Global Compliance Professional

2 days ago


London, Greater London, United Kingdom Compliance Professionals Full time
Job Summary:
We are looking for a seasoned Compliance Officer to join our team at Compliance Professionals. In this role, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements. If you have a strong background in compliance and a passion for staying up-to-date with regulatory changes, we encourage you to apply.

Key Responsibilities:
  1. Develop and maintain a comprehensive understanding of regulatory requirements related to marketing and distribution.
  2. Collaborate with internal stakeholders to ensure that marketing materials and client communications comply with regulatory requirements.
  3. Conduct regular reviews of marketing materials and client communications to ensure compliance.
  4. Provide advice and guidance to internal stakeholders on regulatory matters and compliance best practices.
  5. Stay up-to-date with changes to regulatory requirements and ensure that our compliance processes and procedures are updated accordingly.


Requirements:
  1. Master's degree in a relevant field such as law, finance, or business.
  2. 7+ years of relevant experience in an asset management compliance role.
  3. Strong knowledge of the UK and European regulatory framework, in particular the FCA and ESMA rules.

$120,000 - $180,000 per year],

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