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Senior Compliance Manager/MLRO

4 months ago

London, UK, United Kingdom Prime Personnel Full time

A small European Bank has an exciting opportunity for an experienced Compliance Manager.

Your responsibilities will include:

  • Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch
  • Being the central point of contact for staff/law enforcement agencies regarding the reporting of suspicions/enquiries
  • Overseeing completion/update of the Compliance monitoring program
  • Maintaining/updating London Compliance handbook and other regulatory documents
  • Developing/maintaining appropriate Compliance policies/procedures
  • Monitoring daily operations of the London branch AML policies/activities
  • Establishing adequate systems/controls for AML/sanctions
  • Completing annual MLRO and annual Compliance reports to Head Office
  • Attending Compliance and Risk Committee Meetings
  • Completing annual risk reviews for Head Office Compliance
  • Liaising with regulators/auditors/NCA

Your experience must include:

  • Extensive proven compliance experience gained within banking
  • Excellent analytical and problem-solving skills showing initiative/integrity
  • Excellent communication skills – both written and oral to liaise at all levels