Regulatory Compliance Specialist
2 weeks ago
We are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance Technical function, you will play a critical role in supporting the regulatory change and compliance advisory aspects of our business.
Key Responsibilities- Assess and help operationalise regulatory requirements, both existing and new, to ensure compliance with all relevant regulations, with a specific focus on Financial Conduct Authority (FCA) outputs.
- Provide timely and practical regulatory guidance, regulatory research, and assistance to relevant stakeholders, teams, and other compliance colleagues on applicable regulatory requirements and industry best practice standards.
- Support projects and corporate initiatives, and have experience solving regulatory compliance issues, bringing specialised perspectives, and be comfortable leading regulatory projects and supporting all projects where regulatory guidance is required.
- Advise on creating solutions for the business that best integrate the need to meet regulatory requirements with the needs of our customers, clients, and business.
- 3+ years' experience within a FS Compliance function, ideally within an advisory/support role in the wealth/investment management industry.
- Good knowledge of investment/wealth management industry, including pensions and platforms.
- Well-developed regulatory compliance experience, and ability to operationalise regulatory change.
- Good understanding of relevant regulatory rules (especially FCA) and their interpretation/application, gained through previous exposure and/or professional qualifications.
- General awareness of Financial Services and Markets Act 2000 (FSMA) and other related legislation.
- Good understanding of current and emerging regulatory compliance market trends, methods, and tools.
- Strong interpersonal and communication skills (written and spoken) with the ability to build strong working relationships with key stakeholders in the business and compliance.
We offer a competitive salary and benefits package, as well as opportunities for professional growth and development. If you are a motivated and experienced Regulatory Compliance Consultant looking for a new challenge, please apply today.
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Regulatory Compliance Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom Schroders Recruitment Full timeJob Title: Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Schroders Recruitment. As a key member of our compliance function, you will play a critical role in ensuring that our business operates in accordance with relevant regulatory requirements.About the RoleThe Regulatory Compliance...
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Regulatory Compliance Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom Schroders Recruitment Full timeJob Title: Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Schroders Recruitment. As a key member of our compliance function, you will play a critical role in ensuring that our business operates in accordance with relevant regulatory requirements.About the RoleThe Regulatory Compliance...
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Regulatory Compliance Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom Schroders Recruitment Full timeJob Title: Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Schroders Recruitment. As a key member of our compliance function, you will play a critical role in ensuring that our business operates in accordance with relevant regulatory requirements.About the RoleThe Regulatory Compliance...
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Regulatory Compliance Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom Schroders Recruitment Full timeJob Title: Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Schroders Recruitment. As a key member of our compliance function, you will play a critical role in ensuring that our business operates in accordance with relevant regulatory requirements.About the RoleThe Regulatory Compliance...
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Regulatory Compliance Specialist
2 weeks ago
Horsham, West Sussex, United Kingdom Schroders Full timeJob Title: Regulatory Compliance SpecialistAt Schroders, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Compliance function, you will play a critical role in ensuring that our business operates in compliance with all relevant regulations and industry standards.Key Responsibilities:Assess and...
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Regulatory Compliance Specialist
2 weeks ago
Horsham, West Sussex, United Kingdom Schroders Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Schroders. As a key member of our Compliance function, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key Responsibilities:Assess and operationalize regulatory requirements, both existing and...
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Regulatory Compliance Specialist
2 weeks ago
Horsham, West Sussex, United Kingdom Schroders Recruitment Full timeJob DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Schroders Recruitment. As a key member of our compliance function, you will play a critical role in ensuring that our business operates in accordance with relevant regulatory requirements.Your primary responsibility will be to assess and help operationalize...
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Regulatory Compliance Specialist
2 weeks ago
Horsham, West Sussex, United Kingdom Schroders Recruitment Full timeJob Title: Regulatory Compliance ConsultantJoin Schroders Recruitment as a Regulatory Compliance Consultant and play a key role in ensuring the company's compliance with regulatory requirements. As a member of the Compliance Technical function, you will be responsible for assessing and operationalizing regulatory requirements, providing practical insight and...
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Horsham, West Sussex, United Kingdom Schroders Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance function, you will play a critical role in ensuring that our business operates in compliance with all relevant regulatory requirements.Key ResponsibilitiesAssess and help operationalise regulatory requirements, both...
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Regulatory Compliance Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom Schroders Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance function, you will play a critical role in ensuring that our business operates in compliance with all relevant regulatory requirements.Key ResponsibilitiesAssess and help operationalise regulatory requirements, both...
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Horsham, West Sussex, United Kingdom ENGINEERINGUK Full timeAbout EngineeringUKWe're a leading provider of regulatory compliance solutions, supporting financial services firms with our award-winning technology and expertise. Our team of experts helps clients navigate complex regulatory landscapes, ensuring they remain compliant and competitive.The RoleYou'll be working closely with our Group Technical Compliance...
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1 week ago
Horsham, West Sussex, United Kingdom Schroders Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance Technical function, you will play a critical role in supporting the regulatory change and compliance advisory aspects of our business.Key ResponsibilitiesAssess and help operationalise regulatory requirements, both...
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Horsham, West Sussex, United Kingdom Schroders Full timeRegulatory Compliance ConsultantJoin our team at Schroders and take on a challenging role as a Regulatory Compliance Consultant. As a key member of our Compliance Technical function, you will play a crucial part in ensuring that our business operates within the bounds of relevant regulations.About the RoleWe are seeking an experienced Regulatory Compliance...
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Horsham, West Sussex, United Kingdom Schroders Full timeRegulatory Compliance ConsultantJoin our team at Schroders and take on a challenging role as a Regulatory Compliance Consultant. As a key member of our Compliance Technical function, you will play a crucial part in ensuring that our business operates within the bounds of relevant regulations.About the RoleWe are seeking an experienced Regulatory Compliance...
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Regulatory Compliance Specialist
4 weeks ago
Horsham, West Sussex, United Kingdom Schroders Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance Technical function, you will play a critical role in supporting the regulatory change and compliance advisory aspects of our business.Key ResponsibilitiesAssess and help operationalise regulatory requirements, both...
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Regulatory Compliance Specialist
4 weeks ago
Horsham, West Sussex, United Kingdom Schroders Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance Technical function, you will play a critical role in supporting the regulatory change and compliance advisory aspects of our business.Key ResponsibilitiesAssess and help operationalise regulatory requirements, both...
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Regulatory Compliance Specialist
4 weeks ago
Horsham, West Sussex, United Kingdom Schroders Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance Technical function, you will play a critical role in supporting the regulatory change and compliance advisory aspects of our business.Key ResponsibilitiesAssess and help operationalise regulatory requirements, both...
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Regulatory Compliance Specialist
4 weeks ago
Horsham, West Sussex, United Kingdom Schroders Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance Technical function, you will play a critical role in supporting the regulatory change and compliance advisory aspects of our business.Key ResponsibilitiesAssess and help operationalise regulatory requirements, both...
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Regulatory Compliance Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom Schroders Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance Technical function, you will play a critical role in supporting the regulatory change and compliance advisory aspects of our business.Key ResponsibilitiesAssess and help operationalise regulatory requirements, both...
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Regulatory Compliance Specialist
3 weeks ago
Horsham, West Sussex, United Kingdom Schroders Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance Technical function, you will play a critical role in supporting the regulatory change and compliance advisory aspects of our business.Key ResponsibilitiesAssess and help operationalise regulatory requirements, both...
