Regulatory Compliance Specialist
4 weeks ago
We are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance Technical function, you will play a critical role in supporting the regulatory change and compliance advisory aspects of our business.
Key Responsibilities- Assess and help operationalise regulatory requirements, both existing and new, to ensure compliance with all relevant regulations, with a specific focus on Financial Conduct Authority (FCA) outputs.
- Provide timely and practical regulatory guidance, regulatory research, and assistance to relevant stakeholders, teams, and other compliance colleagues on applicable regulatory requirements and industry best practice standards.
- Support projects and corporate initiatives, and have experience solving regulatory compliance issues, bringing specialised perspectives, and be comfortable leading regulatory projects and supporting all projects where regulatory guidance is required.
- Advise on creating solutions for the business that best integrate the need to meet regulatory requirements with the needs of our customers, clients, and business.
- 3+ years' experience within a Financial Services Compliance function, ideally within an advisory/support role in the wealth/investment management industry.
- Good knowledge of investment/wealth management industry, including pensions and platforms.
- Well-developed regulatory compliance experience, and ability to operationalise regulatory change.
- Good understanding of relevant regulatory rules (especially FCA) and their interpretation/application, gained through previous exposure and/or professional qualifications.
- General awareness of Financial Services and Markets Act 2000 (FSMA) and other related legislation.
- Good understanding of current and emerging regulatory compliance market trends, methods, and tools.
As a Regulatory Compliance Consultant at Schroders, you will have the opportunity to work with a talented team of professionals, contribute to the development of our compliance function, and make a meaningful impact on our business. We offer a competitive salary, excellent benefits, and a dynamic work environment that supports your career growth and development.
We are an equal opportunities employer and welcome applications from diverse candidates. If you are a motivated and experienced Regulatory Compliance professional looking for a new challenge, please submit your application.
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