Asset Management Compliance Expert
4 weeks ago
We are seeking a motivated and ambitious Asset Management Compliance Expert to join our team at Page Personnel. As a Graduate Compliance Analyst, you will play a key role in supporting the Compliance team in ensuring the company adheres to legal standards and in-house policies.
About the JobThe successful candidate will have a strong understanding of compliance processes and professional/financial services industry standards. They will be responsible for assisting with regulatory reports and compliance documentation, taking control of the "take on" and risk assessment processes for the firm's portfolio of clients, and collaborating with different departments to ensure compliance standards are met.
To succeed in this role, you will need to have a degree in Law, Business, Finance or a related field, and be able to demonstrate a keen interest in industry legal guidelines and corporate governance best practices. You will also require strong analytical and organisational skills, as well as the ability to interpret and implement complex regulatory requirements.
We offer a competitive salary of £28,000 - £35,000 per annum, along with opportunities for career progression and professional development.
-
Asset Management Solutions Expert
3 days ago
London, Greater London, United Kingdom Principal Asset Management Full time**About the Role: We are seeking an Asset Management Solutions Expert to join our team in London. The successful candidate will be responsible for maintaining the reliability and security of our vendor application.The ideal candidate will have a strong understanding of data management practices, including data privacy, integrity, and protection. You will...
-
Asset Management Compliance Expert
4 days ago
London, Greater London, United Kingdom Goldman Sachs Bank AG Full timeWe are seeking a highly experienced Asset Management Compliance Expert to join our team in London. This role offers the chance to work on complex financial projects and contribute to the firm's asset management operations.The successful candidate will have a strong background in financial markets and regulatory compliance, with at least 3.5 years of...
-
Regulatory Marketing Expert
4 weeks ago
London, Greater London, United Kingdom Brookfield Asset Management Full timeRole OverviewBrookfield Asset Management is seeking a highly skilled Regulatory Marketing Expert to join their team in London. This role will be responsible for reviewing and approving marketing materials, ensuring compliance with regulatory requirements across various regions.
-
Compliance Manager
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAs a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...
-
Compliance and Asset Expert
2 days ago
London, Greater London, United Kingdom CV Library Full timeJob Overview:We are recruiting a Compliance and Asset Expert to oversee compliance efforts and manage crucial asset data for a prominent organisation in London.This position requires a seasoned professional with expertise in statutory compliance, health & safety regulations, and asset management principles to ensure seamless service delivery.The successful...
-
Compliance Risk Management Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...
-
Compliance Advisory Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...
-
Accounting and Compliance Expert
6 days ago
London, Greater London, United Kingdom Retail Management Services Full timeWe are seeking an experienced Accounting and Compliance Expert to join our team at Retail Management Services. The estimated salary for this role is £60,000 - £70,000 per annum, depending on experience.The successful candidate will have a broad range of responsibilities, including reviewing and challenging the management accounts prepared by external...
-
Regulatory Compliance Expert
1 month ago
London, Greater London, United Kingdom Selby Jennings Full timeCompany OverviewSelby Jennings is a leading recruitment agency in London, providing expert solutions for asset management professionals.Job SummaryWe are seeking a highly experienced Associate Director, Regulatory Advisor to join our dynamic team. As a key member of our regulatory advisory group, you will provide expert guidance on regulatory frameworks...
-
Asset Management Associate
3 weeks ago
London, Greater London, United Kingdom Brookfield Asset Management Full timeJoin us at Brookfield Asset Management as we continue to grow and evolve in the ever-changing world of alternative investments. We're currently seeking a skilled Portfolio Development Associate to join our dynamic team.With an estimated salary range of $100,000 to $150,000 per year, this role offers a lucrative compensation package, but it's not just about...
-
Regulatory Compliance Expert
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...
-
Asset Management Expert
2 days ago
London, Greater London, United Kingdom Profiles Creative Full timeWe are seeking an experienced Asset Management Expert to join our team at Profiles Creative. As an Asset Management Expert, you will play a critical role in managing, quality-controlling, and distributing our digital and physical creative assets.This role involves coordinating workflows, ensuring assets are packaged and ready for campaigns and creative...
-
Compliance Expert
2 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeA prestigious UK law firm is seeking a Compliance Expert in London to support senior compliance professionals in core internal risk management processes. Estimated salary for this role is £35,000 - £45,000 per annum, depending on experience.Job DescriptionThe core function of this role will be to collaborate with firm-wide staff to ensure enquiries are...
-
Compliance Expert
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...
-
Asset Data Implementation Manager
4 weeks ago
London, Greater London, United Kingdom Impax Asset Management Full timeJob OverviewWe are seeking a highly skilled Asset Data Implementation Manager to join our team at Impax Asset Management. This permanent position is responsible for leading the portfolio analytics & index data procurement process, reviewing and maintaining contracts and agreements, and contributing to and updating the Impax Data Providers Matrix.The...
-
Financial Governance Expert
2 days ago
London, Greater London, United Kingdom GIB Asset Management Full timeJob DescriptionWe are seeking a highly qualified Financial Governance Expert to join our team at GIB Asset Management in London.This role involves measuring, monitoring, and reporting credit risk, with a focus on enhancing automation of operational tasks and producing periodic credit risk reports.The successful candidate will have 5-7 years of credit risk...
-
Regulatory Compliance Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...
-
Compliance Expert
1 month ago
London, Greater London, United Kingdom Goldman Sachs Full timeAbout the RoleWe are seeking an experienced Compliance expert to join our Asset Management team in London. In this role, you will be responsible for providing compliance advisory services to help us navigate regulatory requirements and ensure that our business practices align with industry standards.Key ResponsibilitiesProvide second-line support on...
-
Compliance Expert
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...
-
Compliance Expert Advisor
4 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is a forward-thinking law firm seeking a highly skilled Senior Compliance Executive to join their proactive team.Job Description:In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk...