Current jobs related to Compliance Assistant - London UK, UK - Nashrock Insurance Recruitment

  • Compliance Analyst

    2 months ago

    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client is a commercial law firm seeking a Compliance Analyst to join their growing business acceptance team. In this role, you’ll have the opportunity to get involved in project work, as well as handling KYC and conflicts queries.Key responsibilities will include:Handling AML, KYC, and conflicts checksEscalating issues to the Senior Analyst as...

  • Senior Compliance Analyst

    2 months ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

  • Conflicts Assistant

    2 months ago

    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a top 100 UK law firm to hire a Conflicts Assistant to support their team.This is a fantastic opportunity for a legal assistant or paralegal looking for their first Risk & Compliance position. In this role, you’ll carry out conflicts checks, AML checks, and screening for PEPs, sanctions and other risks, coordinate opening and review of...

  • Compliance Services Assistant

    4 weeks ago

    UK, UK, United Kingdom Slaughter and May Full time

    ROLE OVERVIEW //The Legal, Risk and Compliance Department is headed by the firm’s General Counsel. It is a team of 30 and includes Compliance Lawyers and the Compliance Services team, within which this role sits. The Compliance Services Assistant will report directly to the Compliance Services Manager and provides support to the Compliance Services team...

  • Compliance Assistant

    1 month ago

    UK, UK, United Kingdom Astute People Part time

    We’re recruiting for a part time Compliance Assistant to work within our fast-paced Compliance Team working within the sustainable and renewable energy recruitment industry. Offering a basic salary of £25,000 p.a (full time equivalent) plus bonus, this position comes with full training and can accommodate flexible office working hours (up to 30 hours)...

  • Compliance Assistant

    2 days ago

    UK, UK, United Kingdom Artis Recruitment Full time

    Are you a compliance professional with a an understanding of AML or CDD? Are you able to work in central Bristol 2 days a week? If the answer is yes to these two questions then we have a fantastic opportunity for you to join a leading law firm in their growing compliance function operating as Compliance Analyst. This role will sit in an immediate team of 3...

  • Conflicts Analyst

    2 months ago

    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting opportunity to join a Global Law Firm on a remote working basis. The function of this role is to support the Conflicts Manager to ensure all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.In order to apply for this role, you...

  • Conflicts Analyst

    2 months ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting opportunity for a Conflicts Analyst to join a Global Law Firm in London. The function of this role is to support the Conflicts Manager to ensure all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.In order to apply for this role,...

  • Compliance Analyst

    3 weeks ago

    UK, UK, United Kingdom Prax Full time

    Role: Compliance AnalystLocation: Office based role in Marble Arch, LondonThe Legal & Compliance Department is part of Central Services located in Prax Headquarters in London. As the Compliance Assistant for the Prax group, you will be reporting to the Group Ethics & Compliance Officer as part of the Legal and Compliance Department. Also, you will be...

  • Risk Lawyer

    4 weeks ago

    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified lawyer with an interest in compliance?Do you have 4+ years PQE?Have you previously worked within a risk/commercial legal environment?A top independent UK law firm is looking for a Risk Lawyer to join their dynamic team in Bristol. The main purpose of this role is to ensure legal and regulatory compliance, particularly regarding contract...

  • Compliance Associate

    4 weeks ago

    UK, UK, United Kingdom The Baltic Exchange Full time

    Baltic Exchange is the world's leading source of independent maritime market data and we have an exciting opportunity for highly motivated professional to join our Compliance team.We sit at the heart of maritime industry, bringing together the shipowners, charterers, and brokers who make up the market of the seaborn movement of bulk commodities....

  • Compliance Consultant

    1 month ago

    UK, UK, United Kingdom Clayton Davies Full time

    This is a field based role and will involve travelling within a 2 hour radius of Reading.Salary is up to £50,000 + £6K Car Allowance + BonusOur client, a highly successful firm operating in the Wealth Management space, are looking for a Regulatory Consultant to assist in providing Compliance support to a list of directly authorised businesses.Key...

  • Compliance Officer

    3 weeks ago

    UK, UK, United Kingdom Montresor Legal Full time

    A prestigious law firm in London is looking to hire a Compliance Officer to join their growing Risk and Compliance team. This is a fantastic opportunity for someone with 2-3 years’ experience in a junior compliance role who is ready to take on more responsibilities and step up into a Compliance Officer position.You will be part of a small, dedicated team...

  • Compliance Manager

    4 weeks ago

    UK, UK, United Kingdom Nashrock Insurance Recruitment Full time

    The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant General Responsibilities:1. ISO...

  • Compliance Officer

    3 weeks ago

    UK, UK, United Kingdom J BANDY CONSULTING LTD Full time

    Our client is a Managed Services company founded in the UK. They are increasing consumer and enterprise value across the rapidly growing regulated industry sector by redefining approaches to automation, analytics, and improved tooling.Reporting to the Chief Executive Officer, the Compliance Officer is responsible for ensuring that the business meets its...

  • Compliance Analyst

    2 weeks ago

    London, UK, UK, United Kingdom Superb People Ltd Full time

    12 MONTHS CONTRACTHighlighted below are some of the incumbent’s key responsibilities.▪ Assist the Compliance team with day-to-day support to the London Business on all regulatory matters.▪ Assisting in training the London branch on regulatory changes▪ Assisting with regulatory reporting▪ Assisting with Compliance MonitoringCore Responsibilities▪...

  • Senior Compliance Analyst

    3 weeks ago

    UK, UK, United Kingdom Edenbrook Full time

    Senior Risk and Compliance Analyst opportunity working with a rapidly growing specialty insurer operating within the Lloyd’s market. You will be supporting the Risk & Compliance team in ensuring compliance with all relevant regulation and legislation applicable in the general & Lloyd’s insurance sector.Key Responsibilities:Risk Management:Assist in the...

  • Compliance Officer

    4 weeks ago

    UK, UK, United Kingdom Signet Recruitment and Retention Full time

    Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company? Honda Motor Europe are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis. The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing...

  • Compliance Associate

    3 months ago

    UK, UK, United Kingdom twenty84 Full time

    About the Company: Are you passionate about financial services compliance and seeking a new opportunity in London? We are currently hiring for a Compliance Associate to join a thriving Compliance Consultancy based in London.About the Role: This collaborative role offers an attractive salary of up to £30,000 and an excellent benefits package, including a...

  • Compliance Manager

    3 weeks ago

    UK, UK, United Kingdom Lutine Bell Full time

    Lutine Bell are currently supporting a General Insurance firm to appoint a Compliance Manager into their Compliance Advisory function. Responsible for providing accurate & timely advice and sign off to various business stakeholders on compliance with applicable regulatory requirements. Ensure that all areas of the business understand the regulatory...

Compliance Assistant

4 months ago

London UK, UK, United Kingdom Nashrock Insurance Recruitment Full time

Salary: To be determined based on relevant experience


Working Arrangement: Team members are expected to be in the office from Monday to Thursday each week. Flexibility is provided for working from home on Tuesday to Thursday for personal appointments, such as doctor's visits.


Job Description:

We are seeking a detail-oriented and proactive Compliance Assistant with a minimum of 2 years’ experience at a broker or insurer, particularly in reviewing placing or claim files. The successful candidate will report to the Compliance Officer and be responsible for various compliance-related tasks to ensure our company's adherence to legal and regulatory requirements.

Key Responsibilities:

  • Underwriter TOBA Management: Oversee and manage Terms of Business Agreements with underwriters.
  • Compliance File Reviews: Conduct thorough reviews of placing and claims files to ensure compliance with regulatory standards.
  • Anti-Financial Crime Monitoring: Monitor activities for anti-financial crime purposes, including auditing AC Records and high-risk transactions.
  • Business Partner Approval and Review: Evaluate and approve new business partners and conduct regular reviews of existing partners.
  • Security Approval and Review: Assess and approve security measures and protocols, ensuring they meet compliance standards.
  • Follow-up Actions from Compliance Monitoring: Manage and implement follow-up actions arising from compliance monitoring activities.
  • Legal and Regulatory Updates: Summarize, communicate, and assist in the implementation of changes in legal and regulatory requirements.
  • Staff Training: Assist in providing training to staff on compliance-related topics and procedures.
  • Compliance Monitoring Development: Contribute to the development and effectiveness of compliance monitoring, including management information (MI) and Board reporting.
  • Guidance on Internal Processes: Provide guidance to staff on adherence to internal processes, procedures, rules, and legal and regulatory requirements.
  • Board Actions and Projects: Assist in the implementation and management of Board actions and general compliance projects.
  • Compliance Plan Delivery: Support the Compliance Officer in delivering the Compliance Plan, including conducting risk assessments, updating policies, rules, and procedures, and embedding operational controls.
  • Cross-functional Liaison: Work closely with various departments (management, trading, technical, finance) to deliver compliance objectives.


Qualifications and Experience:

  • Minimum 2 years of experience in a broker or insurer environment.
  • Proven experience in reviewing placing or claim files.
  • Strong understanding of compliance principles and regulatory requirements in the insurance industry.
  • Excellent communication and interpersonal skills.
  • Detail-oriented with strong organizational and analytical skills.
  • Ability to work collaboratively across different departments and manage multiple tasks efficiently.


Application Process:

If you meet the above requirements and are ready to take on this challenging and rewarding role, please submit your CV.