Compliance Monitoring Assistant Manager

Compliance Monitoring Manager Overview An exciting opportunity has arisen to join a well-established Financial Services company where you will lead, manage and shape the Compliance Monitoring function and team.Some Key Responsibilities:Lead on the development and implementation of a risk-based Compliance and Central monitoring planOversee the execution and...

Meraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function. These roles are responsible for conducting file reviews and thematic assessments across the firm's investment management and advisory services,...

Meraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function. These roles are responsible for conducting file reviews and thematic assessments across the firm's investment management and advisory services,...

One of our established Investment Management clients is seeking a dedicated Compliance Monitoring Officer to strengthen their second-line oversight of investment advice and portfolio management activities. This role is pivotal in ensuring that managed services are delivered in line with FCA regulations, internal policies, and the firm's commitment to fair...

**Compliance Monitoring Officer** **Leeds LS11 (Free Parking)** **£38000** Permanent role Monday to Friday (35hr working week) Flexible working available Hawk 3 Talent Solutions are looking for an experienced Compliance Monitoring Officer to join a friendly forward thinking company based in Leeds, West Yorkshire. **The Role Reporting into the Head of...

COMPLIANCE MONITORING OFFICER Are you an audit or business assurance professional ready for your next exciting challenge? Do you want to work for one of the UK’s largest independent debt recovery law firms? We are on the hunt for someone to join our team! - £30k-£38k DOE + attractive benefits package - Benefits - 35hr working week, free city centre...

OverviewMeraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function. These roles are responsible for conducting file reviews and thematic assessments across the firms investment management and advisory services,...

Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 5,700 employees, it supports 37 million people in 120 countries. EQ's purpose is to care for every customer and simplify every transaction,delivered with less of an impact on the environment. EQ's vision is to be the leading global share...

Job DescriptionMeraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function.These roles are responsible for conducting file reviews and thematic assessments across the firm’s investment management and advisory...

**Compliance Monitoring Officer (Estate Agency Compliance Monitoring Team)** **Competitive salary** **Working Hours: Mon-Fri 9-5pm** **Locations: North/Scotland** There is a fair amount of travel within this job, as the **Compliance Monitoring Officer** you’ll be supporting the branch network within their area. A company car, laptop and phone are...