Break Into Compliance
1 week ago
Assisting with compliance monitoring reviews
- Conducting due diligence on relevant individuals, including background screening checks
- Liaising with the FCA and service providers including the background screening company
- Assisting with the implementation of policies and procedures
- Assisting with the maintenance and update of training materials
- Providing administrative support to senior managers where required
You should have 12 month experience within either financial services e.g. in operations, marketing etc or else professional services sector eg trainee auditor, paralegal etc now looking to break into the ever changing & secure field of Compliance & Regulation.
You must also have strong analytical skills, above average communication skills and be willing to undertake necessary training and courses.
- Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. _
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Break Into Compliance
2 weeks ago
London, United Kingdom eFinancialCareers Full timeReporting to the Managing Director, duties will include: - Assisting with compliance monitoring reviews - Conducting due diligence on relevant individuals, including background screening checks - Liaising with the FCA and service providers including the background screening company - Assisting with the implementation of policies and procedures - Assisting...
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Break Into Compliance
4 days ago
London, United Kingdom eFinancialCareers Full timeReporting to the Managing Director, duties will include: - Assisting with compliance monitoring reviews - Conducting due diligence on relevant individuals, including background screening checks - Liaising with the FCA and service providers including the background screening company - Assisting with the implementation of policies and procedures - Assisting...
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Break Into Compliance
2 weeks ago
London, United Kingdom eFinancial Careers Full timeAssisting with compliance monitoring reviews - Conducting due diligence on relevant individuals, including background screening checks - Liaising with the FCA and service providers including the background screening company - Assisting with the implementation of policies and procedures - Assisting with the maintenance and update of training materials -...
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Break Into Compliance
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London, United Kingdom eFinancialCareers Full timeOur client, a leading Asset Manager, is looking for a Compliance & Risk Analyst to join theircollegiate and supportive team.Reporting to the Head of Compliance & Risk, duties will include: - Supporting the Head of Compliance and Compliance Officer in completing routine and ad hoc compliance administration, monitoring and reporting. - Accurate, timely...
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