Compliance and Asset Expert

We are seeking a highly experienced Asset Management Compliance Expert to join our team in London. This role offers the chance to work on complex financial projects and contribute to the firm's asset management operations.The successful candidate will have a strong background in financial markets and regulatory compliance, with at least 3.5 years of...

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

Job TitleCompliance Regulatory ExpertAbout the RoleWe are seeking an experienced Compliance Regulatory Expert to join our team. As a key member of our Real Assets business, you will play a crucial role in ensuring regulatory compliance and providing expert advice to our clients.Key ResponsibilitiesProvide real-time regulatory advice to our business units...

We are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

A prestigious UK law firm is seeking a Compliance Expert in London to support senior compliance professionals in core internal risk management processes. Estimated salary for this role is £35,000 - £45,000 per annum, depending on experience.Job DescriptionThe core function of this role will be to collaborate with firm-wide staff to ensure enquiries are...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

AJ FOX COMPLIANCE is a forward-thinking law firm seeking a highly skilled Senior Compliance Executive to join their proactive team.Job Description:In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk...

Coopman Search and Selection | B Corp™ is currently partnering with a global alternative asset manager to hire a Compliance Regulatory Expert. This role will report directly into the Head of Compliance based in the UK and form part of a wider team.The successful candidate will play a key role in supporting the Real Assets business (Real Estate,...

Company OverviewWe are a leading global alternative asset manager seeking an experienced Compliance Regulatory Expert to support our Real Assets business. Our company is recognized as a Certified B Corporation, prioritizing stakeholder interests and sustainable growth.

We are seeking a motivated and ambitious Asset Management Compliance Expert to join our team at Page Personnel. As a Graduate Compliance Analyst, you will play a key role in supporting the Compliance team in ensuring the company adheres to legal standards and in-house policies.About the JobThe successful candidate will have a strong understanding of...

Company OverviewSelby Jennings is a leading recruitment agency in London, providing expert solutions for asset management professionals.Job SummaryWe are seeking a highly experienced Associate Director, Regulatory Advisor to join our dynamic team. As a key member of our regulatory advisory group, you will provide expert guidance on regulatory frameworks...

Job OverviewWe are partnering with a leading multi-strategy hedge fund to find a Compliance Associate. This role will report directly into the Chief Compliance Officer.The ideal candidate will support the existing members of the London Compliance team, contributing to the day-to-day running of the compliance program and refining it as needed.Key...

Job DescriptionWe are seeking a highly skilled Compliance Specialist for Real Assets to join our team. This role will play a key part in supporting the Real Assets business by providing expert advice and ensuring regulatory compliance.The successful candidate will have a strong understanding of regulatory frameworks applicable to real asset businesses,...

Company OverviewCoopman Search and Selection is a B Corp that takes a different approach to how we do business. We value and incorporate the interests of all our stakeholders to grow in a sustainable manner.Job DescriptionWe are seeking a Compliance Advisory Manager to join our team. The successful candidate will provide expert advice and ensure regulatory...

A prestigious alternative asset manager seeks a Senior Compliance Professional - Real Assets to join their London-based team. Reporting directly to the Head of Compliance, this role will contribute to ensuring regulatory compliance and implementing policies and procedures across the Real Assets business.This strategic position involves collaborating with...

AJ Fox Compliance is looking for a highly skilled Regulatory Compliance Expert to join their team in London. This is an excellent opportunity to work with a leading global law firm and contribute to firmwide adherence to the highest standards in professional conduct and quality.The estimated salary for this role is £55,000 - £75,000 per annum, depending on...