Regulatory Compliance Expert
2 days ago
Benchmark Capital Group is seeking a highly skilled Regulatory Compliance Consultant to join our team.
The successful candidate will be responsible for supporting the regulatory change and compliance advisory aspects of the Compliance Technical function.
The role holder's primary responsibility will be to assess and help operationalise regulatory requirements, both existing and new.
Responsibilities will include providing timely and practical regulatory guidance, regulatory research, and assistance to relevant stakeholders; their teams; and other compliance colleagues, on applicable regulatory requirements and industry best practice standards.
About the Role ContinuedThe role will be responsible for providing analysis; assessment; and documentation for regulatory initiatives of all sizes, following output from horizon-scanning activity.
The successful candidate will also support projects and corporate initiatives, and must have experience solving regulatory compliance issues, bringing specialised perspectives, and be comfortable (when required) to lead regulatory projects and support all projects where regulatory guidance is required.
The role holder will also be able to advise on creating solutions for the business which best integrate the need to meet regulatory requirements, with the needs of our customers; clients; and our business.
Key Responsibilities- Support the regulatory change and compliance advisory aspects of the Compliance Technical function.
- Assess and help operationalise regulatory requirements, both existing and new.
- Provide timely and practical regulatory guidance, regulatory research, and assistance to relevant stakeholders.
- Support projects and corporate initiatives.
- 3+ years' experience within a FS Compliance function, ideally within an advisory / support role in the wealth / investment management industry.
- Good knowledge of investment / wealth management industry, including pensions and platforms.
- Well-developed regulatory compliance experience, and ability to operationalise regulatory change.
- Good understanding of relevant regulatory rules (especially FCA) and their interpretation / application, gained through previous exposure and/or professional qualifications.
- General awareness of Financial Services and Markets Act 2000 (FSMA) and other related legislation.
Benchmark Capital Group is a leading provider of financial services and solutions. We are committed to delivering high-quality services to our clients and partners.
We are an equal opportunities employer and welcome applications from all qualified candidates.
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