Compliance Monitoring Associate

Compliance Monitoring Manager Overview An exciting opportunity has arisen to join a well-established Financial Services company where you will lead, manage and shape the Compliance Monitoring function and team.Some Key Responsibilities:Lead on the development and implementation of a risk-based Compliance and Central monitoring planOversee the execution and...

COMPLIANCE MONITORING OFFICER Are you an audit or business assurance professional ready for your next exciting challenge? Do you want to work for one of the UK’s largest independent debt recovery law firms? We are on the hunt for someone to join our team! - £30k-£38k DOE + attractive benefits package - Benefits - 35hr working week, free city centre...

**Compliance Monitoring Officer (Estate Agency Compliance Monitoring Team)** **Competitive salary** **Working Hours: Mon-Fri 9-5pm** **Locations: North/Scotland** There is a fair amount of travel within this job, as the **Compliance Monitoring Officer** you’ll be supporting the branch network within their area. A company car, laptop and phone are...

Are you looking for a new challenge with a team that is an integral part of YBS’s Risk function? Are you looking to develop your knowledge and skills and support YBS in making real life happen? If so, the Compliance Associate role may be right for you. We are looking for talented compliance professionals to join our team of monitoring and advice...

One of our established Investment Management clients is seeking a dedicated Compliance Monitoring Officer to strengthen their second-line oversight of investment advice and portfolio management activities. This role is pivotal in ensuring that managed services are delivered in line with FCA regulations, internal policies, and the firm's commitment to fair...

Hybrid Working One of the largest independent stockbroking and investment management firms is seeking to appoint a Compliance Officer (Monitoring) to work closely with the wider compliance team. **Responsibilities**: - Ensure the firm fulfils the Financial Conduct Authority's requirements - Meet the rules of the Financial Services and Markets Act - Basic...

**Compliance Monitoring Officer** **Leeds LS11 (Free Parking)** **£38000** Permanent role Monday to Friday (35hr working week) Flexible working available Hawk 3 Talent Solutions are looking for an experienced Compliance Monitoring Officer to join a friendly forward thinking company based in Leeds, West Yorkshire. **The Role Reporting into the Head of...

* Compliance Monitoring - Investment Management A prestigious financial services firm is working with Meraki Talent to find an ambitious Compliance Monitoring Manager to join their vibrant team in Leeds. If you are a meticulous professional with a significant interest in compliance or risk, this could be an excellent opportunity to develop your career with...

Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 5,700 employees, it supports 37 million people in 120 countries. EQ's purpose is to care for every customer and simplify every transaction,delivered with less of an impact on the environment. EQ's vision is to be the leading global share...

Are you experienced in administration with a keen eye for attention to detail, that wants to join an organisation passionate about healthcare, where career opportunities are abundant? We are seeking a detail-oriented individual join the team with experience wth compliance - ideally located near to Wokingham or Leeds As a Business Compliance Associate,...