Central Compliance

Summary of the key purposes of the role§ Perform tasks specifically under the remit of Central Compliance including but not limited to -Creation and management of annual Compliance Programme and associated processes including policy and training frameworks, oversight and input into all normative documentation impacting SGIL Compliance and the SGIL business,...

Please note, this is 4 days in the office minimum, and isn't something that can be negotiated. The role is generalist, encompassing all aspects of compliance but weighted towards central compliance activities such as: Executing the Compliance Monitoring Programme Drafting of policies and procedures Horizon scanning and undertaking regulatory change...

Our client – an International US Law Firm – is seeking a passionate and experienced Conflicts Advisor to join their Risk & Compliance department in London. This is an exciting opportunity to not only get involved with researching and identifying conflicts on a global scale but to also play a central role in resolving conflicts of an international...

Our client – an International US Law Firm – is seeking a passionate and experienced Conflicts Advisor to join their Risk & Compliance department in London. This is an exciting opportunity to not only get involved with researching and identifying conflicts on a global scale but to also play a central role in resolving conflicts of an international...

Fram are working with a boutique asset manager, who are based in Central London. They are seeking to appoint a Compliance Manager to join their stable and collegiate team. The business is well established and has good levels of AuM, and this role doesn’t have any SMF responsibilities. It is a good environment to learn and to develop your compliance career...

Salary + bonusBoutique asset managerNo SMF responsibilities Fram are working with a boutique asset manager, who are based in Central London. They are seeking to appoint a Compliance Manager to join their stable and collegiate team. The business is well established and has good levels of AuM, and this role doesn’t have any SMF responsibilities. It is a...

Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related matters, working closely with business units to foster a culture of integrity and...

X4 Group are partnered with a rapidly-growing currency trading platform based in central London to find a Head of Compliance & Risk to support their continued upward trajectory. This role will involve conducting financial crime Business-Wide Risk Assessments, conducting Key Risk Indicator reporting, and will eventually take on MLRO responsibilities.This is a...

AVP, ComplianceHybrid 1 day onsite in LondonSalary £60-70k + Bonus & BenefitsSummary:Our client provide specialised international financial services. Operating in multiple jurisdictions, they focus on results, value relationships, and celebrate success. Consider this opportunity to become part of a collaborative team of professionals at a world-leading,...

Altum Consulting have exclusively partnered with a global, fast-paced, and growing Commodity Trading busienss based in London to find a Compliance Analyst to join their experinenced team. About the Role:This is a newly created position in the team reporting to the Senior Compliance Manager based here in the London office. This business prides itself on the...

A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch Being the central point of contact for staff/law enforcement agencies...

Who we are:AMC Networks International (AMCNI), the global division of AMC Networks, delivers entertaining and acclaimed programming that reaches subscribers in more than 130 countries and territories. AMCNI consists of global brands, AMC and SundanceTV, as well as popular, locally recognized channels in various programming genres.We value diversity and...

Are you passionate about ensuring investment strategies comply with regulatory and contractual requirements? Do you thrive in a dynamic trading desk environment? We are seeking a skilled Investment Compliance Analyst to join our Client's Portfolio Risk team, responsible for implementing and monitoring investment restrictions across the...

Are you passionate about ensuring investment strategies comply with regulatory and contractual requirements? Do you thrive in a dynamic trading desk environment? We are seeking a skilled Investment Compliance Analyst to join our Client's Portfolio Risk team, responsible for implementing and monitoring investment restrictions across the...

Our ClientOne of the UK's largest and most loved charities. This charity is a house hold name having operated for 140 years. The RoleReporting to the Finance Director, the Head of Central Finance will lead work across the charity to support the delivery of comprehensive financial services to all levels of the charity including the board of trustees, the...

Legal and Compliance LeadA fast-growing SaaS business is looking for a Legal and Compliance lead to join COO team in London and will be tasked with helping them deliver continued growth of the business. This is a new role for the firm, but they see this role as key to the long term development of the firm as it matures and grows internationally. You will...

A leading commodities trading house are looking to make a key Compliance hire into their central compliance team. The firm has one of the best reputations in the industry and is continuing to grow at an exciting rate. After consecutive years of exceptional performance, there is an increased requirement for new hires. They are looking for a Compliance Officer...

A leading commodities trading house are looking to make a key Compliance hire into their central compliance team. The firm has one of the best reputations in the industry and is continuing to grow at an exciting rate. After consecutive years of exceptional performance, there is an increased requirement for new hires. They are looking for a Compliance Officer...

Our client is a leading European Investment bank with a significant presence in the UK.Their central London teams serve as a key hub for their international operations. Primarily focusing on Large Corporates & Financial Institutions, offering services in Investment Banking, Financial Sponsors, Markets, Equities, and Transaction Services.Role and Purpose: To...

Role: Risk & Compliance Policy ManagerBusiness area: Payments Risk and Compliance Service (Global)Contract duration: 9 MonthsStart: 22/07/2024 or soonerDaily rate: £500 to £555 per day + Holiday pay (PAYE – Inside IR35)Location: Hybrid working in Central London – 3 days in the office and 2 days from homeDescriptionOur client is a global technology...