Investment Compliance Monitor

OverviewMeraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function. These roles are responsible for conducting file reviews and thematic assessments across the firms investment management and advisory services,...

Job DescriptionMeraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function.These roles are responsible for conducting file reviews and thematic assessments across the firm’s investment management and advisory...

Meraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function. These roles are responsible for conducting file reviews and thematic assessments across the firm's investment management and advisory services,...

A respected wealth and investment management firm in the UK is seeking experienced Compliance Monitoring Officers to conduct file reviews and thematic assessments across its services. The role involves ensuring client outcomes meet FCA regulations and internal policies. Candidates should have a Level 4 Investment Advice Diploma and a minimum of 3 years'...

One of our established Investment Management clients is seeking a dedicated Compliance Monitoring Officer to strengthen their second-line oversight of investment advice and portfolio management activities. This role is pivotal in ensuring that managed services are delivered in line with FCA regulations, internal policies, and the firm's commitment to fair...

* Compliance Monitoring - Investment Management A prestigious financial services firm is working with Meraki Talent to find an ambitious Compliance Monitoring Manager to join their vibrant team in Leeds. If you are a meticulous professional with a significant interest in compliance or risk, this could be an excellent opportunity to develop your career with...

Hybrid Working One of the largest independent stockbroking and investment management firms is seeking to appoint a Compliance Officer (Monitoring) to work closely with the wider compliance team. **Responsibilities**: - Ensure the firm fulfils the Financial Conduct Authority's requirements - Meet the rules of the Financial Services and Markets Act - Basic...

Meraki Talent's client is a leading provider of Investment and Asset Operations Services to a wide range of corporate and financial institutions and a thriving business in Leeds. The client is operating a hybrid working model that promotes a mixture of office and remote working. The person appointed will join a team that is responsible for the management...

**Compliance Monitoring Officer - Advice Quality - 100% flexible Home Based working available if desired - to £45,000 plus Benefits** MBF have recently picked up an excellent new vacancy which can be based anywhere in the UK, either 100% from home or from your local office (or a mx of both). Our client, a National Wealth & Investment Management...

Compliance Monitoring Manager Overview An exciting opportunity has arisen to join a well-established Financial Services company where you will lead, manage and shape the Compliance Monitoring function and team.Some Key Responsibilities:Lead on the development and implementation of a risk-based Compliance and Central monitoring planOversee the execution and...