Regulatory Compliance Accountant
3 days ago
In this role as Regulatory Compliance Accountant, you will ensure regulatory requirements are complied with and acted upon as required.
You will also produce daily reports, including reporting for liquidity position, cash collateral monitoring, capital adequacy, leverage, group solvency, collective impairment provision, and financial information for Bank regulators.
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Regulatory Compliance Expert
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...
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Regulatory Compliance Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...
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Regulatory Compliance Specialist
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Regulatory Compliance SpecialistEstimated Salary: £55,000 - £70,000 per annum.About the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with relevant regulatory...
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Regulatory Compliance Officer
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
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Regulatory Compliance Specialist
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...
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Regulatory Compliance Specialist
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Our TeamWe are a boutique wholesale bank dedicated to delivering exceptional services to our clients. As a Junior Compliance Officer, you will play a vital role in ensuring our compliance with regulatory requirements and internal policies.The RoleYou will be responsible for:Supporting Compliance Efforts: Working closely with the team to monitor and...
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Regulatory Compliance Manager
13 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewAs a Compliance & Money Laundering Reporting Officer at Compliance Professionals, you will be responsible for overseeing and maintaining the company's compliance framework. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.The ideal candidate will have extensive knowledge of...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeJob DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...
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Regulatory Compliance Attorney
3 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title:Regulatory Compliance AttorneyAbout the Role:AJ FOX COMPLIANCE is seeking an experienced Regulatory Compliance Attorney to lead our team in developing and implementing effective compliance policies.This exciting opportunity requires a qualified lawyer with expertise in regulatory risk management, data protection, or data privacy to enhance their...
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Regulatory Compliance Specialist
12 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are recruiting for a Compliance Executive to join our team at Compliance Professionals. The successful candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The ideal candidate will be responsible for overseeing breaches, errors, and complaints, as well...
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Regulatory Compliance Specialist
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...
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Regulatory Compliance Expert
1 day ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob OverviewAJ FOX COMPLIANCE is seeking a highly skilled Regulatory Compliance Lawyer to join their team in London. This hybrid role offers an exciting opportunity for someone with regulatory risk and compliance experience, particularly in data protection.Key ResponsibilitiesDraft, monitor, and advise on compliance policies and procedures.Deal with...
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Regulatory Compliance Director
1 day ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Regulatory Compliance DirectorWe are seeking an experienced Regulatory Compliance Director to join our risk and compliance team in London.This is a great opportunity for a skilled compliance professional to take on a leadership role and drive our regulatory compliance strategy forward.Develop and implement effective regulatory compliance policies...
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Regulatory Compliance Specialist
23 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Regulatory Compliance SpecialistA prestigious institutional commodities broker seeks a highly skilled Regulatory Compliance Specialist to join their team in Central city location. This specialist will play a critical role in supporting the delivery of annual compliance programs and responding to external compliance requests.The ideal candidate...
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Regulatory Compliance Specialist
1 day ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a qualified Regulatory Compliance Specialist to join our boutique city law firm in London.As a key member of our compliance team, you will work closely with our senior compliance lawyer and the head of risk who is also our Data Protection Officer (DPO). Your primary responsibilities will include:Drafting, monitoring, and advising on compliance...
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Senior Regulatory Compliance Expert
3 days ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeAs a Senior Regulatory Compliance Expert at Vixio Regulatory Intelligence, you will play a key role in shaping our company's technical compliance solution for online gaming operators and suppliers. This exciting opportunity allows you to leverage your expertise in regulatory requirements to design and develop a premium quality intelligence solution that...
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Regulatory Compliance Accountant
4 weeks ago
London, Greater London, United Kingdom Tradeweb Markets Full timeRegulatory Compliance Accountant Job DescriptionTradeweb is currently looking for a skilled Regulatory Compliance Accountant to join our International Finance team. We operate a global team across two different locations - New York and London.Main Responsibilities:Assist in preparing financial statements under various accounting standards.Prepare quarterly...
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Regulatory Compliance Expert
3 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ Fox Compliance is looking for a highly skilled Regulatory Compliance Expert to join their team in London. This is an excellent opportunity to work with a leading global law firm and contribute to firmwide adherence to the highest standards in professional conduct and quality.The estimated salary for this role is £55,000 - £75,000 per annum, depending on...