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Risk and Compliance Manager
2 months ago
Have you got experience in law firm risk and compliance?
Do you want to be responsible for all things AML and compliance in a well-respected law firm?
Can you commute to South-East London (on a hybrid basis)?
If you have answered 'yes' to the above, then we could be recruiting your next, new job
We are looking for a Risk and Compliance Manager to join a prominent firm in South East London. Within this role, you will be leading a small team of juniors in their day-to-day tasks, whilst taking on the responsibility of being the trusted advisor to the firm, in relation to; policies and procedures, SRA rules and regulations, data protection issues and instilling a positive compliance culture across the business.
Some of the duties and responsibilities will include:
- Offer guidance on compliance regarding policies and procedures
- Lead core compliance functions
- Aid in the development of AML policies, systems and procedures
- Monitor departmental risks and escalate where needed
- Assist with potential compliance breaches
- Oversee professional negligence matters
- Renew practising certificates and accreditation
- Liaise with Senior members of staff to address GDPR concerns (data protection, conflicts of interest, data deletion, etc)
- Complete and assess audits
- Maintain policies and procedures in adherence to terms of business
This role would be perfectly suited to someone who may be working in a large city firm, looking for a different type of opportunity; or perhaps, a qualified lawyer with compliance experience - interested in exploring in-house opportunities.
If interested, please submit your CV for consideration. Thank you.