Compliance and Risk Officer
1 month ago
QED Legal, a leading regional firm with over 100 employees across 3 offices, is seeking an experienced Compliance Officer to join their team in Wokingham.
The successful candidate will be responsible for ensuring the firm's compliance with government and SRA regulations, managing conflict queries, performing risk assessments, and conducting CDD and onboarding procedures.
A strong understanding of regulatory requirements and ability to analyze data are essential skills for this role. The ideal candidate will have experience working in a law firm environment and be familiar with the SRA regulations.
As a member of the QED Legal team, you can expect a competitive salary up to £35,000 per annum, office-based work with occasional travel to other office locations, 22 days annual leave plus bank holidays, life assurance, healthcare cash plan, and private medical insurance.
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Risk Governance
1 month ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeAbout the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Description:We are seeking a highly skilled Compliance Officer to join our team at AJ FOX COMPLIANCE. The ideal candidate will have expertise in Anti-Money Laundering (AML) sanctions and compliance.In this role, you will handle a broad range of compliance, conflicts, and AML issues and have the chance to handle escalations from officers.You will advise...
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Compliance Risk Manager
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewThe firm, Compliance Professionals, operates globally with offices across the world. It provides Wealth Management services to UHNI and Family offices.About the RoleWe are seeking a skilled Compliance Risk Manager to join our team in London. The successful candidate will have experience within a Wealth Management/ Private Bank firm within a...
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Compliance and Risk Officer
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeSenior Financial Crime ManagerAJ Fox Compliance is seeking a results-driven compliance professional to join our team as a Senior Financial Crime Manager in London. This exciting opportunity offers a competitive salary package, including a base salary of £120,000 per annum, plus benefits.About the Role:We are looking for an experienced compliance specialist...
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Compliance and Risk Director
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...
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Compliance Risk Manager
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Compliance Professionals. As a Trade Surveillance Manager, you will play a critical role in ensuring the integrity of our financial systems and identifying potential risks.The successful candidate will have 5+ years of experience in trade surveillance/market abuse...
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Compliance Risk Manager
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany Overview:Our client is a world-leading specialist broker based in the City, providing expert advice and support to clients across various sectors.Job Summary:We are seeking an experienced Global Head of Compliance to lead our compliance function, ensuring we meet regulatory requirements and maintain a strong risk management culture.Key...
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Compliance Risk Director
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description: Compliance Risk DirectorWe are seeking an experienced Compliance Risk Director to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all...
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Compliance Risk Manager
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance Risk ManagerThe estimated salary for this position is £80,000 - £110,000 per annum.Company Overview:We are a leading provider of compliance solutions to financial institutions. Our team is responsible for ensuring that our clients adhere to the latest regulatory requirements.Job Description:As a Compliance Risk Manager, you will be...
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Compliance Officer Lead
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly experienced Compliance Officer Lead to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Key Responsibilities:Ensure that companies have the correct...
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Compliance and Risk Expert
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Summary: AJ FOX COMPLIANCE is hiring a Compliance and Risk Expert to work in our London office. As a key member of our compliance team, you will be responsible for ensuring the organization's compliance with relevant laws and regulations. Your duties will include drafting, monitoring, and advising on compliance policies and procedures, handling data...
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Chief Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking an experienced Chief Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all relevant regulations.Provide...
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Risk and Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a skilled professional to join our risk and compliance team as the Risk and Compliance Specialist at Compliance Professionals.About Us:We are a reputable provider of risk and compliance solutions to the financial services industry.Job Description:This is a key role that requires strong analytical and problem-solving skills, with a keen...
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Compliance Risk Manager
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary: Compliance Risk Manager A Compliance Risk Manager is required to provide strategic guidance and support to the Bank’s staff on compliance risk management matters, ensuring a robust compliance framework and adherence to regulatory requirements. The ideal candidate will have a deep understanding of industry-wide financial crime practices and...
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Global Compliance Risk Manager
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeGlobal Regulatory Affairs PositionWe are seeking a seasoned professional to lead our global compliance efforts and provide strategic guidance on regulatory matters.The ideal candidate will have extensive experience in broking/prime broking and be able to manage complex regulatory relationships worldwide.This role is responsible for overseeing global...
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Risk and Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJoin Our Team:We are seeking a talented individual to fill the role of Risk and Compliance Specialist. The successful candidate will have strong analytical skills and a keen eye for detail.The key responsibilities of this role include analyzing complex data, identifying risks, and developing strategies to mitigate them. Additionally, they will work closely...
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Compliance Risk Manager
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annum.About the Role:We are seeking a seasoned Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for managing compliance risks associated with our business operations.The ideal candidate will...
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Junior Risk and Compliance Officer
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeRole Overview:We are seeking a highly skilled Junior AML & Conflicts Analyst to join our team at AJ FOX COMPLIANCE in London. This role offers a unique opportunity to work with a top international law firm, supporting various business functions in anti-money laundering, general conflicts, and risk and compliance checks. The successful candidate will have the...
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Compliance Risk Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor with 5+ years PQE looking for your next challenge in regulatory compliance?A forward-thinking AJ FOX COMPLIANCE is seeking a highly skilled Risk & Compliance Lawyer to join their team in London.The ideal candidate has background experience in law firm regulation, complaints handling or commercial...
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Compliance Risk Manager
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeCompany OverviewAJ Fox Compliance is a leading international law firm in London, committed to delivering exceptional compliance services to clients worldwide.We are seeking a talented Senior Financial Crime Manager to join our team and contribute to shaping best practices within the firm.Job Description:Expert Advice: Offer expert advice on financial crime...