Legal Compliance Officer

Job DescriptionWe are seeking an experienced Compliance Officer to join our Risk and Compliance team. As a key member of the team, you will be responsible for ensuring that business operations comply with SRA legal regulations and internal policies.You will conduct conflict searches, client screening, sanctions screening, and enhanced due diligence...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

Job OverviewCompliance Professionals is seeking a highly experienced Head of Compliance and Legal to lead our Compliance and AML teams. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence within the firm.Key Responsibilities:Liaise with regulatory bodies to ensure compliance with all relevant laws and regulations.Oversee the...

We are seeking an Ethics and Compliance Officer to join our team at AJ FOX COMPLIANCE. As a key member of our ethics and compliance function, you will be responsible for investigating incidents, managing complaints, and analysing trends to prevent future issues.The successful candidate will have a proven track record of working collaboratively with senior...

Role Overview:We are looking for a highly skilled Compliance Officer - AML to join our team at AJ FOX COMPLIANCE. As an experienced professional in Anti-Money Laundering, you will be responsible for managing the firm's legal and regulatory obligations.Your key responsibilities will include performing conflict searches, resolving issues, and escalating where...

Job OverviewAn exciting opportunity has arisen for a Compliance Officer to join our team at AJ FOX COMPLIANCE. As a highly skilled professional with expertise in Anti-Money Laundering (AML) sanctions and compliance, you will be responsible for handling a broad range of compliance, conflicts and AML issues.About the RoleYou will advise secretaries, fee...

About This Opportunity:QED Legal is seeking an experienced UK Legal Compliance Manager to lead our legal department in North London. As a key member of our team, you will be responsible for managing external counsel law firms, developing strategies in the event of disputes, and ensuring compliance with laws and regulations.The successful candidate will have...

Job Title: Compliance OfficerAbout the Role:We are seeking a highly skilled Compliance Officer to join our team at G2 Legal Limited.Key Responsibilities:Manage group reorganisations, share transfers, buybacks and capital reductions to ensure compliance with relevant regulations.Draft and review Articles of Association, shareholder agreements, share purchase...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

AJ FOX COMPLIANCE is an innovative law firm seeking a dedicated Compliance Officer - Regulatory Expertise to join our forward-thinking team. As a key member of our compliance function, you'll play a vital role in ensuring our business operates within the bounds of relevant laws and regulations.We're looking for someone who is not only passionate about risk...

Key Responsibilities:Writing minutes and circulating them to Directors and other relevant staffAd-hoc filings to Companies House (e.g., new director appointments)Preparing and proofreading documents for executionIssuing letters to customers and business partnersMaintaining and updating databasesAd-hoc legal researchCarrying out KYC checks and preparing and...

Job Overview:As a Senior Governance and Compliance Officer at AJ FOX COMPLIANCE, you will play a key role in ensuring that our organization meets its regulatory obligations and maintains the highest standards of governance and compliance. This is an exciting opportunity for someone who is passionate about risk management, governance, and compliance.About...

About the RoleAs a Compliance Legal Assistant at our client, you will play a critical role in ensuring the smooth operation of our compliance department. You will be responsible for a variety of tasks, including writing minutes, preparing and proofreading documents, and maintaining and updating databases. Additionally, you will carry out ad hoc legal...

Michael Page (UK) is a leading recruitment agency, and we are currently looking for a skilled Compliance Manager to join our team.The ideal candidate should have:A degree in Law, Business Administration, or a related field.Proven experience in a compliance manager role within a law firm.Knowledge of legal requirements and controls such as AML and...

Compliance Officer Job OpportunityWe're seeking a highly skilled Compliance Officer to join our team at Ryder Reid Legal. As a Compliance Officer, you'll be responsible for ensuring that our clients' businesses comply with relevant laws and regulations, identifying potential areas of risk, and developing strategies to mitigate those risks.About the RoleAs a...

QED Legal, a leading regional firm with over 100 employees across 3 offices, is seeking an experienced Compliance Officer to join their team in Wokingham.The successful candidate will be responsible for ensuring the firm's compliance with government and SRA regulations, managing conflict queries, performing risk assessments, and conducting CDD and onboarding...

Job Title:Regulatory Compliance Officer Financial InstitutionJob Description:We are seeking a highly motivated Regulatory Compliance Officer to join our team at Compliance Professionals. The successful candidate will work closely with the senior management team to ensure that our financial institution maintains the highest standards of compliance and...

Job OverviewWe are seeking a highly skilled Compliance Officer to join our team at Career Legal. As a key member of our risk management department, you will be responsible for overseeing daily activities and shaping our regulatory framework across multiple regions.The ideal candidate will have experience leading compliance teams in an international law firm...

About the Role We are seeking an exceptional Compliance Officer with expertise in Anti-Money Laundering (AML) and sanctions. As a key member of our team at AJ FOX COMPLIANCE, you will handle a broad range of compliance, conflicts, and AML issues. This role offers the opportunity to handle escalations from officers and carry out ad hoc tasks and projects to...

We have an exciting new opportunity for a Compliance Officer to join our dynamic Legal Consultancy Company, AJ FOX COMPLIANCE, based in Loughborough with hybrid flexibility.This role requires someone with strong written and communication skills, as well as knowledge of CQS, Lexcel, and SRA Regulations. Proven experience in compliance in the legal sector is...