![Clayton Davies](https://media.trabajo.org/img/noimg.jpg)
Assistant Compliance Manager
4 weeks ago
Our client, a successful financial planning firm, are looking for an Assistant Compliance Manager to join their successful Compliance team.
Key Responsibilities:
- Execute the Compliance Monitoring Plan
- Keep abreast of regulatory developments and publications from the FCA and their Compliance Consultants to review and analyse that information and summarise the developments for the Compliance Director and outline the potential impact and actions that may need to be considered / taken
- Improve and develop additional policies and procedures as the group risk and compliance function continues to develop and the regulatory landscape continues to change
- Ensure there is appropriate communication and training for our compliance policies
- Prepare a full set of bespoke Compliance Policies and provide training on those policies to all new Offices / Advisers
- Keep all bespoke policies across the company up to date ensuring all staff are aware of the changes and any new processes are implemented into the Office successfully
- Keep all compliance registers up to date across the business
Experience Required:
- Previous experience of undertaking a similar role ideally in a Wealth Management company
- 5+ years preferred compliance experience
- Proven track record in implementing regulatory improvement and change
- Strong knowledge of FCA regulation
-
Compliance Team Leader
1 month ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeA top global law firm is looking for a Compliance Team Leader to support the Compliance Manager in providing tailored training to new joiners into the Business Acceptance and supervise a team of compliance professionals.This role is ideal for someone with a keen eye for detail and an enthusiastic approach to prioritising complex tasks. You’ll support the...
-
Compliance Manager
1 month ago
UK, UK, United Kingdom Asta Capital Limited Full timeCompliance ManagerTo provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.The Compliance Manager will be the primary point of contact for assigned clients which will require a broad level of technical compliance knowledge....
-
Compliance Assistant
1 month ago
London, UK, UK, United Kingdom Nashrock Insurance Recruitment Full timeSalary: To be determined based on relevant experience Working Arrangement: Team members are expected to be in the office from Monday to Thursday each week. Flexibility is provided for working from home on Tuesday to Thursday for personal appointments, such as doctor's visits.Job Description:We are seeking a detail-oriented and proactive Compliance...
-
Compliance Assistant
4 weeks ago
London, UK, UK, United Kingdom Nashrock Insurance Recruitment Full timeSalary: To be determined based on relevant experience Working Arrangement: Team members are expected to be in the office from Monday to Thursday each week. Flexibility is provided for working from home on Tuesday to Thursday for personal appointments, such as doctor's visits.Job Description:We are seeking a detail-oriented and proactive Compliance...
-
Compliance Program Manager
1 month ago
UK, UK, United Kingdom ETS EMEA Full timeETS Global, a wholly owned subsidiary of ETS, is the international arm of ETS that brings ETS expertise to educational and business communities around the world. Our mission is to advance quality and equity in education worldwide supporting learners at every important stage of their journey and to facilitate access to new educational and professional...
-
Compliance Program Manager
4 weeks ago
UK, UK, United Kingdom ETS EMEA Full timeETS Global, a wholly owned subsidiary of ETS, is the international arm of ETS that brings ETS expertise to educational and business communities around the world. Our mission is to advance quality and equity in education worldwide supporting learners at every important stage of their journey and to facilitate access to new educational and professional...
-
CASS Manager
2 weeks ago
London, UK, UK, United Kingdom Compliance Professionals Full timeThe ClientWe are working with a international retail trading firm on their search for a CASS Manager. The firm have an international footprint with over 1000 employees worldwide. This role is a permanent vacancy. The Responsibilities Oversight and approval of daily client money and custody asset reconciliations.Preparation of monthly CMAR reports.Ensuring...
-
Compliance Manager
6 days ago
UK, UK, United Kingdom BARON CRAWFORD RECRUITMENT LIMITED Full timeOur client is a developing international biopharmaceutical company on a mission to transform the lives of patients with serious and rare diseases. As part of their growth they now seek a talented compliance professional to join their legal and compliance team, to manage the compliance programme in the UK/Ireland and support generally in EMEA. Reporting to...
-
Compliance Officer
4 days ago
UK, UK, United Kingdom Clayton Davies Full timeOur client is looking for a Compliance Executive to join their successful financial services business. Reporting to the Compliance Manager, you will help support in ensuring compliance with all Legal and Regulatory obligations and requirements applicable to the business.Key Responsibilities:To be responsible for elements and assist in the provision of...
-
Support Engineer
1 month ago
UK, UK, United Kingdom Dot Compliance Full timeWe are looking for a Support Engineer to become an integral part of our Customer Support team at Dot Compliance.At Dot Compliance, we strive to ensure customer satisfaction and improve user’s experience. You will be working directly with the customers and closely with our services, development, and product teams.Dot Compliance is a cloud-based, innovative...
-
Compliance Analyst
2 days ago
UK, UK, United Kingdom Arrow Global Group Full timeAbout the RoleThe successful candidate will be joining a small and dynamic team with a fantastic opportunity to experience direct access to and work alongside senior team members in a growing organisation. The post holder will support the Head of Compliance for the Investment Business with a variety of activities in respect of Arrow Global Advisers Limited...
-
Compliance Manager
1 month ago
UK, UK, United Kingdom Robert Half Full time*****COMPLIANCE MANAGER*****Robert Half is delighted to partner with a leading International bank providing banking services including traditional corporate transactions, investment banking and trading as well as consumer banking including insurance with offices based in London to find their next Compliance Manager.Role Responsibilities:To provide regulatory...
-
Compliance Associate
2 days ago
UK, UK, United Kingdom twenty84 Full timeAbout the Company: Are you passionate about financial services compliance and seeking a new opportunity in London? We are currently hiring for a Compliance Associate to join a thriving Compliance Consultancy based in London.About the Role: This collaborative role offers an attractive salary of up to £30,000 and an excellent benefits package, including a...
-
Compliance Monitoring Manager
1 month ago
UK, UK, United Kingdom Ntrinsic Consulting Full timeCompliance Monitoring Manager is required by our client in City of London within Financial Services to take ownership of multiple aspects of internal, market conduct, and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatory change projects. As Compliance Monitoring Manager, your primary focus will...
-
Compliance Manager
1 month ago
UK, UK, United Kingdom MERJE Full timeMERJE has partnered with a leading insurance company and we’re looking for a Compliance Manager to join their expanding team.The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory obligations, embedding a compliance culture across the organisation.Key Responsibilities:Provide compliance advice in...
-
Compliance Analyst
2 weeks ago
UK, UK, United Kingdom IDEX Consulting Ltd Full timePosition: Compliance AnalystLocation: East Midlands / Hybrid Company: Insurance BrokerAbout the Role: IDEX Consulting are currently partnered with a high growth broker who are looking to recruit a Compliance Analyst to joint their growing function. This role is perfect for someone with experience in financial promotions, reporting, complaints handling, and...
-
Compliance Analyst
1 month ago
UK, UK, United Kingdom Robert Half Full timeCompliance Analyst - Wealth ManagementBristol Area (1-2 days a week in office) £35k - £45k DoEMinimum of 1-2 years experience within Compliance or as a ParaplannerRole Overview: The Compliance Analyst will assume a pivotal role in our commitment to regulatory compliance and fostering positive customer outcomes under the FCA’s Consumer Duty requirements....
-
Compliance Specialist
2 days ago
UK, UK, United Kingdom Aquent Full timeJob Title: Compliance Specialist - PaymentsClient Location: Central London - Hybrid (3 days on-site)Starting: July 2024Salary/Pay Rate: £212.02 per day (PAYE) - 40 hrs per weekHours: Full-timeDuration: 12 monthsWe are seeking a diligent and detail-oriented Compliance Specialist to join our fintech client's UK Compliance team. This role is pivotal...
-
Compliance Policy
1 month ago
UK, UK, United Kingdom Barclays Part timeLocation: Canary Wharf, London Length: 6 months PAYE only Overall purpose of the role:There is a new project where the big deliverable is to restructure the policies and standards that make up compliance. At the moment there are 3 policies and 17 standards, and the objective is to break them down and rebuild them in a way that works better and is easier for...
-
Head of Compliance
2 weeks ago
UK, UK, United Kingdom BoyleSports Full timeWho We Are:BoyleSports is the largest and most successful independently owned bookmaker on the island of Ireland. Founded in 1989 by John Boyle, the business has grown to over 370 shops in Ireland and the UK, coupled now with a comprehensive online portfolio for betting and gaming.BoyleSports HQ in the Republic of Ireland is located on the outskirts of...