Compliance Regulatory Expert

6 hours ago


London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full time

Coopman Search and Selection | B Corp™ is currently partnering with a global alternative asset manager to hire a Compliance Regulatory Expert. This role will report directly into the Head of Compliance based in the UK and form part of a wider team.

The successful candidate will play a key role in supporting the Real Assets business (Real Estate, Infrastructure, Natural Resources, and Energy) by providing expert advice on regulatory compliance and helping to develop and implement policies and procedures. The role requires collaboration with business leaders, legal teams, and risk management to ensure the business operates within regulatory and legal boundaries while minimizing risks.

  • Provide real-time regulatory and compliance advice to business units within Real Assets (Real Estate, Infrastructure, Energy, and Natural Resources).
  • Serve as a point of contact for business units on all compliance-related matters, including new product offerings, transactions, and business activities.

Estimated salary: £80,000-£110,000 per annum.

Key Responsibilities:

1. Compliance Advisory

Ensure compliance with applicable regulations, including but not limited to Markets in Financial Instruments Directive (MiFID II), Alternative Investment Fund Managers Directive (AIFMD), Environmental, Social, and Governance (ESG) regulations, and local regulatory requirements.

2. Distribution Activities

Ensure compliance of all distribution activities, including fund offerings, private placements, cross-border marketing, and public fund marketing, with applicable regulations.

3. Policy Development

Develop, implement, and maintain compliance policies and procedures tailored to the Real Assets business.

4. Stakeholder Collaboration

Work closely with internal stakeholders, including legal, finance, risk, and operations, to provide comprehensive compliance support.

Requirements:

  • Minimum of 5–7 years of compliance experience within real assets, real estate, infrastructure, or investment management.
  • Strong understanding of regulatory frameworks applicable to real asset businesses, such as AML, MiFID II, AIFMD, ESG regulations, and relevant local laws.
  • Excellent interpersonal skills and the ability to collaborate with cross-functional teams.

We value and incorporate the interests of all our stakeholders to grow in the most sustainable manner. As a recognised Great Place to WorkTM, we ensure our workplace is one that fosters professional growth and collaboration.



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