UCITS Compliance Advisory Associate

Lutine Bell are currently supporting a leading Investment Manager based in London looking to appoint a Compliance Advisory Officer. Responsibilities:Provide regulatory guidance to all internal business areasContribute to reporting due from the Compliance team including Regulatory reportingSupport Compliance projectsAnalyse, plan and execute actions and...

Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core & Monitoring. This role sits within the Advisory team, which supports, guides and where appropriate,...

Debt Advisory Group - Who are we? The Debt Advisory business advises borrowers (listed and private businesses including private equity funds) throughout all stages of their fund-raising journey. We are independent of lenders, products and markets, meaning we provide objective advice on the optimum funding solutions for our clients. What do we do? ...

Compliance Advisory at a reputable Wholesale Bank!! Duties to include but not limited to:Provide Compliance Advisory to UK business units. Implements, advises on and monitors adherence to relevant regulationsHorizon scanningWork closely with and assist the Compliance Monitoring team

InterQuest are delighted to be working with a leading FCA-regulated exchange, broker, and custodian for digital assets to help support with the recruitment of a Compliance Senior Associate.**Office Based Role**This role will be part of the Financial Promotions team and will focus on:• Setting up and implementing the company's service to approve...

InterQuest are delighted to be working with a leading FCA-regulated exchange, broker, and custodian for digital assets to help support with the recruitment of a Compliance Senior Associate.**Office Based Role**This role will be part of the Financial Promotions team and will focus on:• Setting up and implementing the company's service to approve...

Head of Investment Risk (Advisory/Consulting) A consultancy is assisting a major investment manager within their investment risk function and have an opportunity for a Head of Investment risk to provide interim support to manage a portfolio of fund and investment related risks. You will have 5-10 years’ experience specifically in leading an investment risk...

Head of Investment Risk (Advisory/Consulting) A consultancy is assisting a major investment manager within their investment risk function and have an opportunity for a Head of Investment risk to provide interim support to manage a portfolio of fund and investment related risks. You will have 5-10 years’ experience specifically in leading an investment risk...

Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.Join us and leave your mark on the industry. We are looking for an...

A boutique Advisory house, which also invests is looking to hire an Associate in London. You can expect to work on Investment projects, Strategic Advisory and M&A in a high calibre team consisting of very experienced and exceptionally well connected names in the industry. Owing to the nature of the work and the backgrounds of the leadership team, you will...

The team works with a broad range of clients advising on both New Capital Raises & Refinancing as well as other Special Situations debt capital projects. The Associate will work with senior colleagues in both origination and execution of mandates. Applications are sought from candidates with ideally 2 to 5 years relevant experience in Debt Advisory (Bank,...

A leading energy and metals commodities trading house are looking to hire an advisory professional to support their growing compliance function. The firm has a great collegiate culture and has grown rapidly, doubling its headcount in the last 3 years. As the business has grown, they have built out its governance function to not only support the current needs...

Interpath Advisory is a financial advisory business with a broad range of specialisms that was formed to allow our people to do what they do best in an agile, independent and conflict-free setting. Its market leading restructuring department is the largest independent team in the UK. Interpath was previously part of KPMG, before being sold to private equity...

Who is HSBC Innovation Banking? HSBC Innovation Banking is the power behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology and life...

Digital Asset Exchange and FinProm Consultancy£60k - £70kLiverpool Street (5 days per week in the office) *** This is an office based role , you must be able to commute to and work in the City of London as a norm***Compliance Senior Associate (Financial Promotions) – reporting to Head of Regulation This role will be part of our Financial Promotions team...

Digital Asset Exchange and FinProm Consultancy£60k - £70kLiverpool Street (5 days per week in the office) *** This is an office based role , you must be able to commute to and work in the City of London as a norm***Compliance Senior Associate (Financial Promotions) – reporting to Head of Regulation This role will be part of our Financial Promotions team...

We are partnered with a leading Global Advisory firm who specialise in the Energy Transition sectors to hire a Senior Associate/Vice President into their team in London.The team cover a variety of transaction types, but primarily focus on M&A and ECM deals across the UK, European and North American regions within the Renewables, Power, New Energy, and...

We are partnered with a leading Global Advisory firm who specialise in the Energy Transition sectors to hire a Senior Associate/Vice President into their team in London.The team cover a variety of transaction types, but primarily focus on M&A and ECM deals across the UK, European and North American regions within the Renewables, Power, New Energy, and...

Debt Advisory AssociateMy client is a London based Debt Advisory boutique. They are very highly regarded, with a senior leadership team with an enviable track record of advising on a wide range of transactions across the debt spectrum.They are now looking for an Associate to work as a member of their successful and growing team. The successful candidate will...

Debt Advisory AssociateMy client is a London based Debt Advisory boutique. They are very highly regarded, with a senior leadership team with an enviable track record of advising on a wide range of transactions across the debt spectrum.They are now looking for an Associate to work as a member of their successful and growing team. The successful candidate will...