Financial Services Compliance Officer

1 day ago


London, Greater London, United Kingdom Compliance Professionals Full time
About the Role
As a Compliance Legal Assistant at our client, you will play a critical role in ensuring the smooth operation of our compliance department. You will be responsible for a variety of tasks, including writing minutes, preparing and proofreading documents, and maintaining and updating databases. Additionally, you will carry out ad hoc legal research and KYC checks, as well as prepare and issue account opening documents to new customers.

Key Responsibilities
- Writing minutes and circulating them to the Directors and other relevant staff
- Preparing and proofreading documents for execution
- Maintaining and updating databases
- Carrying out ad hoc legal research
- Preparing and issuing account opening documents to new customers
- Assisting with ad hoc filings to Companies House

What We Are Looking For
- A motivated and detail-oriented individual with previous experience in a legal or compliance department
- Excellent communication and organizational skills
- Ability to work independently and as part of a team
- Strong analytical and problem-solving skills

Salary Range: £40,000 - £60,000 per annum based on experience.
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