Compliance and Documentation Manager

About the RoleWe are seeking a highly skilled Compliance Documentation Coordinator to join our team at Compliance Professionals.Job SummaryThis is an exciting opportunity to work in a dynamic and growing industry, with a focus on regulatory compliance.Key ResponsibilitiesPrepare and maintain accurate and comprehensive legal documentation.Develop and...

Compliance ProfessionalsWe are a reputable broker and market maker in the financial services industry, focusing on futures, options, and other derivatives.We seek a highly detail-oriented Derivatives Documentation Expert to join our team.Key ResponsibilitiesDevelop and maintain comprehensive policy and procedure documentation to ensure compliance with...

We are recruiting a Documentation and Compliance Manager to join our team at CV Library. As a seasoned professional with a strong background in document management, you will be responsible for ensuring that all company documentation meets regulatory requirements. You will work closely with various departments to gather information and requirements,...

Role Overview:We are seeking a highly organized and detail-focused Document Management Coordinator to join our team at Walkers Documentation Firm T Shirts.In this role, you will be responsible for providing administrative support to our sales team, including typing invoices, answering telephones, and speaking with clients about their confirmed orders and L/C...

Job Description:We are seeking an experienced Senior Compliance Manager to join our team at Compliance Professionals. This role will be based in the City and is a fantastic opportunity for someone looking to progress their career in trade surveillance.The ideal candidate will have 5+ years of experience in a similar role, with a strong understanding of the...

At Compliance Professionals, we are seeking a highly skilled and experienced Compliance Risk Manager to join our team. This is an exciting opportunity for a seasoned professional to lead the onboarding of wealth management clients and ensure compliance with regulatory standards.About the RoleThis role involves leading a First Line team responsible for...

AJ FOX COMPLIANCE is hiring a Junior AML & Conflicts Analyst in London. This role involves analyzing conflict searches, maintaining compliance knowledge, and supporting firm-wide operations.Job Description:Perform Conflict Searches: Conduct thorough conflict searches and provide recommendations for best practice.Maintain Compliance Knowledge: Stay up-to-date...

Job Title: Compliance SpecialistCompany OverviewA leading banking firm seeks a skilled Compliance Specialist to join their team. With a strong global presence, this company offers a dynamic work environment and opportunities for growth.Salary$80,000 - $110,000 per annum, depending on experience.Job DescriptionThe successful candidate will assist in the...

Job TitleWe are seeking a highly skilled Compliance Coordinator to join our team at AJ FOX COMPLIANCE in London.About the RoleThe Compliance Coordinator will oversee central onboarding, client and matter-opening processes, ensuring a high-quality service is provided to internal and external clients.This role involves working with regulatory experience within...

We are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also...

Job OverviewWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. As a key member of our financial crime compliance team, you will play a critical role in ensuring the integrity of our business operations.

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

Job TitleAJ Fox Compliance is seeking a Compliance Operations Manager to join their team in London. As a key member of our team, you will be responsible for overseeing the onboarding process and ensuring that all client and matter-opening procedures are up to date.The successful candidate will have prior experience in a legal or consultancy environment, with...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

Job SummaryPrime Personnel is seeking a Compliance Documentation Officer to join its team. The successful candidate will be responsible for ensuring compliance with regulatory requirements and internal policies in loan documentation.Key ResponsibilitiesManage loan documentation to ensure accuracy and completeness; Coordinate with cross-functional teams to...

Compliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...

AJ FOX COMPLIANCE seeks a Contract Review Specialist to work within their London-based risk & compliance team. As part of this role, you will be responsible for managing the risks associated with client terms processes and contract review.Your primary focus will be on the launch of a new client term platform, ensuring it meets its specified requirements and...

Company OverviewAJ Fox Compliance is a leading international law firm in London, committed to delivering exceptional compliance services to clients worldwide.We are seeking a talented Senior Financial Crime Manager to join our team and contribute to shaping best practices within the firm.Job Description:Expert Advice: Offer expert advice on financial crime...

Role OverviewThe Sovos Compliance team is seeking a highly skilled Tax Compliance Specialist to join our dynamic and growing organization. As a key member of our team, you will be responsible for ensuring the smooth operation of our client's tax compliance needs.The ideal candidate will have a strong understanding of project management and experience in...