Compliance Monitoring Officer

Our Operations Compliance Team is seeking an experienced Compliance Monitoring Officer to undertake regular monitoring of our systems/controls and provide assurance, advice, and regulatory guidance to the business. The ideal candidate will have experience within a Compliance Monitoring or Audit role, including knowledge of Compliance monitoring tools and...

Compliance Monitoring Officer Job DescriptionJob Summary: We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. The successful candidate will undertake regular monitoring of the firm's systems/controls and provide assurance, advice, and regulatory guidance to the business.Main Responsibilities:Undertake...

About the RoleWe are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business.The ideal candidate will have a good understanding of retail...

We are seeking a skilled Compliance Administrator to provide exceptional support to our Compliance Officer. This role will involve working in a hybrid environment and requires a proactive and flexible approach with a strong drive and determination.The ideal candidate will have business and commercial awareness, including a strong client focus, and technical...

About BenchmarkWe're a leading provider of award-winning, proprietary solutions that cover regulatory, platform, and investment services. Our solutions are designed to support advisers at every step of their journey, from starting and running a financial advice business more productively and effectively, to accelerating its growth and realising its value.Our...

Compliance Administrator RoleArtemis Recruitment Consultants Ltd is looking for a skilled Compliance Administrator to support their team based in Horsham. This will be a hybrid working position.Provide high-quality support to the Compliance Officer, ensuring compliance with regulatory requirements.Display a proactive and flexible approach with drive and...

Reed Financial Services is seeking a Compliance Supervisor to lead their Financial Services Compliance Department in Horsham. This role involves ensuring adherence to regulatory requirements and fostering a positive compliance culture across the organisation.Key Responsibilities:Apply a risk-based approach to the compliance monitoring programme.Conduct...

We are seeking an experienced Compliance Officer to join our team at Artemis Recruitment Consultants Ltd. The ideal candidate will have a strong background in the financial services sector, with a deep understanding of FCA standards and regulations.Key Responsibilities:Manage the company's T&C scheme, ensuring efficient and high-quality delivery of required...

We are seeking a highly skilled Compliance Officer to join our team at Artemis Recruitment Consultants Ltd. The successful candidate will be responsible for ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Management of the company's T&C scheme, including adviser supervision, certification, development, and file...

**About Us**Schroders is a leading global investment manager, and our Operations Compliance Team plays a vital role in ensuring we meet the highest standards of regulatory compliance.We are looking for an experienced Regulatory Compliance Specialist to join our team. As a key member of our team, you will be responsible for undertaking regular monitoring of...

**About Schroders**We're a leading global asset manager, dedicated to providing excellent client outcomes and service. Our award-winning, proprietary solutions cover regulatory, platform, and investment services, designed to support advisers at every step of their journey.**Our Mission**We support high-quality financial advisers with our award-winning...

Artemis Recruitment Consultants Ltd is seeking an experienced Senior Risk Manager to join our team in Horsham. The ideal candidate will have a proven track record in managing risk and compliance within the financial services sector.Salary: £40,000Job DescriptionWe are looking for a highly skilled individual to oversee the management of our company's...

Seeking an Internal Compliance Specialist to join our team at Artemis Recruitment Consultants Ltd in Horsham. This is an excellent opportunity for an experienced Compliance Officer to take their career to the next level.Salary: £40,000Job DescriptionWe are looking for a highly skilled professional to oversee our company's regulatory compliance, ensuring we...

About EngineeringUKWe're a leading provider of regulatory compliance solutions, supporting financial services firms with our award-winning technology and expertise. Our team of experts helps clients navigate complex regulatory landscapes, ensuring they remain compliant and competitive.The RoleYou'll be working closely with our Group Technical Compliance...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Schroders Recruitment. As a key member of our compliance function, you will play a critical role in ensuring that our business operates in accordance with relevant regulatory requirements.Your primary responsibility will be to assess and help operationalize...

Job SummaryWe are seeking a highly motivated ISO Compliance Specialist to lead and manage ISO and compliance across our business.About the RoleThe successful candidate will be responsible for:Leading, managing, and retaining ISO and compliance across the businessISO audit management and preparation of 27001, 9001, and 14001Streamlining current and future...

ACS Performance is a dynamic and expanding company that offers an exciting opportunity for a Chief Financial Officer to join our team. Our company has recently formed a strategic partnership with a major brand, leading to rapid growth and expansion of our operations.About the RoleThe successful candidate will be responsible for overseeing our finance...

About the RoleThe Agena Group is seeking a highly motivated and customer-focused individual to join our team as a Car Park Enforcement Officer. As a key member of our team, you will be responsible for ensuring compliance with on-site rules within private land car parks.Key ResponsibilitiesPatrol designated car park sites to monitor and enforce parking...

About the Role:The Agena Group is seeking a highly motivated and detail-oriented individual to join our team as a Car Park Enforcement Officer. As a key member of our team, you will be responsible for ensuring compliance with on-site rules within private land car parks.Key Responsibilities:Patrolling up to 20 car park sites in your shift to check for...

We are seeking a Finance Manager to lead our finance team in the UK. Key responsibilities include:Preparing financial reports, forecasts, and budgets for management review.Monitoring and managing the company's cash flow to ensure financial stability.Overseeing month-end and year-end financial processes, including audits.Ensuring compliance with tax laws and...