Current jobs related to Compliance Analyst - UK, UK - Prax

  • Compliance Analyst

    3 weeks ago

    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

  • Compliance Analyst

    4 months ago

    UK, UK, United Kingdom BettingJobs Full time

    BettingJobs is currently seeking a Compliance Analyst to join an iGaming company based in Cardiff. The Compliance Analyst would be responsible for reviewing customer due diligence and ensuring compliance to regulations and guidelines. The Compliance Analyst role would suit an individual with an in depth understanding of responsible gambling and AML...

  • Compliance Analyst

    3 weeks ago

    UK, UK, United Kingdom Taylor Root Full time

    The Role: We are working with an international law firm who are looking for a Compliance Analyst to join their team in London.Responsibilities:Provide practical and prompt advice and assistance to fee-earners and other professional staff in relation to applicable AML (including CDD) obligations.Conduct screening to identify politically exposed persons...

  • Conflicts Analyst

    3 months ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting opportunity for a Conflicts Analyst to join a Global Law Firm in London. The function of this role is to support the Conflicts Manager to ensure all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.In order to apply for this role,...

  • Compliance Monitoring Analyst

    4 weeks ago

    UK, UK, United Kingdom Bruin Full time

    Our client, a well established investment manager, is looking to bring on board an experienced Compliance Monitoring Analyst who will be responsible for taking ownership of the CMP. Requirements:3-5 years experience with Compliance Monitoring and Thematic ReviewsExperience working within an Investment Management firmExcellent communication skills (both...

  • Graduate Compliance Analyst

    2 months ago

    UK, UK, United Kingdom CityGrad Full time

    One of the fastest-growing and most exciting financial service companies are looking for bright and motivated individuals to join their Onboarding team. Working as part of a dynamic and entrepreneurial team,Based in amazing offices in London, this company care passionately about two things - fantastic employee satisfaction and providing a service that our...

  • Conflicts Analyst

    3 months ago

    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting opportunity to join a Global Law Firm on a remote working basis. The function of this role is to support the Conflicts Manager to ensure all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.In order to apply for this role, you...

  • Conflicts Analyst

    1 day ago

    UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting opportunity to join a Global Law Firm on a remote working basis. The function of this role is to support the Conflicts Manager to ensure all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.In order to apply for this role, you...

  • Senior Compliance Advisory Analyst

    3 weeks ago

    London, UK, UK, United Kingdom Lutine Bell Full time

    Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Analyst on a 12 month FTC.Responsibilities:Provide compliance advisory support to the business in respect of one or more asset classes or business areas, advising on application of applicable regulatory rules including global compliance policies...

  • Compliance Assistant

    1 month ago

    UK, UK, United Kingdom Artis Recruitment Full time

    Are you a compliance professional with a an understanding of AML or CDD? Are you able to work in central Bristol 2 days a week? If the answer is yes to these two questions then we have a fantastic opportunity for you to join a leading law firm in their growing compliance function operating as Compliance Analyst. This role will sit in an immediate team of 3...

  • Compliance Analyst

    1 month ago

    UK, UK, United Kingdom West Full time

    West is a leading insurance provider to the global maritime industry. Our aim is to develop a sound understanding of our Members’ businesses and commercial objectives and to build long term relationships where service is a key component. We are headquartered in Luxembourg and our network of regional service centres in London, Piraeus, Hong Kong, Singapore...

  • KYC Analyst

    4 months ago

    UK, UK, United Kingdom FS Talent Group Full time

    New Role - KYC Analyst (Onboarding Funds Experience) Industry - Financial ServicesSalary - circa £50k Location - LondonAbout the Company:This is a leading financial services firm specialising in high risk transactions. We are committed to maintaining the highest standards of regulatory compliance and customer due diligence. They are seeking a highly skilled...

  • Raw Materials Analyst

    4 weeks ago

    UK, UK, United Kingdom RBW Consulting Full time

    Raw Materials AnalystJoin a dynamic team as a Raw Materials Analyst and be at the forefront of ensuring product quality and compliance. We're looking for a skilled individual to contribute to quality control efforts with expertise in laboratory analysis techniques.Key Responsibilities:Conduct routine analysis of raw materials using techniques such as...

  • Quality Control Analyst

    3 months ago

    UK, UK, United Kingdom SRG Full time

    Quality Control (QC) Analyst Are you a QC Analyst/Analytical Chemist based in Central Belt of Scotland looking for a new challenge?SRG are recruiting for a QC Analyst to for a leading life sciences company to join on a permanent basis. There is a lot of exciting plans with the company currently so there is potential for development and growth.This is a great...

  • QC Analyst

    2 months ago

    UK, UK, United Kingdom SGS Full time

    Job Title: QC Analyst Job Type: PermanentHours: 35 per week Monday - FridayJob Location: Clydebank, GlasgowAs a global leader in sustainability, quality, and integrity, our 99,600-strong workforce across 2,600 offices and labs is dedicated to fostering a safer, more connected world. Our services impact every facet of daily life, enhancing the safety of food,...

  • Business Analyst

    1 month ago

    UK, UK, United Kingdom Lorien Full time

    Are you looking for a 100% remote Business Analyst role? The opportunity to work for a large UK based consultancy? Then see below, We're looking for Business Analyst's with Pension's experience..Full Time RemotePaying up to £46,000Job Description: What you’ll be doing: Requirements Gathering - Establish, validate, and document business...

  • Senior Transaction Monitoring Analyst

    2 months ago

    UK, UK, United Kingdom FS Talent Group Full time

    The OpportunitySenior Transaction Monitoring AnalystThe primary function is to protect the company from the risk of money laundering. As a Snr Analyst in the monitoring team your role will be to ensure the client portfolio is monitored and reviewed, ensuring strict adherence to the firms KYC policies and procedures and Anti Money Laundering (AML) compliance...

  • Compliance Analyst

    2 months ago

    London, UK, UK, United Kingdom Superb People Ltd Full time

    12 MONTHS CONTRACTHighlighted below are some of the incumbent’s key responsibilities.▪ Assist the Compliance team with day-to-day support to the London Business on all regulatory matters.▪ Assisting in training the London branch on regulatory changes▪ Assisting with regulatory reporting▪ Assisting with Compliance MonitoringCore Responsibilities▪...

  • Functional Business Analyst

    6 days ago

    UK, UK, United Kingdom MarkJames Search Full time

    Business/Functional Analyst – Specialising in E-invoicing – 1 year contract with possibility to extend, Fully remote – £28 - £37 per hour (negotiable).I am working with a global software company to recruit a Business/Functional Analyst – specializing in E-invoicing. You will be responsible for researching, documenting and presenting the latest...

  • Senior Data Analyst

    8 hours ago

    UK, UK, United Kingdom developrec Full time

    Senior Data Analyst, Central London (2 days per week), £70k - £80k + Bonus & Benefits!An exciting opportunity to join my client’s team and make an impact on the future of data in finance. As a Senior Data Analyst, you will be instrumental in advancing AI/ML solutions, data governance practices, and financial data analysis. Collaborating with Data,...

Compliance Analyst

2 months ago

UK, UK, United Kingdom Prax Full time

Role: Compliance Analyst

Location: Office based role in Marble Arch, London


The Legal & Compliance Department is part of Central Services located in Prax Headquarters in London. As the Compliance Assistant for the Prax group, you will be reporting to the Group Ethics & Compliance Officer as part of the Legal and Compliance Department. Also, you will be assisting with performing customer due diligence checks on a wide range of businesses in the UK and internationally.


Duties to include but not limited to:

  • Anti-Money Laundering – assisting with implementing and conducting Know Your Customer (KYC) process at Prax, and assisting with requests for KYC about the group
  • Provide compliance support via close proximity to the dynamic and fast moving IS&T, Risk & Corporate Finance teams.
  • Performing due diligence checks on new and existing counterparties to identify risks and ensure compliance with applicable laws and regulations.
  • Provide on-site compliance support to the centrally located wider Group Legal team.
  • Maintain accurate records of compliance activities, including counterparties documentation and compliance reports, to ensure audit readiness.
  • Compliance policies – assisting with creating, implementing, and keeping up to date a group Code of Conduct and compliance polices
  • Raising concerns – Assisting with managing the raising concerns hotline, Gifts and Entertainment and conflicts of interest registers
  • Compliance training – assisting with set up and implement the online training program for the whole Prax group
  • Keeping up-to-date all compliance registers
  • Data Protection - assisting with all GDPR related matters
  • Other ad-hoc compliance related duties


Qualifications, character and experience:


  • 2 years of experience with AML compliance
  • Ability to meet demanding deadlines, often with competing priorities, and adapts to business needs
  • Interest in process improvement and implementation of change
  • Advanced MS Office skills
  • Oil industry experience would be an advantage
  • Excellent time management/organisational and multi-tasking skills
  • Possess strong analytical skills
  • Strong communication skills
  • Flexible and adaptable in approach
  • 5 days a week in the office


What we offer:


  • 25 days annual holiday entitlement
  • Gym membership allowance
  • Income protection
  • A health cash plan
  • Life assurance cover
  • Critical illness cover
  • Optional private medical insurance cover
  • Pension