Compliance Associate

A London headquartered Multi Start Hedge Fund are seeking an experienced Compliance Associate to join the business as part of a global Compliance function buildout. The existing London compliance team is currently made up three members and this hire is for a newly created position. The position forms part of the Hedge Funds Core Compliance team and daily...

About this roleAs a Graduate Compliance Associate you will be joining a high-performing global team, working closely with this organisation's core service delivery teams to ensure their clients are served with the highest compliance standards. You’ll be working on several short term and long term requests at once, you’ll quickly develop effective...

InterQuest are delighted to be working with a leading FCA-regulated exchange, broker, and custodian for digital assets to help support with the recruitment of a Compliance Senior Associate.**Office Based Role**This role will be part of the Financial Promotions team and will focus on:• Setting up and implementing the company's service to approve...

A leading asset manager with an excellent culture and hybrid working model are looking to hire a compliance associate/officer with at least 2 years experience (but ideally more) with the UCITS fund range.They will need to have had some level of exposure to product and distribution and ideally some consumer duty or ESG exposure.Key skills required:Must have...

MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks. Key responsibilities include identifying and evaluating current and future regulatory...

Digital Asset Exchange and FinProm Consultancy£60k - £70kLiverpool Street (5 days per week in the office) *** This is an office based role , you must be able to commute to and work in the City of London as a norm***Compliance Senior Associate (Financial Promotions) – reporting to Head of Regulation This role will be part of our Financial Promotions team...

Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in identifying, responding to, and preparing for, regulatory change. Assisting the Money Laundering Reporting...

We are working with a Established payments fintech who've experienced significant growth in the last 4 years and they are looking for a seasoned compliance professional with a passion for payments and a knack for navigating high-risk sectors like iGaming or Crypto.They are looking for a dynamic Head of Compliance to join their team to help establish and...

Montresor Legal is actively seeking a Compliance Associate to be part of a London-based investment firm. This is an excellent opportunity that will allow the successful candidate to work on a variety of compliance matters, have direct contact with the business and be the point person for compliance matters. You will report to a highly supportive and seasoned...

The primary objective of the role will be to assist in the execution and ongoing improvement of the Compliance Monitoring Programme as well as to act as a Compliance generalist and provide ad-hoc support to the wider business.Key ResponsibilitiesAssist the Compliance Officer in designing/improving the Compliance Monitoring Programme framework and carry out...

Societe Generale is one of Europe's leading financial services groups and a major player in the economy for over 160 years, we support 25 million clients every day with more than 126,000 staff in 65 countriesOur Group draws on our European roots to develop our business internationally. Our unique geographic positioning enables us to connect Europe and...

An all-encompassing Compliance Analyst opportunity working with a rapidly growing Lloyd’s/ London Market insurer looking to double in size over the next two years. Reporting into the Compliance Manager, you will support on a wide range of day-to-day Compliance activities.Key Responsibilities:Support the Compliance Team with the delivery of the Compliance...

We have an exciting opportunity for an Enterprise Risk Analyst to join a Silver Circle Law Firm in London.The ideal candidate has professional risk management or internal audit experience/qualifications and a core understanding of risk frameworks. Likewise, experience in a legal environment or professional services firm is desirable.Some...

A leading investment bank is looking for a central compliance Associate/AVP to join their growing compliance function. The role will be fairly generalist in nature.Responsibilities:Support the implementation of the compliance framework Implementation of systems and controls relating to regulatory or legal risks Policies and procedures Conflicts of interest...

Compliance DirectorI am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office!Responsibilities: Manage the regulatory risk profile of the business and operations, including providing...

We are working closely with a multi -billion alternative asset manager , looking after global assets in both the private and public marketsThis is a unique role in that it reports into both the global head of marketing and communications in London but also as a matrix into the global chief compliance officer overseasRole Overview:The role is responsible for...

Our client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...

Company DescriptionDeerpath Capital is a leading direct lending firm specializing in providing first lien, senior debt financing to middle market companies. Deerpath is focused on providing debt capital for acquisitions, refinancings, ownership transitions and growth capital to companies in the U.S. lower middle market. Deerpath has investment offices in New...

A dynamic private equity firm are looking to hire a Compliance Analyst for their Legal & Compliance team.This will be an excellent opportunity to join an exciting growing organisation where development and growth is encouraged.Key competencies and experience:At least 1-2 years’ experience working in a Compliance team of an UK FCA regulated business.Some...

Our client is a main trade association for the automotive industry.They are looking to hire a Data and Compliance Manager into their legal team.To apply for this vacancy, you must have the below:A degree and professional qualification (such as IAPP).Experience in data management and compliance role, with demonstrable management and professional...