Compliance Associate

Waterhouse-Kern Associates are delighted to be working with an innovative and financial consultancy in the compliance, risk management and financial crime space to find a Compliance Associate. This is a 12 month fixed term contract with the potential to be permanent thereafter. It's working on a particular client of theirs and therefore specific...

Baltic Exchange is the world's leading source of independent maritime market data and we have an exciting opportunity for highly motivated professional to join our Compliance team.We sit at the heart of maritime industry, bringing together the shipowners, charterers, and brokers who make up the market of the seaborn movement of bulk commodities....

The Compliance Associate will play a critical role in maintaining and operating the compliance framework, with exposure across all areas of the business. This is a broad, generalist position, and the successful candidate will be a key contributor in a fast-growing organization. The role covers advisory services, monitoring, core compliance activities, and...

Compliance Associate – Multi Asset Established Hedge FundA unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you exposure to a wide range of asset classes and fund structures.The role will...

JOB SUMMARYHelping to support, develop and facilitate the Bank’s Compliance Framework, by way of updating books, records, and registers. Proactively works to improve the function through individual and team efforts, as well as identifying, resolving and mitigating any related issues.KEY WORK OUTPUTS AND ACCOUNTABILITIESAdministrative – Maintaining and...

About the Compliance Manager RoleWe are working a very exciting opportunity with a well-established finance provider looking to grow their team. As a Compliance Manager you will be supporting several areas of the business in their Compliance & Financial Crime team. Ensuring the businesses are fully compliant in their specific areas, you will also be...

Compliance Officer - InsuranceLondon - HybridPurpose of the Role:A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and promotion of best practice. You’ll bring your experience of financial crime & general compliance experience...

Waterhouse-Kern Associates are delighted to be working with the UK Branch of an Overseas Bank to find a Compliance Manager. This will be a hybrid role.About the Role: As a Compliance Manager, you will play a crucial role in shaping the compliance landscape for the Bank in the UK. Reporting directly to the Head of Compliance, you will work closely with...

One Ten Associates are partnering with two separate Hedge Funds, who are both seeking to hire an experienced Chief Compliance Officer to be based in their London HQ's. Both funds are UK headquartered and the role holder will be expected to be responsible for the overall Compliance programme. You'll be holding the SMF16/17 functions, as well as being...

A long standing client are looking to hire a compliance advisor to join their front office compliance team. This role will take on key tasks such as updating the business desks on regulatory developments and answering adhoc queries.This would suit someone rolling off a compliance graduate scheme or already in a full time compliance role with 1-4 years of...

Exciting new role working for a well-established FinTech provider in the Capital Markets space, headquartered in London is looking to hire a Market Abuse AssociatePosition Overview: The Market Abuse Associate will support the compliance team in monitoring and preventing market abuse activities, including insider trading and market manipulation. This role...

Job Title: Fire Compliance Manager, Worcester, InterimReference: 381Summary of the Fire Compliance Manager role:Our client is seeking a Fire Compliance Manager to orchestrate, administer and manage a program of Fire compliance, acting as the qualified, competent person and principal point of contact on all matters of Fire compliance. The Fire Compliance...

The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant General Responsibilities:1. ISO...

About PsiconPsicon is a specialist neurodevelopmental service working collaboratively with various NHS trusts to provide autism and ADHD assessments. We are an independent organisation, but most of our work is for the NHS, whom we are proud to support. Psicon is committed to offering the best psychological support and healthcare available. We take an...

A leading International Law Firm is hiring a Director of Financial Crime to work with their new business intake team in London.This team manages all risks associated with the business, including legal, regulatory, commercial and reputational. This will include managing conflicts of interest, new client and matter risk analysis, AML checks, sanctions checks,...

Aviation Safety & Compliance ManagerNew Opportunity to spearhead the safety management system and oversee the quality & compliance monitoring systems within this established and respected aircraft maintenance organisation. This crucial role ensures compliance with CAA/EASA standards and various National Regulatory bodies’ requirements.You will naturally...

Company OverviewAllegis Group is a multi-branded specialist in providing tailored staffing solutions to market leading clients. As the largest privately-owned staffing company globally, we consistently outperform our competitors and continuously deliver on our promises. With staffing at the core of what we know best, we understand how important people are to...

Sustainable Building Services is a multi-award-winning retrofit decarbonisation solutions provider and principal contractor delivering at scale across all housing tenure types, including social, owner-occupied, and private rental homes.As a leader in residential decarbonisation, energy efficiency and whole-house retrofit, we are currently managing and...

Cure Talent are delighted to be working with a well-established Medical Device company that supply and distribute innovative Medical Devices. Due to their continued growth and success, we have an exciting opportunity for a Senior Regulatory Affairs Associate to join them in West Yorkshire.As the new Senior Regulatory Affairs Associate, you will be working...

Associate Vice President (AVP) – Compliance Advisory (12-Month FTC)The Compliance Advisory team is responsible for providing high-quality regulatory guidance to the banking and securities operations across London and the EMEA region. Acting as the crucial link between Compliance and the Front Office, the team ensures robust collaboration on all regulatory...