Compliance Risk Management Specialist
1 day ago
The Senior Compliance Executive will play a vital role in ensuring the highest standards of compliance within AJ FOX COMPLIANCE. This position requires an individual with a keen eye for detail, a proactive approach to identifying risks, and a commitment to maintaining the highest ethical standards.
About the Role:
This is an exciting opportunity for someone who is passionate about risk management, solving complex challenges, and driving meaningful change. The ideal candidate will be able to work collaboratively with a supportive team to ensure that AJ FOX COMPLIANCE maintains the highest standards of compliance.
Key Responsibilities:
* Collaborate with senior leadership and various departments to ensure compliance with relevant legal, regulatory, and professional standards.
* Offer advice on legal, ethical, and regulatory matters.
* Oversee and update policies and procedures according to up-to-date compliance legislation.
* Deliver training programs focused on risk and compliance.
* Assist in reviewing and managing AML and counter-terrorism financing measures.
* Supervise file review systems and identify areas for improvement.
* Investigate incidents, manage complaints, and analyze trends.
* Lead the Customer Service Focus Group and manage the firm's Customer Service Excellence Accreditation.
* Supervise Compliance professionals and guide their work and development.
Requirements:
* Sharp eye for detail
* Proactive approach to identifying risks
* Commitment to maintaining the highest ethical standards
Estimated Salary: $85,000 - $110,000 per year.
AJ FOX COMPLIANCE offers a dynamic and supportive work environment, where employees can grow and develop their skills. We are committed to attracting and retaining top talent and offer a competitive salary and benefits package.
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