Central Compliance Officer, VP

Our Client, a Globally Significant Institutional Asset Manager, are looking for a VP Compliance Advisory professional to join their Alternatives Compliance team, specifically focussing on Private Markets.The role will be working closely with the Head of the team, as well as building relationships across the wider business.Key Requirements:Experience in a...

Our client is a market leading global electronic trading and financial services firm. They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses.Key Responsibilities:· Advise on compliance requirements for new initiatives.· Being the main point of...

Our client is a market leading global electronic trading and financial services firm. They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses.Key Responsibilities:· Advise on compliance requirements for new initiatives.· Being the main point of...

Our client is looking to appoint an advisory candidate into their growing compliance team. This would suit a VP or strong AVP looking to make the step up. The business has grown rapidly in recent years and, as such, has expanded its governance function.Role:Trading floor based role providing real-time compliance advice to the commodities business units, with...

A leading investment bank is looking for a central compliance Associate/AVP to join their growing compliance function. The role will be fairly generalist in nature.Responsibilities:Support the implementation of the compliance framework Implementation of systems and controls relating to regulatory or legal risks Policies and procedures Conflicts of interest...

A leading investment bank is looking for a central compliance Associate/AVP to join their growing compliance function. The role will be fairly generalist in nature.Responsibilities:Support the implementation of the compliance framework Implementation of systems and controls relating to regulatory or legal risks Policies and procedures Conflicts of interest...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities to assess the design...

A leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and experienced VP Trade...

Are you a qualified lawyer with a passion for compliance?Do you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

Our client, a Magic Circle Law Firm, is seeking a Compliance Lawyer to join their office in London. Within this role, you will advise the firm on issues relative to new clients and matters, such as client confidentiality, conflicts of interest and reputational/commercial risks.The ideal candidate has multiple years of experience within a reputable,...

Our client, a Magic Circle Law Firm, is seeking a Senior Compliance Analyst to join their office in London. Within this role, you will advise the firm on issues relative to new clients and matters, such as client confidentiality, conflicts of interest and reputational/commercial risks.The ideal candidate must have experience within a reputable, international...

Societe Generale is one of Europe's leading financial services groups and a major player in the economy for over 160 years, we support 25 million clients every day with more than 126,000 staff in 65 countriesOur Group draws on our European roots to develop our business internationally. Our unique geographic positioning enables us to connect Europe and...

Societe Generale is one of Europe's leading financial services groups and a major player in the economy for over 160 years, we support 25 million clients every day with more than 126,000 staff in 65 countriesOur Group draws on our European roots to develop our business internationally. Our unique geographic positioning enables us to connect Europe and...

Our client, based in West London, is looking for an experienced VP of Finance to join their team. Using your knowledge and experience you will provide financial leadership and strategic guidance, while establishing and building a future-proof, first-class finance function. All applicants for this exciting role will need to be a fully qualified accountant...

The VP Leveraged Finance role will be to join a growing originations team within a leading global bank who have a strong international footprint. Description The VP Leveraged Finance position will sit in a successful FS team based in the city of London and a high level overview of responsibilities include: To work alongside senior stakeholders to...

Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional testing, surveillance systems, and...

Network HR have been retained by a high touch marketing & communications firms to recruit their VP of Human Resources to support their growing London office. A US headquartered multinational, this organisation have achieved some significant growth and reached an inflection point where they now require some experienced, dedicated local HR support to work with...

The team provides Financing to a wide range of mainly FI clients including Banks, Family offices and Hedge/PE funds with a broad product spectrum including Leveraged Finance & Collateralized Loans as well as Mezz & other similar structures across both Development & Emerging markets. They are seeking a VP to work closely with the MD & Directors to take a lead...

Please note, this is 4 days in the office minimum, and isn't something that can be negotiated. The role is generalist, encompassing all aspects of compliance but weighted towards central compliance activities such as: Executing the Compliance Monitoring Programme Drafting of policies and procedures Horizon scanning and undertaking regulatory change...