Investment Compliance Monitor: Advisory

OverviewMeraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function. These roles are responsible for conducting file reviews and thematic assessments across the firms investment management and advisory services,...

Job DescriptionMeraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function.These roles are responsible for conducting file reviews and thematic assessments across the firm’s investment management and advisory...

Meraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function. These roles are responsible for conducting file reviews and thematic assessments across the firm's investment management and advisory services,...

One of our established Investment Management clients is seeking a dedicated Compliance Monitoring Officer to strengthen their second-line oversight of investment advice and portfolio management activities. This role is pivotal in ensuring that managed services are delivered in line with FCA regulations, internal policies, and the firm's commitment to fair...

A respected investment management firm in the UK is seeking experienced Compliance Monitoring Officers. This role involves conducting in-depth reviews of client files and thematic assessments to ensure adherence to FCA regulations and high-quality client outcomes. Candidates must have a strong focus on suitability and the ability to constructively challenge...

Permanent: 37.5 hour per weekFull time (we welcome flexible working discussions)An opportunity to make a differenceAt Border to Coast our purpose is to make a difference and were looking for a keenCompliance Officer (Advisory)to join our award-winning team.As a customer-owned and customer-focused organisation, integrity is one of our values, as is our...

Compliance Officer (Advisory) Permanent: 37.5 hour per week Full time (we welcome flexible working discussions) An opportunity to make a difference At Border to Coast our purpose is to make a difference and we’re looking for a keen Compliance Officer (Advisory) to join our award‑winning team. As a customer‑owned and customer‑focused organisation,...

Job DescriptionPermanent: 37.5 hour per weekFull time (we welcome flexible working discussions)An opportunity to make a differenceAt Border to Coast our purpose is to make a difference and we’re looking for a keen Compliance Officer (Advisory) to join our award-winning team.As a customer-owned and customer-focused organisation, integrity is one of our...

Permanent: 37.5 hour per week Full time (we welcome flexible working discussions) An opportunity to make a difference At Border to Coast our purpose is to make a difference and were looking for a keen Compliance Officer (Advisory) to join our award-winning team. As a customer-owned and customer-focused organisation, integrity is one of our values, as is our...

Join to apply for the Compliance Officer (Advisory) role at Border To Coast Pensions PartnershipPermanent: 37.5 hour per weekFull time (we welcome flexible working discussions)An opportunity to make a differenceAbout the roleAs a Compliance Officer (Advisory) your role is hugely important and will include:Conducting horizon scanning and maintaining a tracker...