Compliance Monitoring Manager

One of our established Investment Management clients is seeking a dedicated Compliance Monitoring Officer to strengthen their second-line oversight of investment advice and portfolio management activities. This role is pivotal in ensuring that managed services are delivered in line with FCA regulations, internal policies, and the firm's commitment to fair...

COMPLIANCE & SDS MANAGER – CHEMICAL COMPLIANCE AND/OR SAFETY DATA EXPERIENCE FROM CHEMICALS OR MANUFACTURING REQUIRED£50K - £55K + Benefits (inc Car) & Bonus Hybrid (North or South Yorkshire)REF:4153D2Our client, a leading chemicals firms, seeks a Compliance / SDS Manager to be responsible for managing the creation, distribution, and compliance of Safety...

This role has been created to support the head of compliance in ensuring the firm's activities meet and/or exceed regulatory requirements. Specific responsibilities include monitoring and assisting the business in the identification and resolution of issues efficiently and effectively, considering guidelines and requirements.You will have around 6+ years'...

Job Title:Compliance ManagerLocation:Leeds (Hybrid – 2 days on-site)Salary:£80,000 – £90,000 + Bonus & BenefitsThe OpportunityAn exciting opportunity has arisen for an experienced Compliance Manager to join a global utilities business based in Leeds. Reporting to the Head of Risk and Compliance, this is a high-profile role ensuring regulatory...

Job DescriptionEvoke PLC follows a three lines of defence risk and governance model. This role sits in the second line, supporting management to ensure UK regulatory compliance and overseeing the first line of defence. It's key to upholding integrity, transparency, and best-practice compliance across both retail and online entities.As Compliance Policy...

Compliance Officer Overview An exciting opportunity has arisen to join a well-established Financial Services company in a Compliance Officer positionSome Key Responsibilities:Provide risk based 2LoD compliance monitoring in accordance with the Compliance PlanUse knowledge and experience of the regulatory landscape and consumer duty expectations and...

TransUnion's Job Applicant Privacy NoticeWhat We'll Bring:We Are TransUnion:TransUnion is a major credit reference agency, and we offer specialist services in fraud, identity and risk management, automated decisioning and demographics. We support organisations across a variety of sectors including finance, retail, telecommunications, utilities, gaming,...

I am exclusively instructed with this rare opportunity for a Head of Compliance at this Legal 500 multi-site law firm - suitable for existing heads of or a deputy looking to make a step-up.Are you a seasoned compliance professional with a passion for upholding the highest standards in legal and regulatory practice? My client seeks a dynamic and experienced...

Fullers Foods – a leading UK food supplier to major retailers – is seeking an experiencedCompliance & Auditing Managerto ensure our global supply base meets the highest standards offood safety, legality, authenticity, and quality.In this pivotal role, you'll lead supplier audits, manage compliance with customer and regulatory standards, and act as a key...

Compliance Officer - French SpeakerCompliance Analyst (Entry level)Job title: Compliance officer (French speaking) Location: Malta or LeedsOverview of the role:In our Compliance Officer role, you will be responsible for the co-ordination, development and embedding of the compliance framework within our French license. The role can be based in Malta or...