Documentation and Compliance Professional

About the RoleWe are seeking a highly skilled Compliance Documentation Coordinator to join our team at Compliance Professionals.Job SummaryThis is an exciting opportunity to work in a dynamic and growing industry, with a focus on regulatory compliance.Key ResponsibilitiesPrepare and maintain accurate and comprehensive legal documentation.Develop and...

We are looking for an experienced Banking Compliance Professional to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial crime and regulatory compliance.Key Responsibilities:Develop and implement effective control frameworks to prevent or detect financial crime.Collaborate with colleagues to review and...

Compliance ProfessionalsWe are a reputable broker and market maker in the financial services industry, focusing on futures, options, and other derivatives.We seek a highly detail-oriented Derivatives Documentation Expert to join our team.Key ResponsibilitiesDevelop and maintain comprehensive policy and procedure documentation to ensure compliance with...

Job DescriptionA prestigious law firm in London is seeking a Compliance Professional to support senior compliance professionals in internal risk management processes.This role involves working closely with firm-wide staff to ensure timely responses to enquiries and supporting various compliance teams. We require someone with previous experience in a similar...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

Responsibilities and RequirementsThe Compliance Coordinator will be responsible for managing the firm's central onboarding and client matter-opening processes. This includes ensuring the accuracy of online records and documentation, managing matters closures, monitoring team inboxes, developing KYC/AML policies, ensuring compliance training is completed,...

Job Summary:We are looking for a seasoned Compliance Officer to join our team at Compliance Professionals. In this role, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements. If you have a strong background in compliance and a passion for staying up-to-date with regulatory changes, we...

We are looking for a Compliance Professional to join our team at AJ FOX COMPLIANCE in London.The ideal candidate will have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with using AML databases.The salary for this role is estimated to be around £55,000 - £75,000 per annum,...

OverviewWe are seeking a Junior Compliance Officer to join our team at Compliance Professionals.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, with a strong understanding of FCA & PRA regulations.A degree or MBA is preferred, along with relevant professional certifications in Compliance.The...

We are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also...

We are recruiting a Documentation and Compliance Manager to join our team at CV Library. As a seasoned professional with a strong background in document management, you will be responsible for ensuring that all company documentation meets regulatory requirements. You will work closely with various departments to gather information and requirements,...

Job Description: Documentation and Compliance OfficerPrime Personnel is seeking an experienced professional to join their team as a Documentation and Compliance Officer. This role requires strong analytical and problem-solving skills, as well as excellent communication and interpersonal skills.The salary for this position is approximately $85,000 - $115,000...

About the RoleWe are looking for a seasoned professional to fill the position of Head of Compliance and Legal at Compliance Professionals. The successful candidate will have extensive experience in leading Compliance and AML teams and driving a culture of excellence within a fast-paced financial services environment.Main Responsibilities:Lead and manage the...

We are looking for a talented Compliance Advisory Specialist to join our team at Compliance Professionals, a leading banking firm with a global presence in wholesale and capital markets.About the Role:This is a great opportunity for a dedicated individual to make a real impact in preventing and detecting financial crime. As a Compliance Advisory Specialist,...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

Wealth Management Training SpecialistCompliance Professionals seeks a skilled Wealth Management Training Specialist to join our team in the UK. As a key member of our compliance department, you will play a vital role in ensuring our wealth management services meet the highest standards.**Job Description:**Provide ongoing assessment of adviser competence in...

Aj Fox Compliance requires a Compliance Officer to support Senior Compliance professionals in core internal risk management processes.Key responsibilities include:Collaborating with other compliance-based teams to support key functionsAd-hoc research/administrative tasksWriting articles on compliance for internal guidance purposesA successful candidate will...

Job Title: Compliance Specialist Energy SectorWe are seeking an experienced Compliance Specialist to join our team in the energy sector. This is an exciting opportunity for someone looking to take their career to the next level in a dynamic and rapidly evolving industry.Salary: £65,000 - £85,000 per annum (dependent on experience)Job Description:About the...

Compliance Professionals seeks a seasoned Regulatory Compliance Expert to join its team in London. Estimated salary is £60,000 - £80,000 per annum.About the RoleWe are looking for an experienced professional to drive compliance oversight through testing and monitoring programmes. You will identify areas for enhancements of systems and controls operated by...

Job OverviewCompliance Professionals is seeking a highly experienced Head of Compliance and Legal to lead our Compliance and AML teams. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence within the firm.Key Responsibilities:Liaise with regulatory bodies to ensure compliance with all relevant laws and regulations.Oversee the...