Legal Compliance Specialist Opportunity
3 weeks ago
- Writing minutes and circulating them to Directors and other relevant staff
- Ad-hoc filings to Companies House (e.g., new director appointments)
- Preparing and proofreading documents for execution
- Issuing letters to customers and business partners
- Maintaining and updating databases
- Ad-hoc legal research
- Carrying out KYC checks and preparing and issuing account opening documents to new customers
- Performing various other administrative tasks as required
- Previous experience working within a legal/compliance department preferred
- Experience in a financial services firm in a paralegal capacity would be particularly interesting
- Financial services (regulated environment) experience advantageous
- Passion for legal/regulatory work and willingness to learn from others and independently
- Co-operative nature with ability to work both within a team and without supervision
-
Legal Compliance Professional
4 weeks ago
London, Greater London, United Kingdom Michael Page Legal Full timeCompliance Specialist Job OpportunityMichael Page Legal is excited to announce a Compliance Specialist role within our team.In this position, you will play a critical role in ensuring our client's compliance with legal standards and in-house policies.Responsibilities include:Overseeing the development and implementation of control systems in line with legal...
-
Compliance and Legal Leadership Position
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewCompliance Professionals is seeking a highly experienced Head of Compliance and Legal to lead our Compliance and AML teams. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence within the firm.Key Responsibilities:Liaise with regulatory bodies to ensure compliance with all relevant laws and regulations.Oversee the...
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...
-
Legal and Compliance Specialist Opportunity
1 week ago
London, Greater London, United Kingdom Control Risks Full timeRisk Management Opportunities:Control Risks is committed to providing high-quality risk management services to our clients. We are seeking a highly motivated individual to join our team as a Legal and Compliance Specialist.About the Role:As a Legal and Compliance Specialist, you will play a key role in supporting the operation of our internal compliance...
-
Legal Compliance Professional Financial Services
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance Specialist Energy SectorWe are seeking an experienced Compliance Specialist to join our team in the energy sector. This is an exciting opportunity for someone looking to take their career to the next level in a dynamic and rapidly evolving industry.Salary: £65,000 - £85,000 per annum (dependent on experience)Job Description:About the...
-
Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe have an exciting new opportunity for a Compliance Officer to join our dynamic Legal Consultancy Company, AJ FOX COMPLIANCE, based in Loughborough with hybrid flexibility.This role requires someone with strong written and communication skills, as well as knowledge of CQS, Lexcel, and SRA Regulations. Proven experience in compliance in the legal sector is...
-
Risk and Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleAJ FOX COMPLIANCE is recruiting for an experienced Risk and Compliance Specialist to join their legal team in London.The successful candidate will have a solid understanding of AML and counter-terrorist financing, as well as experience in law firm risk and compliance.This is an excellent opportunity for a professional to develop their skills...
-
Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance SpecialistCompany OverviewA leading banking firm seeks a skilled Compliance Specialist to join their team. With a strong global presence, this company offers a dynamic work environment and opportunities for growth.Salary$80,000 - $110,000 per annum, depending on experience.Job DescriptionThe successful candidate will assist in the...
-
Financial Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title:Financial Compliance SpecialistAbout the Role:A leading Global Law Firm in London is seeking an experienced Financial Compliance Specialist to join their dynamic team.The successful candidate will help manage the firm's legal and regulatory obligations, as well as risks related to new clients and matters.An overview of key responsibilities...
-
Compliance Regulatory Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewOur client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives.We are seeking a skilled Compliance Legal Assistant to join our team. As a key member of our compliance department, you will be responsible for ensuring that all regulatory requirements are met. This includes writing...
-
Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ Fox Compliance seeks a highly skilled Regulatory Compliance Specialist to join their team in London. As a key member of the compliance department, you will be responsible for managing the firm's legal and regulatory obligations, including risks related to new clients/matters.The ideal candidate will have previous experience working as an AML & conflicts...
-
AML Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Description:We are seeking an AML Compliance Specialist to join our dynamic team at AJ FOX COMPLIANCE. As an experienced professional in Anti-Money Laundering, you will play a crucial role in managing the firm's legal and regulatory obligations.The successful candidate will have previous experience working as an AML & conflicts analyst at a law firm,...
-
Compliance Risk Management Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance Risk Management SpecialistThe Senior Compliance Executive will play a vital role in ensuring the highest standards of compliance within AJ FOX COMPLIANCE. This position requires an individual with a keen eye for detail, a proactive approach to identifying risks, and a commitment to maintaining the highest ethical standards.About the...
-
AML and Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: AML and Compliance SpecialistOverview:AJ FOX COMPLIANCE is looking for an experienced AML and Compliance Specialist to join our team. The successful candidate will be responsible for ensuring that the firm's operations comply with all relevant laws, regulations, and industry standards.You will work closely with internal stakeholders to identify...
-
Legal Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Graff Search Full timeAbout the Role: As a Legal Compliance Specialist at Graff Search, you will lead on data privacy, AI, cybersecurity, and compliance matters for our client's UK business. This will involve collaborating with the European data privacy team to ensure best practices across global brands. You will also have opportunities to grow into AI and cybersecurity roles as...
-
AML Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: AML Compliance SpecialistA leading global law firm in London requires an Anti-Money Laundering (AML) Specialist to join AJ FOX COMPLIANCE.This role involves managing the firm's legal and regulatory obligations, as well as risks associated with new clients and matters. The successful candidate will have previous experience working as an AML &...
-
Compliance Risk Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance Risk SpecialistWe are seeking an experienced Compliance Risk Specialist to join our team at AJ Fox Compliance in London.The estimated salary for this role is £80,000 - £110,000 per annum, depending on experience.About the Role:This position focuses on the risks associated with client terms processes and contract reviewals.You will...
-
Legal Professional
4 weeks ago
London, Greater London, United Kingdom Career Legal Full timeAbout the Role:Career Legal is currently partnered with a top international law firm, looking for a seasoned expert to join their Risk & Compliance department as a Senior Conflict Resolution Specialist.Key Responsibilities:Collaborate with the GC and Risk Legal team to drive conflicts analysisBuild relationships with fee-earners to resolve conflicts...
-
Head of Compliance Governance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are looking for a seasoned professional to fill the position of Head of Compliance and Legal at Compliance Professionals. The successful candidate will have extensive experience in leading Compliance and AML teams and driving a culture of excellence within a fast-paced financial services environment.Main Responsibilities:Lead and manage the...
-
Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionWe are seeking a skilled Regulatory Compliance Specialist to join our team at AJ Fox Compliance in London. This role will oversee the central onboarding process alongside client and matter-opening procedures. You will be responsible for providing a high-quality service to internal and external clients.The ideal candidate will have prior...