings, researches potential compliance issues and ensures timely resolution. May need to liaise with Legal, Marketing and Investment Group to receive guidance on issues of concern.


  • London, UK, United Kingdom Michael Page Full time

    Global Fixed Income Asset Manager , based in London, seeking to hire a Fixed Income Trading Analyst Description This Fixed Income Trading Analyst role will have Portfolio Management Support Responsibilities: *Primary - assisting with the completion of new issue order processes and booking allocations; *Secondary - Soliciting potential trade interest from...


  • London, UK, United Kingdom Kite Human Capital Full time

    Fixed Income Credit Research/Portfolio Analyst – Financial Services – London My client, an asset management company based in the City of London, are looking for a Fixed Income Portfolio/Credit Research Analyst to join the business on a permanent basis within a hybrid working environment. The individual will be responsible for portfolio management...


  • London,, UK, United Kingdom JJ SEARCH LIMITED Full time

    SALARY - 50-60KThe Client Our client is a growing Asset Management firm based in London and have a proven record of Investment capabilities covering a broad range of Investment Products.The Role The Fixed Income Credit Analyst will join a Fixed Income Fund Management team and will monitor existing holdings in the Fixed Income portfolio and contribute ideas...

  • ESG Analyst

    3 months ago


    London, UK, United Kingdom Bruin Full time

    Role and Company Overview: Bruin has partnered with a globally renowned investment management firm serving both retail and institutional clients. They boast a vast network of investment professionals managing over $550 billion in equity and fixed income assets worldwide. Our client’s mission is to allocate capital responsibly, guided by a thorough...


  • London,, UK, United Kingdom Leverton Search Full time

    Our client is a world renowned investment manager with an impressive international reach and distinguished product range. With values entrenched in quality, longevity and collaboration, an exciting opportunity has arisen in their investment specialist team. The team focuses on Fixed Income products and is an opportunity to be part of a supportive,...

  • Portfolio Specialist

    3 months ago


    London, UK, United Kingdom Leverton Search Full time

    Responsibilities include: Portfolio development and marketing. Contributing to the growth of Fixed Income capabilities by engaging with clients, prospects, and consultants Be the mouthpiece for portfolio managers, communicating investment strategies and portfolios to a range of internal and external audiences Evaluate new business opportunities and assist...


  • London, UK, United Kingdom Joseph Harry Full time

    Business Analyst (Product Owner Product Manager Business Analyst Buy Side Buy-Side Trading Applications Front Office Equity Equities FX Fixed Income Bonds Rates Agile Derivatives AI Machine Learning Finance Asset Manager Investment Management Hedge Fund Investment Banking Data Feeds SQL Python Agile POINT PORT BI-SAM Aladdin) required by our asset management...


  • London, UK, United Kingdom Joseph Harry Full time

    Business Analyst (Product Owner Product Manager Business Analyst Buy Side Buy-Side Trading Applications Front Office Equity Equities FX Fixed Income Bonds Rates Agile Derivatives AI Machine Learning Finance Asset Manager Investment Management Hedge Fund Investment Banking Data Feeds SQL Python Agile POINT PORT BI-SAM Aladdin) required by our asset management...

  • Execution Analyst

    2 weeks ago


    London, UK, United Kingdom Kite Human Capital Full time

    Execution Analyst – Fixed Income/Equities - Buyside - Financial Services – London My client, an asset management company based in the City of London, are looking for a Execution Analyst to join the business on a permanent basis within a hybrid working environment. The individual will be responsible for assisiting the portfolio managers with trade...

  • Execution Analyst

    2 weeks ago


    London, UK, United Kingdom Kite Human Capital Full time

    Execution Analyst – Fixed Income/Equities - Buyside - Financial Services – London My client, an asset management company based in the City of London, are looking for a Execution Analyst to join the business on a permanent basis within a hybrid working environment. The individual will be responsible for assisiting the portfolio managers with trade...


  • London, UK, United Kingdom Joseph Harry Full time

    Fixed Income Performance Analyst (Fixed Income Performance Analysis Credit Rates Buy Side Buy-Side Trading Applications Front Office Fixed Income Bonds Derivatives Finance Asset Manager Investment Management Hedge Fund Data Feeds SQL Python Agile POINT PORT BI-SAM Aladdin) required by our asset management client in London. You MUST have the following: ...


  • London,, UK, United Kingdom Venture Search Full time

    Fixed Income Securities Trader – Start-Up Prop Trading HouseA new and rapidly growing Prop Trading firm is looking for a seasoned Fixed Income Securities Trader for their London office. The group is well funded by their parent company (a physical commodities trading house) with excellent access to capital and appetite to scale.This will be one of several...


  • London,, UK, United Kingdom Durlston Partners Full time

    Quant Developer - Fixed Income | Python | New Team Build-outAre you a Python Quant Developer with a passion for fixed-income markets? A rare opportunity has opened up to join a new, high-impact team working directly with a senior Portfolio Manager and Head of Technology. This role is ideal for a developer with around 5 years of experience who thrives in...


  • London, UK, United Kingdom Jigsaw Financial Full time

    Duties: Be the lead investment representative for the fixed income business Represent portfolio managers, providing information on the portfolios & investment processes, internally and externally Work with internal colleagues to ensure they’re up-to-speed on fixed income markets and portfolios Ensure the correct processes across investment and risk...


  • London,, UK, United Kingdom Jigsaw Financial Full time

    Company: Top Tier Asset ManagerDuties: Be the lead investment representative for the fixed income business Represent portfolio managers, providing information on the portfolios & investment processes, internally and externally Work with internal colleagues to ensure they’re up-to-speed on fixed income markets and portfolios Ensure the correct processes...


  • London, UK, United Kingdom Mayford James Full time

    Key responsibilities would include: Taking ownership of assigned investment strategies ensuring the smooth investment process from analysing and advising on cash flows, executing complex trades, articulating corporate action decisions and reviewing investment guidelines. Create and ensure accuracy of portfolio analysis to support complex investment...


  • London, UK, United Kingdom McGregor Boyall Full time

    Fixed Income eTrading BA/PM 11 Month Remote Working Role Umbrella Day Rate - £550/day to £600/day (inside IR35) Location: REMOTE WORKING Looking for a Fixed Income eTrading BA/PM to support the continuous improvement and business enhancements to their eTrading platform. Candidates should have experience of: Significant BA/PM experience within an...


  • London,, UK, United Kingdom Martis Search Full time

    The RoleUK & International Equity & Fixed Income Settlements & Trade Support Analyst Martis Search are representing London based Investment Bank to hire an experienced “UK & International Equity & Fixed Income Settlements Analyst”.The role reports into their Head of Equity Operations and is a joint UK & International Equity & Fixed Income Settlements &...


  • London, UK, UK, United Kingdom McGregor Boyall Full time

    Fixed Income eTrading BA/PM11 Month Remote Working RoleUmbrella Day Rate - £550/day to £600/day (inside IR35)Location: REMOTE WORKINGLooking for a Fixed Income eTrading BA/PM to support the continuous improvement and business enhancements to their eTrading platform.Candidates should have experience of:Significant BA/PM experience within an electronic...

  • Senior RFP Writer

    3 months ago


    London, UK, United Kingdom Mayford James Full time

    You will be responsible for: Responsible for coordinating and completing fixed income RFPs, due diligence, ESG questionnaires and requests from EMEA and other international based client coverage channels Work closely with colleagues within the Global RFP team to ensure deadlines are met while following the team’s multi-step RFP process Collaborate with...