VP - Commodities and Global Markets Compliance

6 days ago


London, UK, United Kingdom Black Swan Group Full time

Our client is looking to appoint an advisory candidate into their growing compliance team. This would suit a VP or strong AVP looking to make the step up. The business has grown rapidly in recent years and, as such, has expanded its governance function.


Role:

  • Trading floor based role providing real-time compliance advice to the commodities business units, with regards to relevant rules, regulations and internal policies.
  • Managing regulatory returns and enquiries from exchanges as required.
  • Co-ordination with the broader Compliance Team as well as Financial Crime Compliance on initiatives and projects.
  • Preparing, updating and delivering face to face training to the business and other staff on regulatory and compliance issues.


Experience:

  • Strong track record of performance in an Advisory Compliance role within an investment bank, commodity trading house or oil major,
  • Experience responding to regulatory enquiries and exchange queries, e.g. FCA, SEC, ICE, CME, and LME.
  • Good understanding of MiFID, EMIR and Exchange rules



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