Regulatory Compliance Specialist
2 weeks ago
Join Schroders Recruitment as a Regulatory Compliance Consultant and play a key role in ensuring the company's compliance with regulatory requirements. As a member of the Compliance Technical function, you will be responsible for assessing and operationalizing regulatory requirements, providing practical insight and guidance to stakeholders, and ensuring compliance with all relevant regulations.
About the RoleThe Regulatory Compliance Consultant will report to the Group Technical Compliance Manager and will be responsible for:
- Assisting with regulatory change horizon scanning to identify and diagnose material regulatory developments impacting the company.
- Supporting the Technical Compliance Manager in tracking, recording, and communicating regulatory outputs from the Financial Conduct Authority and other bodies.
- Providing regulatory analysis and documentation for regulatory initiatives.
- Working closely with subject matter experts in compliance and the business to support detailed impact assessments of regulatory developments.
- Interacting with all relevant business functions to advise on potential solutions to regulatory requirements.
- Assisting with the implementation of regulatory developments and ensuring relevant implementation requirements are executed to a good standard and in a timely manner.
- Providing timely and concise regulatory summaries and updates to stakeholders across the company.
- Assessing the impact of both existing regulations and new regulatory developments and operationalizing such regulatory requirements in a pragmatic and proportionate way.
- Providing accurate and timely expertise and advice to regulatory queries from the business.
We are looking for a highly skilled and experienced Regulatory Compliance Consultant to join our team. The ideal candidate will have:
- 3+ years' experience within a Financial Services Compliance function, ideally within an advisory/support role in the wealth/investment management industry.
- Good knowledge of investment/wealth management industry, including pensions and platforms.
- Well-developed regulatory compliance experience and ability to operationalize regulatory change.
- Good understanding of relevant regulatory rules (especially FCA) and their interpretation/application, gained through previous exposure and/or professional qualifications.
- General awareness of Financial Services and Markets Act 2000 (FSMA) and other related legislation.
- Good understanding of current and emerging regulatory compliance market trends, methods, and tools.
- Strong interpersonal and communication skills (written and spoken) with the ability to build strong working relationships with key stakeholders in the business and compliance.
We offer a competitive salary and benefits package, as well as opportunities for professional development and growth. If you are a motivated and experienced Regulatory Compliance Consultant looking for a new challenge, please apply today.
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